Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNA FINANCIAL CORPCNA · Entity 3413 | Director · Chairman and CEO | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNA FINANCIAL CORP
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,749 |
Ending reported balance
After 2026-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-15 · Grant · Acquired 106,075 · Balance 276,811 F1: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2025 performance cycle. 106,075 PSP shares were achieved and will cliff vest on March 15, 2028. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2: The Reporting Person received the CNAF shares at no cost. Row 2 · 2026-03-15 · Tax withholding · Disposed 37,062 · Balance 239,749 F3: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2025 performance cycle. 106,075 PSP shares were achieved and will cliff vest on March 15, 2028. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.
F2: The Reporting Person received the CNAF shares at no cost.
F3: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2026 Filed Mar 17, 2026 19:50 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 37,062 | $47.03 | $1,743,025.86 |
DisclosureSEC source: 0001513745-26-000002 · wk-form4_1773777037.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,749 F3 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 19:50 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 106,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001513745-26-000002 · wk-form4_1773777037.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,811 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2025 performance cycle. 106,075 PSP shares were achieved and will cliff vest on March 15, 2028. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 19:57 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 29,424 | $48.55 | $1,428,535.20 |
DisclosureSEC source: 0000021175-25-000027 · wk-form4_1742327846.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,736 F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 19:57 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 66,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-25-000027 · wk-form4_1742327846.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,160 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 66,383 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 16:06 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 22,973 | $48.75 | $1,119,933.75 |
DisclosureSEC source: 0000021175-24-000102 · wk-form4_1731427598.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,777 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.71 to $48.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:24 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 22,698 | $44.22 | $1,003,705.56 |
DisclosureSEC source: 0000021175-24-000029 · wk-form4_1710872634.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,750 F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:24 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 74,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-24-000029 · wk-form4_1710872634.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,448 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 74,572 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 20:35 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 26,821 | $40.08 | $1,074,985.68 |
DisclosureSEC source: 0000021175-23-000070 · wk-form4_1700512538.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,876 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.98 to $40.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:55 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 25,794 | $36.84 | $950,250.96 |
DisclosureSEC source: 0000021175-23-000016 · wf-form4_167906853656745.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,697 F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:55 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 59,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-23-000016 · wf-form4_167906853656745.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,491 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 59,205 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 18:37 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 21,048 | $41.96 | $883,174.08 |
DisclosureSEC source: 0000021175-22-000099 · wf-form4_166905583168089.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,286 F1 · price: This transaction was executed in multiple trades at prices ranging from $41.83 to $42.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:18 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 12,006 | $46.82 | $562,120.92 |
DisclosureSEC source: 0000021175-22-000038 · wf-form4_164752311254234.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,334 F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:18 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 45,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-22-000038 · wf-form4_164752311254234.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,340 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 45,671 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:12 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 8,217 | $45.98 | $377,817.66 |
DisclosureSEC source: 0000021175-21-000051 · wf-form4_161592912303209.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,669 F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:12 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 52,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-21-000051 · wf-form4_161592912303209.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,886 F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 52,615 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 15:39 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 9,298 | $45.59 | $423,895.82 |
DisclosureSEC source: 0000021175-21-000035 · wf-form4_161556355223195.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,271 F1 · price: This transaction was executed in multiple trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 13:46 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 8,278 | $34.59 | $286,336.02 |
DisclosureSEC source: 0000021175-20-000044 · wf-form4_158445278489603.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,569 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 13:46 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 24,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-20-000044 · wf-form4_158445278489603.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,847 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 24,490 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 15:48 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 5,218 | $45.37 | $236,740.66 |
DisclosureSEC source: 0000021175-19-000119 · wf-form4_157668410425915.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,357 F2 · price: This transaction was executed in multiple trades at prices ranging from $45.33 to $45.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 15:48 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 5,000 | $45.04 | $225,200.00 |
DisclosureSEC source: 0000021175-19-000119 · wf-form4_157668410425915.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,575 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:23 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 2,023 | $44.16 | $89,335.68 |
DisclosureSEC source: 0000021175-19-000117 · wf-form4_157549820976244.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,575 F1 · price: This transaction was executed in two trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:49 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 16,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-19-000053 · wf-form4_155302831526500.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,598 F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 16,781 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the Issuer's shares at no cost. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 22:10 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 6,199 | $42.79 | $265,255.21 |
DisclosureSEC source: 0000021175-19-000029 · wf-form4_155234223962981.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,817 F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. F2 · balance_after: A review of current holdings of the issuer's common stock reflected a greater number of shares held than previously reported in May 2018; this Form reflects corrected number of shares. There have been no unreported transactions by the Reporting Person in the Issuer's common stock. Read SEC document |
| May 03, 2018 Filed May 7, 2018 14:12 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 11,396 | $47.66 | $543,133.36 |
DisclosureSEC source: 0000021175-18-000074 · wf-form4_152570233183597.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,273 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.30 to $48.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:46 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 1,119 | $52.29 | $58,512.51 |
DisclosureSEC source: 0000021175-18-000036 · wf-form4_152147799379674.xml · nonDerivative · entry 2 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,412 F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:46 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 19,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-18-000036 · wf-form4_152147799379674.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,531 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Worman was awarded 2,286 shares of CNA Financial Corporation's common stock. F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 17,576 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F3 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:13 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 5,877 | $52.06 | $305,956.62 |
DisclosureSEC source: 0000021175-18-000028 · wf-form4_152063000792313.xml · nonDerivative · entry 1 Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,669 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Worman on March 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.