CNA

SEC source: 0000021175-18-000054 · wf-form4_152148362863402.xml · nonDerivative · entry 1

Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,904

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Szerlong was awarded 9,298 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 22,713 PSP shares were achieved and vested on March 15, 2018.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000052 · wf-form4_152148328915983.xml · nonDerivative · entry 2

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,310

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000052 · wf-form4_152148328915983.xml · nonDerivative · entry 1

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,372

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Miralles was awarded 5,313 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 12,978 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000050 · wf-form4_152148303775704.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000050 · wf-form4_152148303775704.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 4,412 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000049 · wf-form4_152148287291579.xml · nonDerivative · entry 2

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

F1 · security: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Mense was awarded 10,959 shares of CNA Financial Corporation's common stock.

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000049 · wf-form4_152148287291579.xml · nonDerivative · entry 1

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,626

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Mense was awarded 10,959 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 26,769 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000047 · wf-form4_152148276340863.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,313

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016)permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000047 · wf-form4_152148276340863.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,637

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Robusto was awarded 27,820 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 116,817 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000044 · wf-form4_152148245773690.xml · nonDerivative · entry 2

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,215

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000044 · wf-form4_152148245773690.xml · nonDerivative · entry 1

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,149

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Leidwinger was awarded 7,369 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 21,578 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000042 · wf-form4_152148166427485.xml · nonDerivative · entry 2

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000042 · wf-form4_152148166427485.xml · nonDerivative · entry 1

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,413

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Weber was awarded 380 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 5,651 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000040 · wf-form4_152147834402299.xml · nonDerivative · entry 2

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,103

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000040 · wf-form4_152147834402299.xml · nonDerivative · entry 1

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,382

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Brosnan was awarded 2,922 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 15,834 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000038 · wf-form4_152147821970354.xml · nonDerivative · entry 2

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,303

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000038 · wf-form4_152147821970354.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,974

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Merten was awarded 1,372 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 10,113 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000036 · wf-form4_152147799379674.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,412

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000036 · wf-form4_152147799379674.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,531

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Worman was awarded 2,286 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 17,576 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000034 · wf-form4_152147740695321.xml · nonDerivative · entry 2

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,213

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000034 · wf-form4_152147740695321.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Smith was awarded 1,567 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 12,294 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000032 · wf-form4_152147707584060.xml · nonDerivative · entry 2

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,978

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000032 · wf-form4_152147707584060.xml · nonDerivative · entry 1

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,136

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Pinkes was awarded 7,359 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 19,955 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000030 · wf-form4_152147689856576.xml · nonDerivative · entry 2

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,649

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-18-000030 · wf-form4_152147689856576.xml · nonDerivative · entry 1

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,694

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Haefner was awarded 3,984 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 10,707 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-18-000028 · wf-form4_152063000792313.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,669

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Worman on March 7, 2017.

SEC source: 0000021175-18-000026 · wf-form4_152035633950336.xml · nonDerivative · entry 1

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

SEC source: 0000021175-18-000024 · wf-form4_151913997976256.xml · derivative · entry 3

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.

F2 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on April 30, 2009. Grant date was April 30, 2008.

SEC source: 0000021175-18-000024 · wf-form4_151913997976256.xml · nonDerivative · entry 2

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,003

SEC source: 0000021175-18-000024 · wf-form4_151913997976256.xml · nonDerivative · entry 1

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 7,457 shares of the issuers common stock.

SEC source: 0000021175-18-000006 · wf-form4_151803714413892.xml · nonDerivative · entry 1

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Weber on February 6, 2017.

SEC source: 0000021175-18-000004 · wf-form4_151751575697961.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,489

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Merten on January 30, 2017.

SEC source: 0000021175-18-000002 · wf-form4_151499609670757.xml · nonDerivative · entry 1

Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,893

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to December 31, 2017.

SEC source: 0000021175-18-000020 · wf-form5_151862951982291.xml · nonDerivative · entry 1

ZONIS MARVIN · CIK 0001209368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: A review of end of period holdings of the issuer's common stock reflected a lesser number of shares held than previously reported; this Form is only being filed to reflect number of shares held as of December 31, 2017 based on records reviewed during such fiscal year. There have been no transactions by the Reporting Person in the Issuer's common stock in the last five years.

SEC source: 0000021175-17-000138 · wf-form4_151188642387342.xml · nonDerivative · entry 2

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,898

F3 · kind: Charitable contribution of 2,100 shares to St. Xavier High School.

F2 · price: Price reflects the average of the high and low price of CNA common stock on November 24, 2017.

SEC source: 0000021175-17-000138 · wf-form4_151188642387342.xml · nonDerivative · entry 1

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,998

F1 · kind: Charitable contribution of 2,100 shares to The Jefferson Scholars Foundation.

F2 · price: Price reflects the average of the high and low price of CNA common stock on November 24, 2017.

SEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · derivative · entry 3

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.

F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.

SEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · nonDerivative · entry 2

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,098

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.51 to $53.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · nonDerivative · entry 1

Mense D Craig · CIK 0001308943 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 23,450 shares of the issuers common stock.

SEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 4

KANTOR JONATHAN D · CIK 0001223649 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,181

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 3

KANTOR JONATHAN D · CIK 0001223649 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,671

F2 · security: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. Due to retirement, for 2015-2017 performance period, Mr. Kantor was awarded 50% of target (4,830) shares of CNA Financial Corporation's common stock. The remaining target shares due, if any, will be paid in March 2018.

SEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 2

KANTOR JONATHAN D · CIK 0001223649 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,841

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017.

SEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 1

KANTOR JONATHAN D · CIK 0001223649 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,574

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017.

SEC source: 0000021175-17-000083 · wf-form4_149384327986041.xml · nonDerivative · entry 1

ROSENBERG JOSEPH · CIK 0001203935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000021175-17-000065 · wf-form4_148976792725358.xml · nonDerivative · entry 2

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · President, Long-Term Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,081

F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-17-000065 · wf-form4_148976792725358.xml · nonDerivative · entry 1

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · President, Long-Term Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,280

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 7,716 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 15,432 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

SEC source: 0000021175-17-000064 · wf-form4_148976778988811.xml · nonDerivative · entry 2

PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,077

F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-17-000064 · wf-form4_148976778988811.xml · nonDerivative · entry 1

PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,588

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE and 27,006 PSP shares were achieved and vested on March 15, 2017.

SEC source: 0000021175-17-000063 · wf-form4_148976763041579.xml · nonDerivative · entry 2

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,822

F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-17-000063 · wf-form4_148976763041579.xml · nonDerivative · entry 1

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,724

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 11,862 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 23,726 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.