Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jun 5, 2019 22:27 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
GiftClass B Common | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 3 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 27, 2018 Filed Jun 5, 2019 22:27 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
GiftClass B Common | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 2 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,340 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:55 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
GiftClass A Common | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 3 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,247 Read SEC document |
| December 26, 2018 Filed Jun 5, 2019 22:27 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
GiftClass A Common | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,787 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 21:55 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
SaleClass B Common | 167 | $46.24 | $7,722.08 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 2 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980 Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 21:55 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
SaleClass A Common | 3,111 | $46.19 | $143,697.09 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.18 to $46.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2018 Filed Jun 5, 2019 22:29 UTC |
Brown Stuart RDirector
|
GiftClass B Common | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,739 Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 6 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 6,293 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 5 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Child-2 Disclosed balance after: 6,293 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 8,375 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,559 Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,800 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,202 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 11,223 | $46.52 | $522,093.96 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,409 F1 · price: The closing price of BF-B on October 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2018 Filed May 2, 2019 22:25 UTC |
Hayes John V.SVP/President, USA & Canada
|
GiftClass B Common | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127 F3 · shares: Reflects the contribution of 501 BF-B to John and Jeannine Hayes Donor Advised Charitable Fund. Read SEC document |
| October 03, 2018 Filed Jun 5, 2019 22:24 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,485 Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass B Common | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 12 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kelli Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass B Common | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 10 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 0 Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass B Common | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 8 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Brooke Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 6 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kelli Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 4 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 3 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Brooke Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
PurchaseClass B Common | 990 | $52.54 | $52,012.62 |
DisclosureSEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,531 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
PurchaseClass A Common | 705 | $53.13 | $37,459.61 |
DisclosureSEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,419 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.134 to $53.166, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,303 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 10,948 | $52.73 | $577,288.04 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,541 F1 · price: The closing price of BF-B on July 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:35 UTC |
Skeans Tracy LDirector
|
GrantDeferred Stock Units · Derivative | 4,680.8303 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000157 · wf-form4_153299369793308.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680.8303 Underlying: Class A Common · 4,680.8303 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:23 UTC |
Gutmann Kathleen M.Director
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000154 · wf-form4_153299297750511.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820.8112 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:20 UTC |
Brown George Garvin IVDirector
|
GrantDeferred Stock Units · Derivative | 5,765.6827 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000152 · wf-form4_153299283375338.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,860.1584 Underlying: Class A Common · 5,765.6827 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:15 UTC |
BYRNES BRUCE LDirector
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000148 · wf-form4_153299248409064.xml · derivative · entry 1 BYRNES BRUCE L · CIK 0001180775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,483.7112 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:18 UTC |
RONEY MICHAEL JDirector
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000150 · wf-form4_153299264551237.xml · derivative · entry 1 RONEY MICHAEL J · CIK 0001193318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103.5256 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:10 UTC |
Keyes Mike J.SVP, Chief Corporate Affairs
|
GrantStock Appreciation Right · Derivative | 11,755 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000146 · wf-form4_153299219945729.xml · derivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,755 Underlying: Class B Common · 11,755 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:06 UTC |
Brown Stuart RDirector
|
GrantDeferred Stock Units · Derivative | 1,060.8856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000144 · wf-form4_153299195731476.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060.8856 Underlying: Class A Common · 1,060.8856 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:55 UTC |
Holland Augusta BrownDirector
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000140 · wf-form4_153299134328730.xml · derivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,936.3423 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:58 UTC |
BOUSQUET CHAVANNE PATRICKDirector
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000142 · wf-form4_153299151522024.xml · derivative · entry 2 BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,721.8812 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F2 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F3 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F4 · balance_after: Updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:47 UTC |
TODMAN MICHAELDirector
|
GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000138 · wf-form4_153299084914136.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,942.4112 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:44 UTC |
Whiting Lawson EEVP, Chief Operating Officer
|
GrantStock Appreciation Right · Derivative | 40,688 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000136 · wf-form4_153299066771870.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,688 Underlying: Class B Common · 40,688 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:41 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 123,049 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000134 · wf-form4_153299048590507.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,049 Underlying: Class B Common · 123,049 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:39 UTC |
Brown Campbell PDirector
|
GrantStock Appreciation Right · Derivative | 5,703 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000132 · wf-form4_153299033443290.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 Underlying: Class B Common · 5,703 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:36 UTC |
Alvarez Alejandro ASVP, CPO
|
GrantStock Appreciation Right · Derivative | 10,850 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000130 · wf-form4_153299018520351.xml · derivative · entry 1 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,850 Underlying: Class B Common · 10,850 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:31 UTC |
Steiner Lisa PSVP, Chief of Staff
|
GrantStock Appreciation Right · Derivative | 9,720 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000126 · wf-form4_153298985425541.xml · derivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 Underlying: Class B Common · 9,720 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:34 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 28,482 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000128 · wf-form4_153299003601293.xml · derivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,482 Underlying: Class B Common · 28,482 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:28 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
GrantStock Appreciation Right · Derivative | 10,624 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000124 · wf-form4_153298970054573.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,624 Underlying: Class B Common · 10,624 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:23 UTC |
McCallum Mark IEVP/Chief Brands Officer
|
GrantStock Appreciation Right · Derivative | 20,023 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000120 · wf-form4_153298939108328.xml · derivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,023 Underlying: Class B Common · 20,023 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:25 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
GrantStock Appreciation Right · Derivative | 4,288 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000122 · wf-form4_153298954095640.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,288 Underlying: Class B Common · 4,288 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:50 UTC |
Hayes John V.SVP/President, USA & Canada
|
GrantStock Appreciation Right · Derivative | 7,912 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000116 · wf-form4_153298742982852.xml · derivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,912 Underlying: Class B Common · 7,912 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:21 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
GrantStock Appreciation Right · Derivative | 29,569 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000118 · wf-form4_153298925410755.xml · derivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Class B Common · 29,569 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARS. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:42 UTC |
Hinrichs ThomasSVP/Pres., International Div
|
GrantStock Appreciation Right · Derivative | 11,153 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000112 · wf-form4_153298693203973.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,153 Underlying: Class B Common · 11,153 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.