Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNA FINANCIAL CORP
Report date December 31, 2018 · Filed February 06, 2019
Section 16 reporting ended · disclosed 2019-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,791 |
Reported balance
After 2018-11-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-28 · Gift · Disposed 2,500 · Balance 103,791 F1: Charitable contribution of 2,500 shares to The Jefferson Scholars Foundation. F2: Price reflects the average of the high and low price of CNA common stock on November 28, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 101,791 |
Reported balance
After 2018-11-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-11-28 · Gift · Disposed 2,000 · Balance 101,791 F3: Charitable contribution of 2,000 shares to St. Xavier High School. F2: Price reflects the average of the high and low price of CNA common stock on November 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Charitable contribution of 2,500 shares to The Jefferson Scholars Foundation.
F2: Price reflects the average of the high and low price of CNA common stock on November 28, 2018.
F3: Charitable contribution of 2,000 shares to St. Xavier High School.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 4, 2019 17:42 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 11,858 | $44.06 | $522,463.48 |
DisclosureSEC source: 0000021175-19-000004 · wf-form4_154662375196727.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,291 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 19, 2018. Due to retirement, the vesting dates were accelerated to December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 17:42 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 14,099 | $44.06 | $621,201.94 |
DisclosureSEC source: 0000021175-19-000004 · wf-form4_154662375196727.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,149 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to December 31, 2018. Read SEC document |
| November 28, 2018 Filed Feb 6, 2019 17:41 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GiftCommon Stock | 2,000 | $47.06 | $94,120.00 |
DisclosureSEC source: 0000021175-19-000008 · wf-form5_154947489726994.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,791 F3 · security: Charitable contribution of 2,000 shares to St. Xavier High School. F2 · price: Price reflects the average of the high and low price of CNA common stock on November 28, 2018. Read SEC document |
| November 28, 2018 Filed Feb 6, 2019 17:41 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GiftCommon Stock | 2,500 | $47.06 | $117,650.00 |
DisclosureSEC source: 0000021175-19-000008 · wf-form5_154947489726994.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,791 F1 · security: Charitable contribution of 2,500 shares to The Jefferson Scholars Foundation. F2 · price: Price reflects the average of the high and low price of CNA common stock on November 28, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:08 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 8,378 | $52.29 | $438,085.62 |
DisclosureSEC source: 0000021175-18-000049 · wf-form4_152148287291579.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,248 F1 · security: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Mense was awarded 10,959 shares of CNA Financial Corporation's common stock. F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:08 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 37,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-18-000049 · wf-form4_152148287291579.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,626 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Mense was awarded 10,959 shares of CNA Financial Corporation's common stock. F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 26,769 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F3 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 16:27 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GiftCommon Stock | 2,100 | $53.20 | $111,720.00 |
DisclosureSEC source: 0000021175-17-000138 · wf-form4_151188642387342.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,898 F3 · kind: Charitable contribution of 2,100 shares to St. Xavier High School. F2 · price: Price reflects the average of the high and low price of CNA common stock on November 24, 2017. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 16:27 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GiftCommon Stock | 2,100 | $53.20 | $111,720.00 |
DisclosureSEC source: 0000021175-17-000138 · wf-form4_151188642387342.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,998 F1 · kind: Charitable contribution of 2,100 shares to The Jefferson Scholars Foundation. F2 · price: Price reflects the average of the high and low price of CNA common stock on November 24, 2017. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:51 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $11.51 | $0.00 |
DisclosureSEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · derivative · entry 3 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:51 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 23,450 | $52.66 | $1,234,877.00 |
DisclosureSEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,098 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.51 to $53.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:51 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 23,450 | $52.72 | $1,236,284.00 |
DisclosureSEC source: 0000021175-17-000113 · wf-form4_150282309611174.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 23,450 shares of the issuers common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:03 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 3,636 | $44.30 | $161,074.80 |
DisclosureSEC source: 0000021175-17-000059 · wf-form4_148976658137377.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,098 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:03 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 47,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000059 · wf-form4_148976658137377.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,734 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 15,914 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 31,828 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $32.54 | $0.00 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · derivative · entry 3 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 7,371 | $43.15 | $318,058.65 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,992 F2 · price: This transaction was executed in multiple trades at prices ranging from $43.15 to $43.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:34 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 7,371 | $43.14 | $317,984.94 |
DisclosureSEC source: 0000021175-17-000036 · wf-form4_148711144761431.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 7,371 shares of the issuers common stock. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · derivative · entry 3 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F2 · derivative.exercise_date: A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 318 | $42.42 | $13,489.56 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · nonDerivative · entry 2 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,992 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:16 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 318 | $42.40 | $13,483.20 |
DisclosureSEC source: 0000021175-17-000014 · wf-form4_148666775723257.xml · nonDerivative · entry 1 Mense D Craig · CIK 0001308943 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 25,000 Stock Appreciation Rights and as such received a gain of 318 shares of the issuers common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.