ASTE

SEC source: 0001140361-17-015509 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063.0579

Underlying: Common Stock · 101.222 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · ownership.direct: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015506 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88.4175

Underlying: Common Stock · 60.0994 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015502 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558.9508

Underlying: Common Stock · 8.5103 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015497 · doc1.xml · derivative · entry 3

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391.0042

Underlying: Common Stock · 129.0654 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015490 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933.3188

Underlying: Common Stock · 186.7522 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015488 · doc1.xml · derivative · entry 3

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344.6121

Underlying: Common Stock · 51.9455 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-015492 · doc1.xml · derivative · entry 2

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193.7675

Underlying: Common Stock · 193.7675 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014660 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746.5666

Underlying: Common Stock · 4.6053 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014650 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224.1493

Underlying: Common Stock · 0.3759 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014658 · doc1.xml · derivative · entry 3

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292.6666

Underlying: Common Stock · 7.1977 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014639 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550.4406

Underlying: Common Stock · 0.9229 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014629 · doc1.xml · derivative · entry 3

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,261.9387

Underlying: Common Stock · 10.4995 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014621 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,923.1375

Underlying: Common Stock · 41.7893 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014623 · doc1.xml · derivative · entry 4

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419.9157

Underlying: Common Stock · 2.3808 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014615 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374.0278

Underlying: Common Stock · 0.6271 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014610 · doc1.xml · derivative · entry 4

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,961.8359

Underlying: Common Stock · 20.0568 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014578 · doc1.xml · derivative · entry 3

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374.0731

Underlying: Common Stock · 2.304 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-014603 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28.3181

Underlying: Common Stock · 0.0475 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-009795 · doc1.xml · nonDerivative · entry 3

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

F3 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

SEC source: 0001140361-17-009795 · doc1.xml · nonDerivative · entry 2

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009799 · doc1.xml · nonDerivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 327 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,000 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 327 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,000 RSUs.

SEC source: 0001140361-17-009799 · doc1.xml · nonDerivative · entry 1

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009792 · doc1.xml · nonDerivative · entry 2

GONIGAM TIMOTHY D · CIK 0001182952 · President-Astec Mobile Screens

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009788 · doc1.xml · nonDerivative · entry 2

ELLIOTT JEFFREY J · CIK 0001185240 · Group VP Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,745

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 469 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 469 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs.

SEC source: 0001140361-17-009788 · doc1.xml · nonDerivative · entry 1

ELLIOTT JEFFREY J · CIK 0001185240 · Group VP Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,870

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009781 · doc1.xml · nonDerivative · entry 1

Dummigan Martin · CIK 0001664203 · Managing Director-Telestack

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009774 · doc1.xml · nonDerivative · entry 2

DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,495

F2 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs.

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs.

SEC source: 0001140361-17-009774 · doc1.xml · nonDerivative · entry 1

DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,526

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009772 · doc1.xml · nonDerivative · entry 1

Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009770 · doc1.xml · nonDerivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

F3 · acquired: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

SEC source: 0001140361-17-009770 · doc1.xml · nonDerivative · entry 1

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,074

F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009762 · doc1.xml · nonDerivative · entry 1

Claude Steven L · CIK 0001651305 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,803

F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · acquired: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009752 · doc1.xml · nonDerivative · entry 1

Brock Benjamin G · CIK 0001383693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009747 · doc1.xml · nonDerivative · entry 2

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs.

F3 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs.

SEC source: 0001140361-17-009747 · doc1.xml · nonDerivative · entry 1

Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009744 · doc1.xml · nonDerivative · entry 2

ANDERSON STEPHEN C · CIK 0001276725 · VP-Administration & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009902 · doc1.xml · nonDerivative · entry 1

Wiener William A. · CIK 0001681760 · President-Power Flame

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009845 · doc1.xml · nonDerivative · entry 3

May Jeffrey L · CIK 0001587703 · President-KPI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,609

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 294 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 900 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 294 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 900 RSUs.

SEC source: 0001140361-17-009845 · doc1.xml · nonDerivative · entry 2

May Jeffrey L · CIK 0001587703 · President-KPI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,509

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009906 · doc1.xml · nonDerivative · entry 2

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 449 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,375 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 449 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,375 RSUs.

SEC source: 0001140361-17-009906 · doc1.xml · nonDerivative · entry 1

Wilkey Thomas H · CIK 0001594419 · President-Heatec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009899 · doc1.xml · nonDerivative · entry 2

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009894 · doc1.xml · nonDerivative · entry 2

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · W.N. Smith Living Trust

Disclosed balance after: 102,796

SEC source: 0001140361-17-009894 · doc1.xml · nonDerivative · entry 1

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009889 · doc1.xml · nonDerivative · entry 1

Sissons Donald J. · CIK 0001594508 · President-Breaker Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009880 · doc1.xml · nonDerivative · entry 2

Silvious David C · CIK 0001356633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009859 · doc1.xml · nonDerivative · entry 3

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 454 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 454 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs.

SEC source: 0001140361-17-009859 · doc1.xml · nonDerivative · entry 2

PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,988

F2 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

SEC source: 0001140361-17-009864 · doc1.xml · nonDerivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 138 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 330 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 138 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 330 RSUs.

SEC source: 0001140361-17-009864 · doc1.xml · nonDerivative · entry 1

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.