TapewireFind a company

person · Reporting owner

Colwell Chris E

Disclosed activity across 1 company

Tapewire entity
170338
SEC CIK
0001522348

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASTEC INDUSTRIES INCASTE · Entity 425President-Carlson PavingJanuary 10, 2018January 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEC INDUSTRIES INC

Report date January 10, 2018 · Filed January 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect3,163.9316 Reported balance After 2018-01-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-10 · Grant · Acquired 69.6005 · Balance 3,163.9316

F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Common StockSEC Table I · non-derivativeDirect6,574 Reported balance Holding disclosure · report date 2018-01-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,574

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

Common StockSEC Table I · non-derivativeDirect1,079 Reported balance Holding disclosure · report date 2018-01-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,079

Filing footnotes · ownership attribution and instrument terms

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2018 Filed Jan 12, 2018 15:49 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 69.6005 $60.33 $4,199.00
Disclosure

SEC source: 0001140361-18-001822 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163.9316

Underlying: Common Stock · 69.6005 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:30 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 5.5678 $55.48 $308.88
Disclosure

SEC source: 0001140361-17-044300 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094.3311

Underlying: Common Stock · 5.5678 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:01 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 68.5916 $52.47 $3,599.00
Disclosure

SEC source: 0001140361-17-038713 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088.7633

Underlying: Common Stock · 68.5916 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 15:25 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 6.3872 $47.18 $301.38
Disclosure

SEC source: 0001140361-17-033641 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020.1717

Underlying: Common Stock · 6.3872 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 19:55 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 75.2274 $55.82 $4,199.00
Disclosure

SEC source: 0001140361-17-027775 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013.7845

Underlying: Common Stock · 75.2274 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
May 26, 2017 Filed May 30, 2017 19:36 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 5.2382 $56.00 $293.33
Disclosure

SEC source: 0001140361-17-022783 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938.557

Underlying: Common Stock · 5.2382 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 13:09 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 186.7522 $62.01 $11,580.00
Disclosure

SEC source: 0001140361-17-015490 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933.3188

Underlying: Common Stock · 186.7522 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:31 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 4.6053 $59.54 $274.20
Disclosure

SEC source: 0001140361-17-014660 · doc1.xml · derivative · entry 3

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746.5666

Underlying: Common Stock · 4.6053 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 23:43 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 421 $65.35 $27,512.35
Disclosure

SEC source: 0001140361-17-009770 · doc1.xml · nonDerivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

F3 · acquired: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 23:43 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009770 · doc1.xml · nonDerivative · entry 1

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,074

F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:07 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 59.9706 $67.65 $4,057.00
Disclosure

SEC source: 0001140361-17-001461 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741.9613

Underlying: Common Stock · 59.9706 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:02 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 4.004 $66.88 $267.80
Disclosure

SEC source: 0001140361-16-088145 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681.9907

Underlying: Common Stock · 4.004 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 15:06 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 69.3633 $58.49 $4,057.00
Disclosure

SEC source: 0001140361-16-082758 · doc1.xml · derivative · entry 2

Colwell Chris E · CIK 0001522348 · President-Carlson Paving

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,677.9867

Underlying: Common Stock · 69.3633 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.