Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Senior EVP & CFO | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 137,182 |
Ending reported balance
After 2026-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-25 · Grant · Acquired 5,157 · Balance 128,598 F1: Shares acquired pursuant to earned performance units granted on March 20, 2023. Row 2 · 2026-03-25 · Tax withholding · Disposed 2,578 · Balance 126,020 F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Row 3 · 2026-03-25 · Grant · Acquired 11,162 · Balance 137,182 F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to earned performance units granted on March 20, 2023.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 27, 2026 14:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 11,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,182 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 14:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,578 | $26.27 | $67,724.06 |
DisclosureSEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,020 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 14:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,598 F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023. Read SEC document |
| March 23, 2026 Filed Mar 24, 2026 18:51 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,288 | $26.72 | $34,415.36 |
DisclosureSEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,441 F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:51 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,418 | $25.95 | $36,797.10 |
DisclosureSEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,729 F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:51 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,211 | $25.95 | $57,375.45 |
DisclosureSEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,147 F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 17:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,063 | $23.73 | $25,224.99 |
DisclosureSEC source: 0001568214-25-000009 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,358 F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 22, 2025 Filed Mar 26, 2025 17:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,288 | $23.55 | $30,332.40 |
DisclosureSEC source: 0001568214-25-000009 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,421 F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 16:06 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 8,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 4 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,709 F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 16:06 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,212 | $23.59 | $52,181.08 |
DisclosureSEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,206 F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 16:06 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,943 | $24.01 | $70,661.43 |
DisclosureSEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,418 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 16:06 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,361 F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 19:38 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,064 | $18.98 | $20,194.72 |
DisclosureSEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,475 F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 19:38 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,065 | $19.01 | $20,245.65 |
DisclosureSEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,539 F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 3,833 | $19.01 | $72,865.33 |
DisclosureSEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,880 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,713 F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 19:38 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,604 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,212 | $19.57 | $43,288.84 |
DisclosureSEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,046 F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,064 | $18.00 | $19,152.00 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 6 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,258 F6 · shares: Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,065 | $17.35 | $18,477.75 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 5 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,322 F5 · shares: Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,995 | $17.93 | $53,700.35 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 4 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,387 F4 · shares: Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 8,983 | $17.93 | $161,065.19 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,382 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 17,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,365 F2 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 01:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 13,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000007 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,398 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 6,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 6 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,130 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 3,788 | $32.80 | $124,246.40 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 5 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,750 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 4 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,528 F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019. Read SEC document |
| March 23, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,065 | $32.04 | $34,122.60 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,961 F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,995 | $32.53 | $97,427.35 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,026 F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,263 | $32.53 | $41,085.39 |
DisclosureSEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,021 F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 6 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,284 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,966 | $26.24 | $51,587.84 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 5 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,895 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 4 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,861 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,995 | $26.45 | $79,217.75 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,928 F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,263 | $26.45 | $33,406.35 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,923 F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2021 Filed Mar 25, 2021 19:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 656 | $26.57 | $17,429.92 |
DisclosureSEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,186 F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 17,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000010 · primary_doc.xml · nonDerivative · entry 5 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,842 F5 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,009 | $10.77 | $21,636.93 |
DisclosureSEC source: 0001568214-20-000010 · primary_doc.xml · nonDerivative · entry 4 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,875 F4 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000010 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,884 F3 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2017. Read SEC document |
| March 19, 2020 Filed Mar 31, 2020 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,010 | $10.75 | $10,857.50 |
DisclosureSEC source: 0001568214-20-000010 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,860 F2 · shares: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2020 Filed Mar 31, 2020 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 524 | $15.30 | $8,017.20 |
DisclosureSEC source: 0001568214-20-000010 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,870 F1 · shares: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| April 30, 2019 Filed May 2, 2019 14:58 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,500 | $21.89 | $32,835.00 |
DisclosureSEC source: 0001568214-19-000037 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,394 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Burns to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Burns by the Issuer. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 3 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,894 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,757 | $20.79 | $36,528.03 |
DisclosureSEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,318 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,075 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 656 | $21.28 | $13,959.68 |
DisclosureSEC source: 0001568214-19-000020 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,560 F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,517 | $28.87 | $43,795.79 |
DisclosureSEC source: 0001568214-18-000028 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,283 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Burns to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Burns by the Issuer. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 5,397 | $30.00 | $161,910.00 |
DisclosureSEC source: 0001568214-18-000020 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,800 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 11,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000020 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,197 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000020 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,216 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.