Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 218,994.525 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 2,528 · Balance 218,994.525 F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 16:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000029 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,994.525 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 15:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GiftCommon Stock | 7,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000002 · primary_doc.xml · nonDerivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,466.525 F1 · shares: This transaction reflects a charitable gift of 7,707 shares of Common Stock. F2 · balance_after: Includes 9,803.525 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-25-000050 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,170 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 18:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000016 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,557 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 16:10 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 47,500 | $20.70 | $983,444.75 |
DisclosureSEC source: 0001568214-23-000024 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,338 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 15:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000017 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,838 F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024 Read SEC document |
| March 02, 2023 Filed Mar 9, 2023 15:46 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 41,000 | $24.01 | $984,332.10 |
DisclosureSEC source: 0001568214-23-000004 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,585 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 15:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000020 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,585 F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023 Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 20:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 1,578 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-22-000013 · primary_doc.xml · derivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,578 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 20:26 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 1,578 | $6.99 | $11,030.22 |
DisclosureSEC source: 0001568214-22-000013 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:27 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000021 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,096 F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 15:23 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 22,000 | $22.50 | $494,967.00 |
DisclosureSEC source: 0001568214-21-000002 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,491 Read SEC document |
| November 11, 2020 Filed Nov 16, 2020 21:36 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 29,411 | $17.17 | $505,083.93 |
DisclosureSEC source: 0001568214-20-000028 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,491 Read SEC document |
| August 11, 2020 Filed Mar 19, 2026 15:44 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 67,800 | $14.75 | $1,000,382.22 |
DisclosureSEC source: 0001619964-26-000002 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,370 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 19:30 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000024 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,902 F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000007 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,523 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| November 07, 2018 Filed Nov 7, 2018 20:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 25,966 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · derivative · entry 3 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,966 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 7, 2018 20:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 25,966 | $4.62 | $119,962.92 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · nonDerivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 20:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 5,650 | $21.46 | $121,225.84 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,426 F1 · shares: The proceeds of the of sale reported herein were utilized in connection with the exercise of the stock options, also reported herein. Read SEC document |
| January 17, 2018 Filed Jan 17, 2018 20:52 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 5,437 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000012 · primary_doc.xml · derivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,437 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2018 Filed Jan 17, 2018 20:52 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 5,437 | $6.15 | $33,437.55 |
DisclosureSEC source: 0001568214-18-000012 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 17:50 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000002 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,639 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000007 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,427 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 5,327 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-16-000066 · primary_doc.xml · derivative · entry 3 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,327 shares Expires 2016-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 1,660 | $19.85 | $32,958.64 |
DisclosureSEC source: 0001568214-16-000066 · primary_doc.xml · nonDerivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,266 F1 · balance_after: The proceeds of the sale reported on this Form 4 was used by Mr. Kempner to fund the exercise of the stock options, also reported herein. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:20 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 5,327 | $6.15 | $32,761.05 |
DisclosureSEC source: 0001568214-16-000066 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.