Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2018 Filed Mar 20, 2018 20:47 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
GrantCommon Stock | 6,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000022 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,641 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:36 UTC |
Magennis ElizabethEVP & Chief Lending Officer
|
Tax withholdingCommon Stock | 4,975 | $30.00 | $149,250.00 |
DisclosureSEC source: 0001568214-18-000021 · primary_doc.xml · nonDerivative · entry 2 Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,302 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:36 UTC |
Magennis ElizabethEVP & Chief Lending Officer
|
GrantCommon Stock | 11,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000021 · primary_doc.xml · nonDerivative · entry 1 Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,278 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:30 UTC |
Burns William SEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,397 | $30.00 | $161,910.00 |
DisclosureSEC source: 0001568214-18-000020 · primary_doc.xml · nonDerivative · entry 2 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,800 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:30 UTC |
Burns William SEVP & Chief Financial Officer
|
GrantCommon Stock | 11,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000020 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,197 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:25 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Tax withholdingCommon Stock | 16,734 | $30.00 | $502,020.00 |
DisclosureSEC source: 0001568214-18-000019 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,433 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:25 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
GrantCommon Stock | 37,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000019 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,167 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:08 UTC |
Burns William SExecutive VP & CFO
|
GrantCommon Stock | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000020 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,216 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:25 UTC |
McGrover Michael J.FSVP & Chief Credit Officer
|
GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000024 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,126.542 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:20 UTC |
Ewing Christopher J.EVP & Chief Operations Officer
|
GrantCommon Stock | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000023 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,781 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:16 UTC |
Magennis ElizabethEVP & Chief Lending Officer
|
GrantCommon Stock | 3,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000022 · primary_doc.xml · nonDerivative · entry 1 Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,090 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:12 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
GrantCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000021 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,583 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:05 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
GrantCommon Stock | 14,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000019 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,965 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 22:02 UTC |
Magennis ElizabethEVP & Chief Lending Officer
|
SaleCommon Stock | 868 | $28.76 | $24,959.34 |
DisclosureSEC source: 0001568214-18-000018 · primary_doc.xml · nonDerivative · entry 1 Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,221 Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 21:57 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
SaleCommon Stock | 552 | $28.78 | $15,886.23 |
DisclosureSEC source: 0001568214-18-000017 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,484 Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 21:44 UTC |
Burns William SEVP & Chief Financial Officer
|
SaleCommon Stock | 941 | $28.60 | $26,912.60 |
DisclosureSEC source: 0001568214-18-000016 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,204 Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 17:56 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
SaleCommon Stock | 2,174 | $28.45 | $61,840.30 |
DisclosureSEC source: 0001568214-18-000015 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,980 Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 13:57 UTC |
Parisi Joseph Jr.Director
|
Exercise / conversionStock Option · Derivative | 4,243 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000013 · primary_doc.xml · derivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,243 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 13:57 UTC |
Parisi Joseph Jr.Director
|
Exercise / conversionCommon Stock | 4,243 | $6.15 | $26,094.45 |
DisclosureSEC source: 0001568214-18-000013 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 22:26 UTC |
Huttle Frank IIIDirector
|
Exercise / conversionStock Option · Derivative | 3,882 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000014 · primary_doc.xml · derivative · entry 2 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,882 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 22:26 UTC |
Huttle Frank IIIDirector
|
Exercise / conversionCommon Stock | 3,882 | $6.15 | $23,874.30 |
DisclosureSEC source: 0001568214-18-000014 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2018 Filed Jan 17, 2018 20:52 UTC |
Kempner Michael WDirector
|
Exercise / conversionStock Option · Derivative | 5,437 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-18-000012 · primary_doc.xml · derivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,437 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2018 Filed Jan 17, 2018 20:52 UTC |
Kempner Michael WDirector
|
Exercise / conversionCommon Stock | 5,437 | $6.15 | $33,437.55 |
DisclosureSEC source: 0001568214-18-000012 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:48 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 8,250 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000001 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 Underlying: Common Stock · 8,250 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:48 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 8,250 | $4.62 | $38,115.00 |
DisclosureSEC source: 0001568214-18-000001 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:18 UTC |
Huttle Frank IIIDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000011 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,217 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 21:49 UTC |
BOL ALEXANDERDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000010 · primary_doc.xml · nonDerivative · entry 1 BOL ALEXANDER · CIK 0001089883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,005.55 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:43 UTC |
FISH FREDERICK SDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000009 · primary_doc.xml · nonDerivative · entry 1 FISH FREDERICK S · CIK 0001546780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,385.7781 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 17:55 UTC |
Parisi Joseph Jr.Director
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000003 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,167 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:13 UTC |
THOMPSON WILLIAMDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000007 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,593.3015 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 18:59 UTC |
MINOIA NICHOLASDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000006 · primary_doc.xml · nonDerivative · entry 1 MINOIA NICHOLAS · CIK 0001450811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,831.1234 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:19 UTC |
BAIER FRANK WDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000008 · primary_doc.xml · nonDerivative · entry 1 BAIER FRANK W · CIK 0001226353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,102 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 18:44 UTC |
SCHECHTER HAROLDDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000005 · primary_doc.xml · nonDerivative · entry 1 SCHECHTER HAROLD · CIK 0001224646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,189.9278 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 18:01 UTC |
Boswell Stephen T.Director
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000004 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,341.912 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 17:50 UTC |
Kempner Michael WDirector
|
GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000002 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,639 Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 20:48 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 4,750 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-17-000032 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937 Underlying: Common Stock · 4,750 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 20:48 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 4,750 | $4.62 | $21,945.00 |
DisclosureSEC source: 0001568214-17-000032 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 19:12 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 11,721 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · derivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,721 shares Expires 2018-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 19:12 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 11,721 | $6.15 | $72,084.15 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:12 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 10,871 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,871 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:12 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 10,871 | $6.15 | $66,856.65 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionStock Option · Derivative | 7,800 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · derivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionStock Option · Derivative | 6,204 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · derivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,204 shares Expires 2018-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
SaleCommon Stock | 4,300 | $26.49 | $113,889.80 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,036 F1 · kind: The sale reported on this Form 4 represents the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 7,800 | $6.15 | $47,970.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 6,204 | $6.15 | $38,154.60 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 19:12 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
SaleCommon Stock | 5,848 | $26.49 | $154,918.78 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,562 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC |
Boswell Stephen T.Director
|
Exercise / conversionStock Option · Derivative | 8,760 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · derivative · entry 5 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,999 Underlying: Common Stock · 8,760 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC |
Boswell Stephen T.Director
|
Exercise / conversionStock Option · Derivative | 5,437 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · derivative · entry 4 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,437 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:13 UTC |
Boswell Stephen T.Director
|
GiftCommon Stock | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 3 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,416.612 F2 · kind: This transaction reflects a charitable gift of 7,700 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.