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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jun 5, 2019 22:27 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
GiftClass B Common 640 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 3

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

F1 · balance_after: Reflects number of shares owned as of 12/31/2018.

Read SEC document
December 27, 2018 Filed Jun 5, 2019 22:27 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
GiftClass B Common 640 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 2

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,340

F1 · balance_after: Reflects number of shares owned as of 12/31/2018.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 21:55 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
GiftClass A Common 460 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 3

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,247

Read SEC document
December 26, 2018 Filed Jun 5, 2019 22:27 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
GiftClass A Common 460 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 1

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,787

F1 · balance_after: Reflects number of shares owned as of 12/31/2018.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 21:55 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
SaleClass B Common 167 $46.24 $7,722.08
Disclosure

SEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 2

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,980

Read SEC document
December 21, 2018 Filed Dec 27, 2018 21:55 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
SaleClass A Common 3,111 $46.19 $143,697.09
Disclosure

SEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 1

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.18 to $46.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2018 Filed Jun 5, 2019 22:29 UTC GiftClass B Common 642 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,739

Read SEC document
November 14, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 315 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 6

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 6,293

F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust.

Read SEC document
November 14, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 315 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 5

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Child-2

Disclosed balance after: 6,293

F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust.

Read SEC document
November 14, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 315 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 8,375

F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust.

Read SEC document
November 14, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 315 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,559

Read SEC document
November 14, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 315 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,800

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:18 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 19,101 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,202

Underlying: Class B Common · 19,101 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:18 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 11,223 $46.52 $522,093.96
Disclosure

SEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,409

F1 · price: The closing price of BF-B on October 30, 2018 was used to calculate the withholding obligation.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:18 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 19,101 $10.62 $202,852.62
Disclosure

SEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2018 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
GiftClass B Common 501 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127

F3 · shares: Reflects the contribution of 501 BF-B to John and Jeannine Hayes Donor Advised Charitable Fund.

Read SEC document
October 03, 2018 Filed Jun 5, 2019 22:24 UTC GiftClass A Common 1,850 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,485

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass B Common 4,432 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 12

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Kelli Huneke Trust

Disclosed balance after: 0

F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass B Common 2,152 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 10

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Chase Huneke Trust

Disclosed balance after: 0

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass B Common 4,432 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 8

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Brooke Huneke Trust

Disclosed balance after: 0

F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass A Common 708 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 6

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Kelli Huneke Trust

Disclosed balance after: 0

F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass A Common 708 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 4

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Chase Huneke Trust

Disclosed balance after: 0

F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.

Read SEC document
September 13, 2018 Filed Jun 5, 2019 22:21 UTC
Frazier Laura10% owner
GiftClass A Common 708 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 3

Frazier Laura · CIK 0001403221 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Brooke Huneke Trust

Disclosed balance after: 0

F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:03 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass B Common 990 $52.54 $52,012.62
Disclosure

SEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,531

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:03 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass A Common 705 $53.13 $37,459.61
Disclosure

SEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.134 to $53.166, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 15:05 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 19,101 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,303

Underlying: Class B Common · 19,101 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 15:05 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 10,948 $52.73 $577,288.04
Disclosure

SEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,541

F1 · price: The closing price of BF-B on July 30, 2018 was used to calculate the withholding obligation.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 15:05 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 19,101 $10.62 $202,852.62
Disclosure

SEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:35 UTC GrantDeferred Stock Units · Derivative 4,680.8303 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000157 · wf-form4_153299369793308.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680.8303

Underlying: Class A Common · 4,680.8303 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:23 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000154 · wf-form4_153299297750511.xml · derivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820.8112

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:20 UTC GrantDeferred Stock Units · Derivative 5,765.6827 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000152 · wf-form4_153299283375338.xml · derivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,860.1584

Underlying: Class A Common · 5,765.6827 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:15 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000148 · wf-form4_153299248409064.xml · derivative · entry 1

BYRNES BRUCE L · CIK 0001180775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,483.7112

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:18 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000150 · wf-form4_153299264551237.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,103.5256

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:10 UTC
Keyes Mike J.SVP, Chief Corporate Affairs
GrantStock Appreciation Right · Derivative 11,755 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000146 · wf-form4_153299219945729.xml · derivative · entry 1

Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

Underlying: Class B Common · 11,755 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:06 UTC GrantDeferred Stock Units · Derivative 1,060.8856 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000144 · wf-form4_153299195731476.xml · derivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060.8856

Underlying: Class A Common · 1,060.8856 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:55 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000140 · wf-form4_153299134328730.xml · derivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936.3423

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

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July 26, 2018 Filed Jul 30, 2018 22:58 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000142 · wf-form4_153299151522024.xml · derivative · entry 2

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,721.8812

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F2 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F3 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F4 · balance_after: Updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:47 UTC GrantDeferred Stock Units · Derivative 2,121.7712 $0.00 $0.00
Disclosure

SEC source: 0000014693-18-000138 · wf-form4_153299084914136.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942.4112

Underlying: Class A Common · 2,121.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:44 UTC
Whiting Lawson EEVP, Chief Operating Officer
GrantStock Appreciation Right · Derivative 40,688 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000136 · wf-form4_153299066771870.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,688

Underlying: Class B Common · 40,688 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:41 UTC
VARGA PAUL CDirector · Chairman & CEO
GrantStock Appreciation Right · Derivative 123,049 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000134 · wf-form4_153299048590507.xml · derivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,049

Underlying: Class B Common · 123,049 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:39 UTC GrantStock Appreciation Right · Derivative 5,703 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000132 · wf-form4_153299033443290.xml · derivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,703

Underlying: Class B Common · 5,703 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:36 UTC GrantStock Appreciation Right · Derivative 10,850 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000130 · wf-form4_153299018520351.xml · derivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

Underlying: Class B Common · 10,850 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:31 UTC
Steiner Lisa PSVP, Chief of Staff
GrantStock Appreciation Right · Derivative 9,720 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000126 · wf-form4_153298985425541.xml · derivative · entry 1

Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Class B Common · 9,720 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:34 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantStock Appreciation Right · Derivative 28,482 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000128 · wf-form4_153299003601293.xml · derivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,482

Underlying: Class B Common · 28,482 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:28 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantStock Appreciation Right · Derivative 10,624 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000124 · wf-form4_153298970054573.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,624

Underlying: Class B Common · 10,624 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:23 UTC
McCallum Mark IEVP/Chief Brands Officer
GrantStock Appreciation Right · Derivative 20,023 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000120 · wf-form4_153298939108328.xml · derivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,023

Underlying: Class B Common · 20,023 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:25 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantStock Appreciation Right · Derivative 4,288 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000122 · wf-form4_153298954095640.xml · derivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,288

Underlying: Class B Common · 4,288 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:50 UTC
Hayes John V.SVP/President, USA & Canada
GrantStock Appreciation Right · Derivative 7,912 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000116 · wf-form4_153298742982852.xml · derivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

Underlying: Class B Common · 7,912 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 22:21 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantStock Appreciation Right · Derivative 29,569 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000118 · wf-form4_153298925410755.xml · derivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,569

Underlying: Class B Common · 29,569 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARS.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 21:42 UTC
Hinrichs ThomasSVP/Pres., International Div
GrantStock Appreciation Right · Derivative 11,153 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000014693-18-000112 · wf-form4_153298693203973.xml · derivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

Underlying: Class B Common · 11,153 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.