Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNA FINANCIAL CORPCNA · Entity 3413 | President, International | March 15, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNA FINANCIAL CORP
Report date March 15, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,403 |
Ending reported balance
After 2020-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-15 · Grant · Acquired 14,646 · Balance 61,417 F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 14,646 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2: The Reporting Person received the CNAF shares at no cost. Row 2 · 2020-03-15 · Tax withholding · Disposed 7,014 · Balance 54,403 F3: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 14,646 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.
F2: The Reporting Person received the CNAF shares at no cost.
F3: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2020 Filed Mar 17, 2020 13:54 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 7,014 | $34.59 | $242,614.26 |
DisclosureSEC source: 0000021175-20-000048 · wf-form4_158445324643500.xml · nonDerivative · entry 2 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,403 F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 13:54 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 14,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-20-000048 · wf-form4_158445324643500.xml · nonDerivative · entry 1 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,417 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 14,646 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:09 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 7,930 | $43.73 | $346,778.90 |
DisclosureSEC source: 0000021175-19-000036 · wf-form4_155302613868864.xml · nonDerivative · entry 2 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,771 F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:09 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 12,598 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-19-000036 · wf-form4_155302613868864.xml · nonDerivative · entry 1 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,701 F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 12,598 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F2 · price: The Reporting Person received the Issuer's shares at no cost. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:52 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 3,279 | $52.29 | $171,458.91 |
DisclosureSEC source: 0000021175-18-000040 · wf-form4_152147834402299.xml · nonDerivative · entry 2 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,103 F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:52 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 18,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-18-000040 · wf-form4_152147834402299.xml · nonDerivative · entry 1 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,382 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Brosnan was awarded 2,922 shares of CNA Financial Corporation's common stock. F2 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 15,834 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. F3 · price: The Reporting Person received the CNAF shares at no cost. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:15 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | Tax withholdingCommon Stock | 2,045 | $44.30 | $90,593.50 |
DisclosureSEC source: 0000021175-17-000061 · wf-form4_148976732435256.xml · nonDerivative · entry 2 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:15 UTC | CNA FINANCIAL CORP CNA · Entity 3413 | GrantCommon Stock | 26,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000021175-17-000061 · wf-form4_148976732435256.xml · nonDerivative · entry 1 Brosnan David John · CIK 0001632772 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,671 F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 8,950 SSE shares were achieved with half vesting on March 15, 2017 and the remaining to vest on March 15, 2018. 17,901 PSP shares were achieved and will cliff vest on March 15, 2019. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.