Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,525 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 2,528 · Balance 91,525 F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 78,724 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 78,724 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2 | 6,500 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,500 F2: Held by an LLC in which Mr. Huttle's spouse is a member. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
F2: Held by an LLC in which Mr. Huttle's spouse is a member.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 20:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000031 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,525 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-25-000051 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,997 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 18:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000015 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,384 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000022 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,165 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 15:28 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000017 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,912 F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 14:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 1,578 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-22-000014 · primary_doc.xml · derivative · entry 5 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,578 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 14:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,578 | $6.99 | $11,030.22 |
DisclosureSEC source: 0001568214-22-000014 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,001 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:11 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000018 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,423 F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 80,000 | $15.55 | $1,243,936.00 |
DisclosureSEC source: 0001568214-20-000026 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 78,724 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 18:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000017 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,818 F1 · balance_after: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Also reflects a transfer of 145,644 shares previously held directly to shares held by his spouse. See footnote 2. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:40 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000008 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,083 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 16:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 18,103 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · derivative · entry 3 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,103 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected a grant 18,104 options, rather than 18,103. Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 16:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 18,103 | $4.62 | $83,635.86 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · nonDerivative · entry 2 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 4,250 | $20.02 | $85,088.83 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,849 F1 · kind: The proceeds of the sale reported on this Form 4 were used by Mr. Huttle with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 22:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,882 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000014 · primary_doc.xml · derivative · entry 2 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,882 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 22:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,882 | $6.15 | $23,874.30 |
DisclosureSEC source: 0001568214-18-000014 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000011 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,217 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000013 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,005 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 17:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 4,282 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-16-000065 · primary_doc.xml · derivative · entry 2 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,282 shares Expires 2016-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 17:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 4,282 | $6.15 | $26,334.30 |
DisclosureSEC source: 0001568214-16-000065 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.