Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,262.436 |
Reported balance
After 2026-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 2,528 · Balance 81,262.436 F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. F2: Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 4 | 274,408.358 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 274,408.358 F3: Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. F4: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
F2: Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F3: Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F4: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 15:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000020 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,262.436 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. F2 · balance_after: Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 13:46 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000013 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 268,766.733 F1 · shares: This transaction reflects a charitable gift of 11,700 shares of Common Stock F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees). Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 18:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 6,200 | $22.24 | $137,857.00 |
DisclosureSEC source: 0001568214-25-000012 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 1 Disclosed balance after: 280,466.733 F1 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees). Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 18:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 1,500 | $22.25 | $33,375.00 |
DisclosureSEC source: 0001568214-25-000012 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,674.455 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:28 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-25-000041 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,174.455 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026. F2 · balance_after: Also includes 1,834.9850 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000021 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,726.47 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025. F2 · balance_after: Also includes 798.681 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| November 20, 2023 Filed Nov 20, 2023 15:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000026 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,709.789 F2 · shares: This transaction reflects a charitable gift of 8,000 shares of Common Stock. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 15:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 8,000 | $18.95 | $151,579.20 |
DisclosureSEC source: 0001568214-23-000026 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,709.789 F1 · balance_after: Also includes 973.005 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 15:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000019 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,736.784 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024 Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 10,000 | $20.95 | $209,490.00 |
DisclosureSEC source: 0001619964-23-000019 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 254,083.737 F1 · balance_after: Also includes 2,981.084 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendents (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 15:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-22-000034 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 241,102.653 F1 · shares: This transaction reflects a charitable gift of 8,000 shares of Common Stock. F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 17:07 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 8,000 | $24.88 | $199,059.20 |
DisclosureSEC source: 0001568214-22-000027 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 249,102.653 F1 · balance_after: Also includes 1,466.746 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendents (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 18:10 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 6,000 | $24.96 | $149,760.00 |
DisclosureSEC source: 0001568214-22-000026 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,656.629 F1 · balance_after: Also includes 218.629 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 15:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000022 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,438 F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 15:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 1,578 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-22-000005 · primary_doc.xml · derivative · entry 3 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,578 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 15:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 1,578 | $6.99 | $11,030.22 |
DisclosureSEC source: 0001568214-22-000005 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,527.668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 17:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 6,000 | $33.35 | $200,107.80 |
DisclosureSEC source: 0001568214-22-000003 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,949.668 F1 · balance_after: Also includes 112.059 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 13:51 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000026 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,837.609 F2 · shares: This transaction reflects a charitable gift of 4,500 shares of Common Stock. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 13:51 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 5,200 | $28.76 | $149,552.00 |
DisclosureSEC source: 0001568214-21-000026 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,337.609 F1 · balance_after: Also includes 123.182 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 16:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000025 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,014.427 F1 · shares: This transaction reflects a charitable gift of 2,200 shares of Common Stock. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 16:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 2,200 | $27.19 | $59,820.86 |
DisclosureSEC source: 0001568214-21-000025 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,214.427 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000019 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,014.427 F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022. F2 · balance_after: Also includes 1,411.018 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 233,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000030 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 233,739 F2 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to an irrevocable trust as set forth in footnote 1. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 259,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000030 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,998.409 F1 · shares: Of the shares gifted by the reporting person, 233,739 were gifted to an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) and 25,500 were gifted to an irrevocable trust for the benefit of the reporting person and his descendants (of which an unrelated third person is trustee). Read SEC document |
| November 03, 2020 Filed Nov 30, 2020 19:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000029 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,237.409 F1 · balance_after: This transaction reflects a charitable gift of 10,000 shares of Common Stock. Also includes 3,310.611 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 19:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000019 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,926.798 F1 · balance_after: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Also includes 2,000.072 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| September 12, 2019 Filed Sep 17, 2019 15:22 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000040 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,547.726 F1 · shares: This transaction reflects a charitable gift of 9,000 shares of Common Stock. F2 · balance_after: Also includes 1,080.12 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 15:07 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 10,500 | $20.47 | $214,956.00 |
DisclosureSEC source: 0001568214-19-000038 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,467.606 F1 · balance_after: Also includes 2,142.103 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 16:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000004 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,825.503 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 1,018.666 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000036 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,675.837 Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:41 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 15,000 | $20.83 | $312,450.00 |
DisclosureSEC source: 0001568214-18-000034 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,675.837 F1 · balance_after: Also includes 1,651.308 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 19:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000029 · primary_doc.xml · derivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: In connection with the preparation of this filing, the filer identified an inadvertent rounding error in the number of Stock Options reported in the Form 4 filed December 8, 2017, which reported a remaining amount of 14,999. The actual number of remaining Stock Options was 15,000. The filer's ownership has been updated accordingly to reflect the grant of one additional option. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 19:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 15,000 | $4.62 | $69,300.00 |
DisclosureSEC source: 0001568214-18-000029 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,024.529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects 15,000 shares acquired from the exercise of 15,000 Stock Options at an exercise price of $4.62 per share, together with an additional 682.617 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 18:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000004 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,341.912 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 8,760 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · derivative · entry 5 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,999 Underlying: Common Stock · 8,760 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 5,437 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · derivative · entry 4 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,437 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 3 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,416.612 F2 · kind: This transaction reflects a charitable gift of 7,700 shares of Common Stock. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 8,760 | $4.62 | $40,471.20 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,116.612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 5,437 | $6.15 | $33,437.55 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,356.612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Also includes 2,469.802 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 15:58 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000004 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,449.81 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:52 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-16-000067 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,227 Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 19:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionstock option · Derivative | 5,327 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-16-000062 · primary_doc.xml · derivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 5,327 shares Expires 2016-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 19:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversioncommon stock | 5,327 | $6.15 | $32,761.05 |
DisclosureSEC source: 0001568214-16-000062 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.