Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | 10% owner | March 17, 2017 | March 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date March 17, 2017 · Filed March 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | IndirectOB2 Marital Trust | 1,770 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,770 |
| Class B CommonSEC Table I · non-derivative | IndirectOB2 Marital Trust | 404,678 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 404,678 |
| Class A CommonSEC Table I · non-derivative | IndirectOB2 Reverse QTIP Trust | 24 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 24 |
| Class B CommonSEC Table I · non-derivative | IndirectOB2 Reverse QTIP Trust | 102,896 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 102,896 |
| Class A CommonSEC Table I · non-derivative | IndirectOB3 GST Exempt Trust | 175,964 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 175,964 |
| Class B CommonSEC Table I · non-derivative | IndirectOB3 GST Exempt Trust | 190,970 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 190,970 |
| Class A CommonSEC Table I · non-derivative | IndirectOB3 GST Non-Exempt Trust | 12,517 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 12,517 |
| Class A CommonSEC Table I · non-derivative | IndirectOlympus Three LLC | 6,660,230 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 6,660,230 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Brooke Barzun | 40,878 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 40,878 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Brooke Barzun | 10,218 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 10,218 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-1 | 9,763 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,763 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-1 | 990 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 990 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-2 | 17,391 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 17,391 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-2 | 2,898 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 2,898 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-3 | 17,391 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 17,391 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-3 | 2,898 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 2,898 |
| Class B CommonSEC Table I · non-derivative | IndirectUTMA-1 | 374 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 374 |
| Class B CommonSEC Table I · non-derivative | IndirectUTMA-2 | 1,124 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 1,124 |
| Class B CommonSEC Table I · non-derivative | IndirectUTMA-3 | 1,124 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 1,124 |
| Class A CommonSEC Table I · non-derivative | IndirectWoodford Partners Kentucky, LLC | 26,126 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 26,126 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 21, 2017 23:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 3 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 2 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000026 · wf-form4_149013860763063.xml · nonDerivative · entry 1 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 10 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · OB3 GST Exempt Trust Disclosed balance after: 175,964 F7 · kind: On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F10 · balance_after: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 643,090 | $46.51 | $29,910,115.90 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 9 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Guilford-Brown LP Disclosed balance after: 723,110 F9 · kind: On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 8 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Guilford-Brown LP Disclosed balance after: 1,366,200 F7 · kind: On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F8 · balance_after: Reflects the acquisition of 740,610 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 7 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 17,391 F6 · balance_after: Reflects the acquisition of 8,554 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 6 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-2 Disclosed balance after: 17,391 F6 · balance_after: Reflects the acquisition of 8,554 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 5 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 9,763 F5 · balance_after: Reflects the acquisition of 4,740 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 4 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · OB3 GST Non-Exempt Trust Disclosed balance after: 12,517 F4 · balance_after: Reflects the acquisition of 5,358 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 3 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,575 F3 · balance_after: Reflects the acquisition of 3,646 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 2 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BBB Revocable Trust Disclosed balance after: 411,337 F2 · balance_after: Reflects the acquisition of 205,527 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:07 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000266 · wf-form4_148288001773230.xml · nonDerivative · entry 1 Barzun Brooke Brown · CIK 0001543144 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,375 F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.