Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNA FINANCIAL CORP
Report date July 07, 2017 · Filed July 11, 2017
Section 16 reporting ended · disclosed 2017-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,574 |
Reported balance
After 2017-07-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-07-07 · Tax withholding · Disposed 3,183 · Balance 51,574 F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 38,841 |
Reported balance
After 2017-07-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-07-07 · Tax withholding · Disposed 12,733 · Balance 38,841 F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 43,671 |
Reported balance
After 2017-07-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-07-07 · Grant · Acquired 4,830 · Balance 43,671 F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. Due to retirement, for 2015-2017 performance period, Mr. Kantor was awarded 50% of target (4,830) shares of CNA Financial Corporation's common stock. The remaining target shares due, if any, will be paid in March 2018. |
| Common StockSEC Table I · non-derivative | Direct | 41,181 |
Reported balance
After 2017-07-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-07-07 · Tax withholding · Disposed 2,490 · Balance 41,181 F3: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017.
F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. Due to retirement, for 2015-2017 performance period, Mr. Kantor was awarded 50% of target (4,830) shares of CNA Financial Corporation's common stock. The remaining target shares due, if any, will be paid in March 2018.
F3: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2017 Filed Jul 11, 2017 20:40 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 2,490 | $48.88 | $121,711.20 |
DisclosureSEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 4 KANTOR JONATHAN D · CIK 0001223649 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,181 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:40 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 3 KANTOR JONATHAN D · CIK 0001223649 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,671 F2 · security: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. Due to retirement, for 2015-2017 performance period, Mr. Kantor was awarded 50% of target (4,830) shares of CNA Financial Corporation's common stock. The remaining target shares due, if any, will be paid in March 2018. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:40 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 12,733 | $48.88 | $622,389.04 |
DisclosureSEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 2 KANTOR JONATHAN D · CIK 0001223649 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,841 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:40 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 3,183 | $48.88 | $155,585.04 |
DisclosureSEC source: 0000021175-17-000100 · wf-form4_149980560218916.xml · nonDerivative · entry 1 KANTOR JONATHAN D · CIK 0001223649 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,574 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to July 7, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 3,182 | $44.30 | $140,962.60 |
DisclosureSEC source: 0000021175-17-000058 · wf-form4_148976643162161.xml · nonDerivative · entry 2 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,757 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 37,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000058 · wf-form4_148976643162161.xml · nonDerivative · entry 1 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,939 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 12,345 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 24,691 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 12 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F10 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on January 28, 2012. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $25.56 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 11 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F9 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on March 3, 2011. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 17,067 | $0.00 Strike: $11.51 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 10 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,067 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F8 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 999 | $42.38 | $42,337.62 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 8 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,903 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 2,702 | $42.38 | $114,510.76 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 7 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,702 shares of the issuers common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 1,100 | $42.38 | $46,618.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 6 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 2,976 | $42.38 | $126,122.88 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 5 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,976 shares of the issuers common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 4,594 | $42.38 | $194,693.72 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 4 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,324 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 12,431 | $42.38 | $526,825.78 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 3 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person exercised 17,067 Stock Appreciation Rights and as such received a gain of 12,431 shares of the issuers common stock. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · derivative · entry 9 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F6 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 382 | $42.65 | $16,292.30 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 2 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,487 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 382 | $42.40 | $16,196.80 |
DisclosureSEC source: 0000021175-17-000016 · wf-form4_148668917090144.xml · nonDerivative · entry 1 KANTOR JONATHAN D · CIK 0001223649 · EVP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 382 shares of the issuers common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.