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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 16, 2026 14:16 UTC PurchaseCommon Stock 860 $33.19 $28,543.40
Disclosure

SEC source: 0001619964-26-000036 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,239

Read SEC document
June 09, 2026 Filed Jun 9, 2026 15:36 UTC PurchaseCommon Stock 120 $31.39 $3,766.80
Disclosure

SEC source: 0001619964-26-000032 · primary_doc.xml · nonDerivative · entry 2

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,379

Read SEC document
June 08, 2026 Filed Jun 9, 2026 15:36 UTC PurchaseCommon Stock 120 $30.96 $3,715.20
Disclosure

SEC source: 0001619964-26-000032 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,259

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:55 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000031 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,525

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:51 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000030 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,030.933

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

F2 · balance_after: Also includes 3,101.177 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 16:14 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000029 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,994.525

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 16:10 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000028 · primary_doc.xml · nonDerivative · entry 1

BECKER CHRISTOPHER · CIK 0001063965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,360

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:59 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000027 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,139

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:54 UTC
QUICK PETERDirector
GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000026 · primary_doc.xml · nonDerivative · entry 1

QUICK PETER · CIK 0001195725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,135

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:46 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000025 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,781

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:39 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000024 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Susan C · CIK 0002018848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,050.59

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:26 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000022 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,215.177

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

F2 · balance_after: Includes 927.0102 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:32 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000023 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,139

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:17 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000021 · primary_doc.xml · nonDerivative · entry 1

Haye Edward J. · CIK 0001954630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,760

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

Read SEC document
June 01, 2026 Filed Jun 3, 2026 15:05 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000020 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,262.436

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

F2 · balance_after: Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 14:54 UTC GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000019 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,242

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:16 UTC
Schwartz Robert AllanEVP & General Counsel
GrantCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000017 · primary_doc.xml · nonDerivative · entry 1

Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,953.83

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:19 UTC
Pappas Mark JEVP & Chief Risk Officer
GrantCommon Stock 3,507 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000018 · primary_doc.xml · nonDerivative · entry 1

Pappas Mark J · CIK 0002098896 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,763

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:11 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
GrantCommon Stock 3,597 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000016 · primary_doc.xml · nonDerivative · entry 3

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,628

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:11 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
Tax withholdingCommon Stock 868 $26.67 $23,149.56
Disclosure

SEC source: 0001619964-26-000016 · primary_doc.xml · nonDerivative · entry 2

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,031

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:11 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
GrantCommon Stock 1,736 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000016 · primary_doc.xml · nonDerivative · entry 1

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,899

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:01 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,640

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:01 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 970 $26.27 $25,481.90
Disclosure

SEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,088

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:01 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 1,940 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,058

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 15:08 UTC
Magennis ElizabethDirector · Bank President
GrantCommon Stock 12,642 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000014 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,283

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 15:08 UTC
Magennis ElizabethDirector · Bank President
Tax withholdingCommon Stock 2,774 $26.27 $72,872.98
Disclosure

SEC source: 0001619964-26-000014 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,641

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 15:08 UTC
Magennis ElizabethDirector · Bank President
GrantCommon Stock 5,548 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000014 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,415

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:56 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 11,162 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,182

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:56 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,578 $26.27 $67,724.06
Disclosure

SEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,020

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:56 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000013 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,598

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:48 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 38,822 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,691

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:48 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 11,523 $26.27 $302,709.21
Disclosure

SEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,869

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:48 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 19,205 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000012 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,392

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:40 UTC
Javitz Joseph T.EVP & Chief Credit Officer
GrantCommon Stock 3,687 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000011 · primary_doc.xml · nonDerivative · entry 3

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,277.435

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:40 UTC
Javitz Joseph T.EVP & Chief Credit Officer
Tax withholdingCommon Stock 842 $26.27 $22,119.34
Disclosure

SEC source: 0001619964-26-000011 · primary_doc.xml · nonDerivative · entry 2

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,590.435

F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 14:40 UTC
Javitz Joseph T.EVP & Chief Credit Officer
GrantCommon Stock 2,015 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000011 · primary_doc.xml · nonDerivative · entry 1

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,432.435

F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023.

F2 · balance_after: Also includes 830.655 shares acquired under a dividend reinvestment plan.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 19:00 UTC
Javitz Joseph T.EVP & Chief Credit Officer
Tax withholdingCommon Stock 466 $26.72 $12,451.52
Disclosure

SEC source: 0001619964-26-000008 · primary_doc.xml · nonDerivative · entry 3

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,496.78

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 19:20 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 5,752 $26.72 $153,693.44
Disclosure

SEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,187

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 19:12 UTC
Magennis ElizabethDirector · Bank President
Tax withholdingCommon Stock 1,385 $26.72 $37,007.20
Disclosure

SEC source: 0001619964-26-000009 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,867

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 18:51 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,288 $26.72 $34,415.36
Disclosure

SEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,441

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 18:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 560 $26.72 $14,963.20
Disclosure

SEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,118

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 17:52 UTC
Pappas Mark JEVP & Chief Risk Officer
Tax withholdingCommon Stock 514 $26.72 $13,734.08
Disclosure

SEC source: 0001619964-26-000004 · primary_doc.xml · nonDerivative · entry 2

Pappas Mark J · CIK 0002098896 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,256

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 17:44 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
Tax withholdingCommon Stock 484 $26.72 $12,932.48
Disclosure

SEC source: 0001619964-26-000003 · primary_doc.xml · nonDerivative · entry 3

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,163

F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:00 UTC
Javitz Joseph T.EVP & Chief Credit Officer
Tax withholdingCommon Stock 461 $25.95 $11,962.95
Disclosure

SEC source: 0001619964-26-000008 · primary_doc.xml · nonDerivative · entry 2

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,962.78

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:00 UTC
Javitz Joseph T.EVP & Chief Credit Officer
Tax withholdingCommon Stock 722 $25.95 $18,735.90
Disclosure

SEC source: 0001619964-26-000008 · primary_doc.xml · nonDerivative · entry 1

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,423.78

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:20 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 6,275 $25.95 $162,836.25
Disclosure

SEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,939

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:20 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 9,882 $25.95 $256,437.90
Disclosure

SEC source: 0001619964-26-000010 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,214

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

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March 20, 2026 Filed Mar 24, 2026 19:12 UTC
Magennis ElizabethDirector · Bank President
Tax withholdingCommon Stock 1,604 $25.95 $41,623.80
Disclosure

SEC source: 0001619964-26-000009 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,252

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

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March 20, 2026 Filed Mar 24, 2026 19:12 UTC
Magennis ElizabethDirector · Bank President
Tax withholdingCommon Stock 2,379 $25.95 $61,735.05
Disclosure

SEC source: 0001619964-26-000009 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · Director · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,856

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

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March 20, 2026 Filed Mar 24, 2026 18:51 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,418 $25.95 $36,797.10
Disclosure

SEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,729

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.