Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNA FINANCIAL CORP
Report date March 15, 2018 · Filed March 19, 2018
Section 16 reporting ended · disclosed 2018-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,724 |
Ending reported balance
After 2018-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-15 · Grant · Acquired 32,011 · Balance 89,904 F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Szerlong was awarded 9,298 shares of CNA Financial Corporation's common stock. F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 22,713 PSP shares were achieved and vested on March 15, 2018. F3: The Reporting Person received the CNAF shares at no cost. Row 2 · 2018-03-15 · Tax withholding · Disposed 14,180 · Balance 75,724 F4: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Szerlong was awarded 9,298 shares of CNA Financial Corporation's common stock.
F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 22,713 PSP shares were achieved and vested on March 15, 2018.
F3: The Reporting Person received the CNAF shares at no cost.
F4: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 19, 2018 18:20 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 14,180 | $52.29 | $741,472.20 |
DisclosureSEC source: 0000021175-18-000054 · wf-form4_152148362863402.xml · nonDerivative · entry 2 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,724 F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:20 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 32,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-18-000054 · wf-form4_152148362863402.xml · nonDerivative · entry 1 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,904 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Szerlong was awarded 9,298 shares of CNA Financial Corporation's common stock. F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 22,713 PSP shares were achieved and vested on March 15, 2018. F3 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:15 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 15,831 | $53.20 | $842,209.20 |
DisclosureSEC source: 0000021175-18-000002 · wf-form4_151499609670757.xml · nonDerivative · entry 1 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,893 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to December 31, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:58 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 3,085 | $44.30 | $136,665.50 |
DisclosureSEC source: 0000021175-17-000057 · wf-form4_148976629508318.xml · nonDerivative · entry 2 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,724 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:58 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 40,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000057 · wf-form4_148976629508318.xml · nonDerivative · entry 1 Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,809 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 27,006 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.