Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 02, 2024 | July 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 02, 2024 · Filed July 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 795,499 |
Reported balance
After 2024-07-02 transaction · row 1
1 source rowRow 1 · 2024-07-02 · Other · Acquired 463,676 · Balance 795,499 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2023 GRAT | 0 |
Reported balance
After 2024-07-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-07-02 · Other · Disposed 313,676 · Balance 0 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2023 GRAT #2 | 0 |
Reported balance
After 2024-07-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-07-02 · Other · Disposed 150,000 · Balance 0 F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-1 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-2 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-3 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2020 Trust fbo Child-4 | 29,745 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 29,745 |
| Class A CommonSEC Table I · non-derivative | Indirect2015 Trust | 40,878 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 40,878 |
| Class A CommonSEC Table I · non-derivative | IndirectHebe Trust | 10,624 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 10,624 |
| Class A CommonSEC Table I · non-derivative | IndirectHedge Street Partners LLC | 36,104 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 36,104 |
| Class A CommonSEC Table I · non-derivative | IndirectSKCJ Investments LLC | 228,302 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 228,302 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-1 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-2 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-3 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 47,500 |
| Class A CommonSEC Table I · non-derivative | Indirect2021 Trust fbo Child-4 | 47,500 |
Reported balance
Holding disclosure · report date 2024-07-02 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 47,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2024 Filed Jul 5, 2024 20:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 150,000 | $43.09 | $6,463,500.00 |
DisclosureSEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2023 GRAT #2 Disclosed balance after: 0 F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 313,676 | $43.09 | $13,516,298.84 |
DisclosureSEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2023 GRAT Disclosed balance after: 0 F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 20:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 463,676 | $43.09 | $19,979,798.84 |
DisclosureSEC source: 0000014693-24-000100 · wk-form4_1720211332.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 795,499 F1 · kind: On July 2, 2024, the 2023 GRAT and the 2023 GRAT #2 transferred Class A shares to the reporting person in exchange for other assets. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · GRAT-3 Disclosed balance after: 0 F1 · balance_after: Total updated to reflect the transfer of 102,360 Class A shares to direct holdings. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-4 Disclosed balance after: 29,745 Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-3 Disclosed balance after: 29,745 Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-2 Disclosed balance after: 29,745 Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-1 Disclosed balance after: 29,745 Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000002 · wk-form4_1704836674.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,139 F1 · balance_after: Totals updated to reflect the transfer of 150,000 Class A shares from direct holdings to 2023 GRAT #2. Read SEC document |
| December 15, 2023 Filed Jan 9, 2024 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000002 · wk-form4_1704836674.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 12,071 Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 23:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,299.1716 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000106 · wk-form4_1690586337.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,230.0816 Underlying: Class A Common · 3,299.1716 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 27, 2023, were based on the closing price of the Company's Class A common stock on that date ($71.23). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 22:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000091 · wk-form4_1687991718.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-4 Disclosed balance after: 23,745 Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 22:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000091 · wk-form4_1687991718.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-3 Disclosed balance after: 23,745 Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 22:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000091 · wk-form4_1687991718.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-2 Disclosed balance after: 23,745 Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 22:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000091 · wk-form4_1687991718.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-1 Disclosed balance after: 23,745 Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 22:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 45,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000091 · wk-form4_1687991718.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · GRAT-2 Disclosed balance after: 0 F1 · balance_after: Updated to reflect the distribution of 102,170 Class A shares from GRAT-2 to direct holdings. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 3,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 10 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,061 Read SEC document |
| January 06, 2023 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 8 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,449 Read SEC document |
| January 04, 2023 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 7 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,149 Read SEC document |
| January 03, 2023 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 6 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524,889 Read SEC document |
| December 21, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 9 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 11,490 Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,981.9695 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000112 · wf-form4_165939208605560.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776.08 Underlying: Class A Common · 2,981.9695 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 12, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 12,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-4 Disclosed balance after: 12,375 Read SEC document |
| July 12, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 12,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-3 Disclosed balance after: 12,375 Read SEC document |
| July 12, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 12,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-2 Disclosed balance after: 12,375 Read SEC document |
| July 12, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 12,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2020 Trust fbo Child-1 Disclosed balance after: 12,375 Read SEC document |
| July 12, 2022 Filed Mar 28, 2023 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 49,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · GRAT-1 Disclosed balance after: 0 Read SEC document |
| January 06, 2022 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 7 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,629 F1 · balance_after: Total has been updated to reflect the transfer of a total of 279,650 Class A shares from three grantor retained annuity trusts to direct holdings. Read SEC document |
| January 04, 2022 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 6 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,219 Read SEC document |
| December 29, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-4 Disclosed balance after: 47,500 Read SEC document |
| December 29, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 47,500 Read SEC document |
| December 29, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-2 Disclosed balance after: 47,500 Read SEC document |
| December 29, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 47,500 Read SEC document |
| December 29, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,741 Read SEC document |
| December 20, 2021 Filed Jun 3, 2022 23:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 8 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,006 Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,192.2791 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000147 · wf-form4_162733538318270.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192.2791 Underlying: Class A Common · 3,192.2791 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| January 15, 2021 Filed Jun 4, 2021 00:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,741 F1 · balance_after: Total updated to reflect transfers from grantor retained annuity trusts to direct holdings. Read SEC document |
| January 05, 2021 Filed Jun 4, 2021 00:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,421 Read SEC document |
| January 04, 2021 Filed Jun 4, 2021 00:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,418 Read SEC document |
| December 21, 2020 Filed Jun 4, 2021 00:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,587 Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,253.4518 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000116 · wf-form4_159649022576304.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,285.4318 Underlying: Class A Common · 3,253.4518 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| January 10, 2020 Filed Jun 3, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,012 F1 · balance_after: On April 6, 2020, the reporting person transferred 900,000 shares to three grantor retained annuity trusts. Read SEC document |
| January 03, 2020 Filed Jun 3, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,920 Read SEC document |
| December 18, 2019 Filed Jun 3, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,199 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 1,265.4668 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000120 · wf-form4_156443605814523.xml · derivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339.9795 Underlying: Class A Common · 1,265.4668 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| July 05, 2019 Filed Jun 3, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 26,507 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 4 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hebe Trust Disclosed balance after: 26,507 Read SEC document |
| July 05, 2019 Filed Jun 3, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 10,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hebe Trust Disclosed balance after: 10,624 Read SEC document |
| January 08, 2019 Filed Jun 5, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 2 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,442 Read SEC document |
| January 03, 2019 Filed Jun 5, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 1 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,998 Read SEC document |
| December 17, 2018 Filed Jun 5, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 3 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,739 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.