Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2017 Filed May 3, 2017 00:13 UTC |
Farrer MarshallDirector
|
Tax withholdingClass B Common | 207 | $47.32 | $9,795.24 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:13 UTC |
Farrer MarshallDirector
|
Exercise / conversionClass B Common | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:07 UTC |
Alvarez Alejandro ASVP, CPO
|
Exercise / conversionRestricted Stock Units · Derivative | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000075 · wf-form4_149377005533752.xml · derivative · entry 4 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F1 · derivative.exercise_date: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. F1 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. F6 · derivative.underlying_shares: Reflects the acquisition of 119 additional restricted stock units in the August 2016 stock split. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:07 UTC |
Alvarez Alejandro ASVP, CPO
|
Tax withholdingClass B Common | 83 | $47.32 | $3,927.56 |
DisclosureSEC source: 0000014693-17-000075 · wf-form4_149377005533752.xml · nonDerivative · entry 2 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519 F3 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:07 UTC |
Alvarez Alejandro ASVP, CPO
|
Exercise / conversionClass B Common | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000075 · wf-form4_149377005533752.xml · nonDerivative · entry 1 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. F2 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 182 additional shares. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:03 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
Tax withholdingClass A Common | 1,095 | $48.06 | $52,625.70 |
DisclosureSEC source: 0000014693-17-000071 · wf-form4_149376979454884.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,095 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · derivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F1 · derivative.exercise_date: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. F1 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Tax withholdingClass B Common | 98 | $47.32 | $4,637.36 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749.726 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Exercise / conversionClass B Common | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,847.726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:01 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Tax withholdingClass A Common | 1,651 | $48.06 | $79,347.06 |
DisclosureSEC source: 0000014693-17-000069 · wf-form4_149376965062795.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,387.4541 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,651 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:55 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Tax withholdingClass A Common | 859 | $48.06 | $41,283.54 |
DisclosureSEC source: 0000014693-17-000065 · wf-form4_149376933303749.xml · nonDerivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,411 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 859 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:52 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
Tax withholdingClass A Common | 2,711 | $48.06 | $130,290.66 |
DisclosureSEC source: 0000014693-17-000063 · wf-form4_149376914687280.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,564 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 2,711 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:46 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass A Common | 1,073 | $48.06 | $51,568.38 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,409 F2 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,073 shares of Class A common stock. F3 · price: The closing price of BF-A ($48.06) on April 28, 2017, was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:50 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
Tax withholdingClass A Common | 314 | $48.06 | $15,090.84 |
DisclosureSEC source: 0000014693-17-000061 · wf-form4_149376900665743.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 314 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. F3 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 473 additional shares. Read SEC document |
| April 30, 2017 Filed Jun 14, 2017 22:13 UTC Amendment |
Brown Campbell PDirector
|
Tax withholdingClass B Common | 614 | $47.32 | $29,054.48 |
DisclosureSEC source: 0000014693-17-000128 · wf-form4a_149747838776110.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,577 F1 · balance_after: Amended to correct total for consistency with prior amendment. Read SEC document |
| April 30, 2017 Filed Jun 14, 2017 22:05 UTC Amendment |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Tax withholdingClass B Common | 98 | $47.32 | $4,637.36 |
DisclosureSEC source: 0000014693-17-000122 · wf-form4a_149747790872898.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556.888 F1 · balance_after: Amended to correct total for consistency with prior amendment and reflects shares acquired through dividend reinvestment. Read SEC document |
| April 30, 2017 Filed Jun 14, 2017 22:05 UTC Amendment |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Exercise / conversionClass B Common | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000122 · wf-form4a_149747790872898.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,654.888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amended to correct total for consistency with prior amendment and reflects shares acquired through dividend reinvestment. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 7,559 | $0.00 Strike: $16.83 | $0.00 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,559 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 4,440 | $46.78 | $207,703.20 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610 F1 · price: The closing price of BF-B on April 27, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 7,559 | $16.83 | $127,180.18 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 5,274 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · derivative · entry 3 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 5,274 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Tax withholdingClass B Common | 3,128 | $46.76 | $146,265.28 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · nonDerivative · entry 2 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F2 · price: The closing price of BF-B on April 26, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Exercise / conversionClass B Common | 5,274 | $16.88 | $89,025.12 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · nonDerivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 694 additional shares. Read SEC document |
| April 21, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · derivative · entry 11 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 1,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock. F2 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. Read SEC document |
