Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNA FINANCIAL CORP
Report date March 15, 2017 · Filed March 17, 2017
Section 16 reporting ended · disclosed 2017-03-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,077 |
Ending reported balance
After 2017-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-15 · Grant · Acquired 40,508 · Balance 98,588 F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE and 27,006 PSP shares were achieved and vested on March 15, 2017. Row 2 · 2017-03-15 · Tax withholding · Disposed 18,511 · Balance 80,077 F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE and 27,006 PSP shares were achieved and vested on March 15, 2017.
F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 16:23 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 18,511 | $44.30 | $820,037.30 |
DisclosureSEC source: 0000021175-17-000064 · wf-form4_148976778988811.xml · nonDerivative · entry 2 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,077 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:23 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 40,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000064 · wf-form4_148976778988811.xml · nonDerivative · entry 1 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,588 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE and 27,006 PSP shares were achieved and vested on March 15, 2017. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $41.86 | $0.00 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · derivative · entry 3 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F2 · derivative.exercise_date: A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | SaleCommon Stock | 236 | $42.58 | $10,048.88 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · nonDerivative · entry 2 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 236 | $42.53 | $10,037.08 |
DisclosureSEC source: 0000021175-17-000013 · wf-form4_148666683127639.xml · nonDerivative · entry 1 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 236 shares of the issuers common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $32.54 | $0.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · derivative · entry 4 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F5 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $11.51 | $0.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · derivative · entry 3 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 15,000 | $41.49 | $622,350.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · nonDerivative · entry 2 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock. F2 · balance_after: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:00 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Exercise / conversionCommon Stock | 15,000 | $41.49 | $622,350.00 |
DisclosureSEC source: 0000021175-17-000005 · wf-form4_148605480826531.xml · nonDerivative · entry 1 PONTARELLI THOMAS · CIK 0001257455 · Former EVP & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock. F1 · balance_after: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.