Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | 10% owner | March 17, 2017 | March 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date March 17, 2017 · Filed March 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 157,975 |
Reported balance
After 2017-01-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-12 · Gift · Acquired 157,000 · Balance 157,975 F1: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. |
| Class B CommonSEC Table I · non-derivative | Direct | 160,251 |
Reported balance
After 2017-03-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-03-17 · Gift · Acquired 212,850 · Balance 160,251 F2: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager. |
| Class B CommonSEC Table I · non-derivative | IndirectHarmony Fields 2017, LLC | 215,000 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 215,000 F3: Total has been updated to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager. |
| Class B CommonSEC Table I · non-derivative | IndirectOlympus Three LLC | 12,907,116 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,907,116 F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017. |
| Class B CommonSEC Table I · non-derivative | IndirectPolaris LLC | 706,206 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 706,206 F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017. |
| Class A CommonSEC Table I · non-derivative | Direct | 498,741 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 498,741 |
| Class A CommonSEC Table I · non-derivative | IndirectOlympus Three LLC | 6,660,230 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 6,660,230 |
| Class B CommonSEC Table I · non-derivative | IndirectBlue Heron Holdings LLC | 124,808 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 124,808 |
| Class B CommonSEC Table I · non-derivative | IndirectChristina Brown IRA | 3,960 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 3,960 |
| Class B CommonSEC Table I · non-derivative | IndirectOwsley Brown II 1994 GRAT | 252,386 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 252,386 |
| Class A CommonSEC Table I · non-derivative | IndirectOwsley Brown II 1994 GRAT | 1,009,550 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 1,009,550 |
| Class A CommonSEC Table I · non-derivative | IndirectPolaris LLC | 2,554,200 |
Reported balance
Holding disclosure · report date 2017-03-17 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 2,554,200 |
Filing footnotes · ownership attribution and instrument terms
F1: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.
F2: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
F3: Total has been updated to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 21, 2017 23:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000020 · wf-form4_149013798995174.xml · nonDerivative · entry 2 Brown Christina Lee · CIK 0001542909 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,251 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000020 · wf-form4_149013798995174.xml · nonDerivative · entry 1 Brown Christina Lee · CIK 0001542909 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,975 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:00 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 4,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000261 · wf-form4_148287962574002.xml · nonDerivative · entry 1 Brown Christina Lee · CIK 0001542909 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,741 F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 251,493 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.