| April 21, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Tax withholdingClass B Common | 2,246 | $46.12 | $103,585.52 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,637 F1 · price: The closing price of BF-B on April 20, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 21, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Exercise / conversionClass B Common | 3,748 | $16.88 | $63,266.24 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC |
Farrer MarshallDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 4,220 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · derivative · entry 4 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 4,220 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 2,110 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F2 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 2,110 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC |
Farrer MarshallDirector
|
Tax withholdingClass B Common | 2,529 | $45.95 | $116,207.55 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741 F1 · price: The closing price of BF-B on April 12, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC |
Farrer MarshallDirector
|
Exercise / conversionClass B Common | 4,220 | $16.88 | $71,233.60 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 3,358 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · derivative · entry 10 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,358 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 1,679 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 1,679 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC |
Brown George Garvin IVDirector
|
Tax withholdingClass B Common | 1,242 | $45.67 | $56,722.14 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,508 F1 · price: The closing price of BF-B on April 7, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionClass B Common | 3,358 | $16.88 | $56,683.04 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:02 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
SaleClass B Common | 1,760 | $45.53 | $80,129.81 |
DisclosureSEC source: 0000014693-17-000051 · wf-form4_149194453307940.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,609.726 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.5271 to $45.53, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Updated to reflect the August 2016 stock split and corrected as a result of prior reporting error. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC |
Brown George Garvin IVDirector
|
OtherClass B Common | 17,253 | $46.37 | $799,935.35 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 GRAT Disclosed balance after: 17,253 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC |
Brown George Garvin IVDirector
|
OtherClass B Common | 2,800 | $46.37 | $129,822.00 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2010 GRAT Disclosed balance after: 37,636 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC |
Brown George Garvin IVDirector
|
OtherClass B Common | 20,053 | $46.37 | $929,757.35 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,392 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:37 UTC |
Steiner Lisa PSVP, Chief of Staff
|
SaleClass A Common | 4,630 | $47.42 | $219,549.04 |
DisclosureSEC source: 0000014693-17-000045 · wf-form4_149073346022193.xml · nonDerivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,270 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.22 to $47.76, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:08 UTC |
Holland Augusta BrownDirector · 10% owner
|
GiftClass A Common | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000036 · wf-form4_149065972428502.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,701 Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:17 UTC |
Brown George Garvin IVDirector
|
OtherClass A Common | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 5 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GGB4 2012 LP Disclosed balance after: 2,160,472 F5 · kind: Reflects contribution of shares to a limited liability company. F5 · price: Reflects contribution of shares to a limited liability company. F6 · balance_after: Reflects the acquisition of 2,580,236 additional shares in the August 2016 stock split. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:24 UTC |
Brown Campbell PDirector
|
OtherClass A Common | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000041 · wf-form4_149066063826617.xml · nonDerivative · entry 4 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brown Barker 2013 LLC Disclosed balance after: 963,536 F4 · kind: Reflects contribution of shares to a limited liability company. F4 · price: Reflects contribution of shares to a limited liability company. F5 · balance_after: Reflects the acquisition of 1,981,768 additional shares in the August 2016 stock split. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:05 UTC |
Farrer MarshallDirector
|
OtherClass A Common | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Reflects contribution of shares to a limited liability company. F5 · balance_after: Reflects the acquisition of 315 additional shares in the August 2016 stock split. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:23 UTC |
Barzun Brooke Brown10% owner
|
OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 3 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:23 UTC |
Barzun Brooke Brown10% owner
|
GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 2 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:28 UTC |
Holland Augusta BrownDirector · 10% owner
|
OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:28 UTC |
Holland Augusta BrownDirector · 10% owner
|
GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:17 UTC |
Brown Owsley III10% owner
|
OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 3 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:17 UTC |
Brown Owsley III10% owner
|
GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 2 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:13 UTC |
Brown Christina Lee10% owner
|
GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000020 · wf-form4_149013798995174.xml · nonDerivative · entry 2 Brown Christina Lee · CIK 0001542909 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,251 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:43 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
SaleClass B Common | 14,750 | $46.49 | $685,686.20 |
DisclosureSEC source: 0000014693-17-000018 · wf-form4_148952056722366.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.08 to $46.60, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Reflects the acquisition of 12,732 additional shares in the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:43 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
SaleClass A Common | 17,872 | $47.47 | $848,399.92 |
DisclosureSEC source: 0000014693-17-000018 · wf-form4_148952056722366.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.16 to $47.92, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Reflects the acquisition of 32,573.50 additional shares in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.