Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | August 15, 2023 | August 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date August 15, 2023 · Filed August 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,849.7607 |
Reported balance
After 2023-08-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-15 · Purchase · Acquired 2,000 · Balance 100,849.7607 F1: Also includes 156.7422 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 8,476.29 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,476.29 |
Filing footnotes · ownership attribution and instrument terms
F1: Also includes 156.7422 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2023 Filed Aug 17, 2023 13:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 2,000 | $20.25 | $40,493.40 |
DisclosureSEC source: 0001568214-23-000025 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,849.7607 F1 · balance_after: Also includes 156.7422 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 15:42 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000020 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,693.0185 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024 F2 · balance_after: Also includes 81.9783 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| February 13, 2023 Filed Feb 13, 2023 19:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,200 | $23.81 | $28,572.00 |
DisclosureSEC source: 0001568214-23-000002 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,358.0402 Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 16:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,000 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001568214-23-000001 · primary_doc.xml · derivative · entry 3 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017 Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 16:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,000 | $12.52 | $37,560.00 |
DisclosureSEC source: 0001568214-23-000001 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,558.0402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 15:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 1,000 | $24.82 | $24,824.00 |
DisclosureSEC source: 0001619964-22-000035 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,481.9654 F1 · balance_after: Also includes 150.8732 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:07 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000024 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,331.0922 F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 F2 · balance_after: Also (i) includes 51.215 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan (the "DRIP") , and (ii) 3,954.2451 previously erroneously classified as indirectly held. Also excludes 1,096.5105 shares previously included based on a miscalculation of shares acquired pursuant to DRIP. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 17:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0001568214-22-000004 · primary_doc.xml · derivative · entry 4 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 17:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $9.64 | $33,479.72 |
DisclosureSEC source: 0001568214-22-000004 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,511.1426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 17:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,805 | $32.68 | $91,667.40 |
DisclosureSEC source: 0001568214-22-000004 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,038.1426 F1 · kind: The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein. F2 · balance_after: Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000020 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,746.4016 F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022. F2 · balance_after: Includes 353.9997 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. F3 · balance_after: The reporting person no longer has a reportable beneficial interest in 1,752.5892 shares owned by his adult child and included on his prior ownership reports. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 18:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000016 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,539.9911 F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 13:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 1,300 | $19.82 | $25,766.00 |
DisclosureSEC source: 0001568214-20-000007 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,160.9911 F1 · balance_after: Also includes 45.8742 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 16:15 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $9.11 | $0.00 |
DisclosureSEC source: 0001568214-20-000005 · primary_doc.xml · derivative · entry 4 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 16:15 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $9.11 | $31,639.03 |
DisclosureSEC source: 0001568214-20-000005 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,815.1169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 16:15 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 3,278 | $24.41 | $80,015.98 |
DisclosureSEC source: 0001568214-20-000005 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,342.1169 F1 · kind: The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein. F2 · balance_after: Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 1,175 | $20.87 | $24,522.25 |
DisclosureSEC source: 0001568214-19-000018 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,479.6142 F1 · balance_after: Also includes 44.2292 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 22:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $8.53 | $0.00 |
DisclosureSEC source: 0001568214-19-000017 · primary_doc.xml · derivative · entry 3 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 22:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $8.53 | $29,624.69 |
DisclosureSEC source: 0001568214-19-000017 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,260.385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 22:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,700 | $20.11 | $54,291.33 |
DisclosureSEC source: 0001568214-19-000017 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,787.385 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 18:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000014 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,487.385 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 42.2539 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 473 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · derivative · entry 5 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 473 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $7.67 | $0.00 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · derivative · entry 4 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2010, 2011, 2012, and 2013. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 473 | $12.52 | $5,921.96 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 3 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,314.1311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $7.67 | $26,637.91 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,841.1311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,325 | $25.15 | $33,323.75 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,368.1311 F1 · balance_after: The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options. Also includes 99.8296 shares acquired through the Company's Dividend Reimbursement & Optional Cash Purchase Plan. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:13 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000007 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,593.3015 Read SEC document |
| May 27, 2017 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $11.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 6 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012 Read SEC document |
| May 27, 2017 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $15.73 | $0.00 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 5 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011 Read SEC document |
| May 27, 2017 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 4,350 | $21.70 | $94,412.40 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 3 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,302.825 F2 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein. Read SEC document |
| May 27, 2017 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $11.15 | $38,723.95 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,652.825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2017 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,473 | $15.73 | $54,630.29 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,179.825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:59 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000011 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,667.6846 Read SEC document |
| June 01, 2007 Filed May 30, 2017 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantStock Option · Derivative | 3,473 | $0.00 Strike: $15.73 | $0.00 |
DisclosureSEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 4 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,473 Underlying: Common Stock · 3,473 shares Expires 2017-06-01 F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011 F4 · balance_after: Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.