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person · Reporting owner

Merten Joseph Gerard

Disclosed activity across 1 company

Tapewire entity
160736
SEC CIK
0001705572

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CNA FINANCIAL CORP

Report date January 30, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,924 Reported balance After 2019-01-30 transaction · row 1
1 source row

Row 1 · 2019-01-30 · Tax withholding · Disposed 3,379 · Balance 32,924

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2019 Filed Feb 1, 2019 22:26 UTC CNA FINANCIAL CORP CNA · Entity 3413 Tax withholdingCommon Stock 3,379 $45.15 $152,561.85
Disclosure

SEC source: 0000021175-19-000006 · wf-form4_154905997230948.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,924

Read SEC document
March 15, 2018 Filed Mar 19, 2018 16:50 UTC CNA FINANCIAL CORP CNA · Entity 3413 Tax withholdingCommon Stock 671 $52.29 $35,086.59
Disclosure

SEC source: 0000021175-18-000038 · wf-form4_152147821970354.xml · nonDerivative · entry 2

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,303

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

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March 15, 2018 Filed Mar 19, 2018 16:50 UTC CNA FINANCIAL CORP CNA · Entity 3413 GrantCommon Stock 11,485 $0.00 $0.00
Disclosure

SEC source: 0000021175-18-000038 · wf-form4_152147821970354.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,974

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Merten was awarded 1,372 shares of CNA Financial Corporation's common stock.

F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 10,113 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F3 · price: The Reporting Person received the CNAF shares at no cost.

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January 30, 2018 Filed Feb 1, 2018 20:09 UTC CNA FINANCIAL CORP CNA · Entity 3413 Tax withholdingCommon Stock 3,343 $54.53 $182,293.79
Disclosure

SEC source: 0000021175-18-000004 · wf-form4_151751575697961.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,489

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Merten on January 30, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.