Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | EVP & Chief Operations Officer | May 08, 2023 | May 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date May 08, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,377 |
Reported balance
After 2023-05-08 transaction · row 1
1 source rowRow 1 · 2023-05-08 · Purchase · Acquired 350 · Balance 53,377 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2023 Filed May 8, 2023 19:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | PurchaseCommon Stock | 350 | $14.50 | $5,075.00 |
DisclosureSEC source: 0001568214-23-000012 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,377 Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 892 | $18.00 | $16,056.00 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 6 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,027 F6 · shares: Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 892 | $17.35 | $15,476.20 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 5 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,919 F5 · shares: Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,612 | $17.93 | $46,833.16 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 4 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,811 F4 · shares: Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 7,834 | $17.93 | $140,463.62 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 3 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,423 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 15,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,257 F2 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:18 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 8,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000010 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,588 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26 Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 6 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,222 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 3,247 | $32.80 | $106,501.60 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 5 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,871 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 4 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,118 F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019. Read SEC document |
| March 23, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 892 | $32.04 | $28,579.68 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 3 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,624 F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,612 | $32.53 | $84,968.36 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,516 F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,083 | $32.53 | $35,229.99 |
DisclosureSEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,128 F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 6 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,211 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,627 | $25.24 | $41,065.48 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 5 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,862 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 4 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,489 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,612 | $26.45 | $69,087.40 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 3 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,235 F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,082 | $26.45 | $28,618.90 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,847 F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2021 Filed Mar 25, 2021 19:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 542 | $26.57 | $14,400.94 |
DisclosureSEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,929 F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| March 20, 2020 Filed Apr 1, 2020 20:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 15,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000013 · primary_doc.xml · nonDerivative · entry 5 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,471 F5 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23. Read SEC document |
| March 20, 2020 Filed Apr 1, 2020 20:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,635 | $10.77 | $17,608.95 |
DisclosureSEC source: 0001568214-20-000013 · primary_doc.xml · nonDerivative · entry 4 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,802 F4 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 20, 2020 Filed Apr 1, 2020 20:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000013 · primary_doc.xml · nonDerivative · entry 3 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,437 F3 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2017. Read SEC document |
| March 19, 2020 Filed Apr 1, 2020 20:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 866 | $10.75 | $9,309.50 |
DisclosureSEC source: 0001568214-20-000013 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,349 F2 · shares: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2020 Filed Apr 1, 2020 20:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 434 | $15.30 | $6,640.20 |
DisclosureSEC source: 0001568214-20-000013 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,215 F1 · shares: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| April 30, 2019 Filed May 2, 2019 14:52 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,527 | $21.96 | $33,532.92 |
DisclosureSEC source: 0001568214-19-000035 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,649 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Ewing to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Ewing by the Issuer. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 3 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,176 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,422 | $20.79 | $29,563.38 |
DisclosureSEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,682 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,014 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 542 | $21.28 | $11,533.76 |
DisclosureSEC source: 0001568214-19-000023 · primary_doc.xml · nonDerivative · entry 2 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,259 F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,375 | $29.05 | $39,943.75 |
DisclosureSEC source: 0001568214-18-000026 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Ewing to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Ewing by the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000023 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,781 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| June 08, 2017 Filed Jun 8, 2017 18:25 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,100 | $22.67 | $47,607.00 |
DisclosureSEC source: 0001568214-17-000028 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,922 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 18:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000018 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,022 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.