Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director · Chairman & CEO | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 624,691 |
Ending reported balance
After 2026-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-25 · Grant · Acquired 19,205 · Balance 597,392 F1: Shares acquired pursuant to earned performance units granted on March 20, 2023. Row 2 · 2026-03-25 · Tax withholding · Disposed 11,523 · Balance 585,869 F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Row 3 · 2026-03-25 · Grant · Acquired 38,822 · Balance 624,691 F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
| Common StockSEC Table I · non-derivative | IndirectIRA for spouse | 416 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 416 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 4 | 263,773 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 263,773 F4: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to earned performance units granted on March 20, 2023.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
F4: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 27, 2026 14:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 38,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,691 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 14:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 11,523 | $26.27 | $302,709.21 |
DisclosureSEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,869 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 14:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 19,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,392 F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023. Read SEC document |
| March 23, 2026 Filed Mar 24, 2026 19:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 5,752 | $26.72 | $153,693.44 |
DisclosureSEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 578,187 F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 6,275 | $25.95 | $162,836.25 |
DisclosureSEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,939 F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 9,882 | $25.95 | $256,437.90 |
DisclosureSEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590,214 F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 19:32 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,527 | $23.73 | $107,425.71 |
DisclosureSEC source: 0001568214-25-000010 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,096 F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 22, 2025 Filed Mar 26, 2025 19:32 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 5,752 | $23.55 | $135,459.60 |
DisclosureSEC source: 0001568214-25-000010 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 604,623 F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 15:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 31,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 610,375 F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 15:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 9,882 | $23.59 | $233,116.38 |
DisclosureSEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,001 F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 15:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 12,533 | $24.01 | $300,917.33 |
DisclosureSEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 588,883 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 15:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 20,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,416 F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,528 | $18.98 | $85,941.44 |
DisclosureSEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,528 F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,085 | $19.01 | $77,655.85 |
DisclosureSEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,056 F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 14,709 | $19.01 | $279,618.09 |
DisclosureSEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,380 F3 · balance_after: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 24,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 575,089 F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 28,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589,141 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 9,883 | $19.57 | $193,410.31 |
DisclosureSEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,574 F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,528 | $18.00 | $81,504.00 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 6 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,230 F6 · shares: Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,086 | $17.35 | $70,892.10 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 828,758 F5 · shares: Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 11,491 | $17.93 | $206,033.63 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 832,844 F4 · shares: Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 34,471 | $17.93 | $618,065.03 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 844,335 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 57,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 878,806 F2 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:39 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 49,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000006 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 821,354 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 22,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 6 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,943 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 14,719 | $32.80 | $482,783.20 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,306 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 24,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,025 F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019. Read SEC document |
| March 23, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,086 | $32.04 | $130,915.44 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,494 F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 11,490 | $32.53 | $373,769.70 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,580 F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 19:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,906 | $32.53 | $159,592.18 |
DisclosureSEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,070 F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 17:46 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 30,000 | $34.12 | $1,023,666.00 |
DisclosureSEC source: 0001568214-21-000027 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,976 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 20,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 6 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,976 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 7,117 | $25.24 | $179,633.08 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,547 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 14,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,724 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018 Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 7,279 | $26.45 | $192,529.55 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,370 F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020 Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 9,575 | $26.45 | $253,258.75 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,945 F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019 Read SEC document |
| March 15, 2021 Filed Mar 25, 2021 19:03 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,392 | $26.57 | $63,555.44 |
DisclosureSEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,034 F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 19:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 10,000 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-20-000027 · primary_doc.xml · derivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 19:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 10,000 | $6.99 | $69,900.00 |
DisclosureSEC source: 0001568214-20-000027 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 57,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000009 · primary_doc.xml · nonDerivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,426 F5 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 7,279 | $10.77 | $78,394.83 |
DisclosureSEC source: 0001568214-20-000009 · primary_doc.xml · nonDerivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,975 F4 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 18,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000009 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,254 F3 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2017. Read SEC document |
| March 19, 2020 Filed Mar 31, 2020 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 3,271 | $10.75 | $35,163.25 |
DisclosureSEC source: 0001568214-20-000009 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,081 F2 · shares: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2020 Filed Mar 31, 2020 20:43 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,914 | $15.30 | $29,284.20 |
DisclosureSEC source: 0001568214-20-000009 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,352 F1 · shares: Reflects tax withholding of shares acquired on March 15, 2020 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| January 09, 2020 Filed Jan 9, 2020 22:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 14,567 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-20-000003 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 14,567 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 9, 2020 22:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 14,567 | $6.99 | $101,823.33 |
DisclosureSEC source: 0001568214-20-000003 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2019 Filed Oct 9, 2019 21:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 10,000 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-19-000041 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,567 Underlying: Common Stock · 10,000 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2019 Filed Oct 9, 2019 21:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 10,000 | $6.99 | $69,900.00 |
DisclosureSEC source: 0001568214-19-000041 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2019 Filed May 1, 2019 15:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 5,240 | $21.93 | $114,897.48 |
DisclosureSEC source: 0001568214-19-000033 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,699 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Sorrentino by the Issuer. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 24,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,939 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.