Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROWN FORMAN CORP
Report date December 26, 2018 · Filed June 05, 2019
Section 16 reporting ended · disclosed 2019-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 14,787 |
Reported balance
After 2018-12-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-26 · Gift · Disposed 460 · Balance 14,787 F1: Reflects number of shares owned as of 12/31/2018. |
| Class B CommonSEC Table I · non-derivative | Direct | 6,700 |
Last balance in matching sequence
After 2018-12-31 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-12-27 · Gift · Disposed 640 · Balance 7,340 F1: Reflects number of shares owned as of 12/31/2018. Row 3 · 2018-12-31 · Gift · Disposed 640 · Balance 6,700 F1: Reflects number of shares owned as of 12/31/2018. |
| Class A CommonSEC Table I · non-derivative | IndirectESPP | 4,567.5455 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,567.5455 F2: Number of shares acquired through the issuer's employee stock purchase program as of June 4, 2019. |
| Class B CommonSEC Table I · non-derivative | IndirectESPP | 2,266.8924 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,266.8924 F2: Number of shares acquired through the issuer's employee stock purchase program as of June 4, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects number of shares owned as of 12/31/2018.
F2: Number of shares acquired through the issuer's employee stock purchase program as of June 4, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jun 5, 2019 22:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 3 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 27, 2018 Filed Jun 5, 2019 22:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 2 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,340 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 3 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,247 Read SEC document |
| December 26, 2018 Filed Jun 5, 2019 22:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000087 · wf-form4_155977364922175.xml · nonDerivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,787 F1 · balance_after: Reflects number of shares owned as of 12/31/2018. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 167 | $46.24 | $7,722.08 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 2 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980 Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 3,111 | $46.19 | $143,697.09 |
DisclosureSEC source: 0000014693-18-000180 · wf-form4_154594770450020.xml · nonDerivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.18 to $46.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:10 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,755 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000146 · wf-form4_153299219945729.xml · derivative · entry 1 Keyes Mike J. · CIK 0001743462 · SVP, Chief Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,755 Underlying: Class B Common · 11,755 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.