Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | 10% owner | March 17, 2017 | March 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date March 17, 2017 · Filed March 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | IndirectOlympus Three LLC | 6,660,230 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,660,230 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-1 | 21,579 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,579 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-1 | 3,944 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,944 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-2 | 21,195 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,195 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-2 | 3,848 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,848 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Child-3 | 6,745 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 6,745 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Child-3 | 234 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 234 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Owsley Brown III | 40,878 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 40,878 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Owsley Brown III | 10,218 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 10,218 |
| Class A CommonSEC Table I · non-derivative | IndirectTrust fbo Victoire Brown | 5,533 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 5,533 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Victoire Brown | 1,424 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 1,424 |
| Class A CommonSEC Table I · non-derivative | IndirectWoodford Partners California, LLC | 26,126 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 26,126 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 21, 2017 23:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 3 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 2 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000022 · wf-form4_149013822504986.xml · nonDerivative · entry 1 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 643,090 | $46.51 | $29,910,115.90 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 7 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,038 F6 · kind: On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 6 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Victoire Brown Disclosed balance after: 5,533 F5 · balance_after: Reflects the acquisition of 2,625 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 5 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 6,745 F4 · balance_after: Reflects the acquisition of 3,231 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 4 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-2 Disclosed balance after: 21,195 F3 · balance_after: Reflects the acquisition of 10,456 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 3 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 21,579 F2 · balance_after: Reflects the acquisition of 10,648 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 2 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948 Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000262 · wf-form4_148287972335612.xml · nonDerivative · entry 1 Brown Owsley III · CIK 0001548895 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749 F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.