Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 184,418 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Grant · Acquired 1,911 · Balance 184,418 F1: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for son | 6,039 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,039 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2 | 29,369 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,369 F2: Shares held in the name of Otterstedt Insurance Agency, of which Mr. Parisi is part owner |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023
F2: Shares held in the name of Otterstedt Insurance Agency, of which Mr. Parisi is part owner
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 15:34 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000018 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,418 F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 20:42 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 1,578 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-22-000006 · primary_doc.xml · derivative · entry 4 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,578 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 20:42 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 1,578 | $6.99 | $11,030.22 |
DisclosureSEC source: 0001568214-22-000006 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 25,200 | $34.77 | $876,204.00 |
DisclosureSEC source: 0001568214-21-000029 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,929 Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 9,800 | $34.35 | $336,649.60 |
DisclosureSEC source: 0001568214-21-000028 · primary_doc.xml · nonDerivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,129 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 15,000 | $34.75 | $521,280.00 |
DisclosureSEC source: 0001568214-21-000028 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,929 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000014 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,929 F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000021 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,324 F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. F2 · balance_after: Also includes 8,665 shares previously held by Hudson Real Estate Holding LLC, of which Mr. Parisi is managing director, and distributed to Mr. Parisi. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 18:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000012 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,280 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 22,739 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000037 · primary_doc.xml · derivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,739 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Due to a rounding error, the Form 4 filed on July 1, 2014 incorrectly reflected a grant of 22,740 options to purchase shares of the Issuer's common stock, instead of 22,739, as reflected here. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 22,739 | $4.62 | $105,054.18 |
DisclosureSEC source: 0001568214-18-000037 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 13:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 4,243 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000013 · primary_doc.xml · derivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,243 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 13:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 4,243 | $6.15 | $26,094.45 |
DisclosureSEC source: 0001568214-18-000013 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 17:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000003 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,167 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:46 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000009 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,955 Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 20:31 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 4,014 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-16-000063 · primary_doc.xml · derivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,014 shares Expires 2016-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 20:31 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 4,014 | $6.15 | $24,686.10 |
DisclosureSEC source: 0001568214-16-000063 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.