Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | FSVP & Chief Credit Officer | March 15, 2021 | March 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 15, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,867.3888 |
Reported balance
After 2021-03-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-03-15 · Tax withholding · Disposed 353 · Balance 27,867.3888 F1: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 27,225.3888 |
Reported balance
After 2021-03-19 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-03-19 · Tax withholding · Disposed 642 · Balance 27,225.3888 F2: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 25,945.3888 |
Reported balance
After 2021-03-19 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-03-19 · Tax withholding · Disposed 1,280 · Balance 25,945.3888 F3: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. |
| Common StockSEC Table I · non-derivative | Direct | 28,062.388 |
Reported balance
After 2021-03-23 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2021-03-23 · Grant · Acquired 2,117 · Balance 28,062.388 F4: Shares acquired pursuant to earned performance units granted on March 23, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 27,003.3888 |
Reported balance
After 2021-03-23 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2021-03-23 · Tax withholding · Disposed 1,059 · Balance 27,003.3888 F5: Reflects tax withholding of shares acquired pursuant to performance units reported above. |
| Common StockSEC Table I · non-derivative | Direct | 29,078.3888 |
Reported balance
After 2021-03-23 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2021-03-23 · Grant · Acquired 2,075 · Balance 29,078.3888 F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.
F2: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.
F3: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.
F4: Shares acquired pursuant to earned performance units granted on March 23, 2018.
F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.
F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 6 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,078.3888 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,059 | $25.24 | $26,729.16 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 5 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,003.3888 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 4 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,062.388 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,280 | $26.45 | $33,856.00 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 3 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,945.3888 F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 642 | $26.45 | $16,980.90 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 2 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,225.3888 F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2021 Filed Mar 25, 2021 19:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 353 | $26.57 | $9,379.21 |
DisclosureSEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,867.3888 F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| March 20, 2020 Filed Apr 2, 2020 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000014 · primary_doc.xml · nonDerivative · entry 5 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,220.3888 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23. Read SEC document |
| March 20, 2020 Filed Apr 2, 2020 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,092 | $10.77 | $11,760.84 |
DisclosureSEC source: 0001568214-20-000014 · primary_doc.xml · nonDerivative · entry 4 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,542.3888 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 20, 2020 Filed Apr 2, 2020 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000014 · primary_doc.xml · nonDerivative · entry 3 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,634.3888 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2017. Read SEC document |
| March 19, 2020 Filed Apr 2, 2020 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 514 | $10.75 | $5,525.50 |
DisclosureSEC source: 0001568214-20-000014 · primary_doc.xml · nonDerivative · entry 2 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,904.3888 F3 · shares: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2020 Filed Apr 2, 2020 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 282 | $15.30 | $4,314.60 |
DisclosureSEC source: 0001568214-20-000014 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418.3888 F1 · shares: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018. F2 · balance_after: Includes 165.8468 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:22 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 3 McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,534.542 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:22 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 909 | $20.79 | $18,898.11 |
DisclosureSEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 2 McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683.542 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:22 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592.542 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:25 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 352 | $21.28 | $7,490.56 |
DisclosureSEC source: 0001568214-19-000024 · primary_doc.xml · nonDerivative · entry 2 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,774.542 F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 6,237.3013 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000023 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,009.542 F1 · shares: Reflects 6,157 shares acquired pursuant to earned performance units granted on March 31, 2015, together with 80.3013 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:25 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000024 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,126.542 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 18:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,328.9146 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000017 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,772.0627 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.