Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | President-CEI Enterprises | July 12, 2017 | July 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date July 12, 2017 · Filed July 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 4,419.6972 |
Reported balance
After 2017-07-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-12 · Grant · Acquired 67.3267 · Balance 4,419.6972 F2: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
| Common StockSEC Table I · non-derivative | Direct | 216 |
Reported balance
Holding disclosure · report date 2017-07-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 216 F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. |
| Common StockSEC Table I · non-derivative | Direct | 912 |
Reported balance
Holding disclosure · report date 2017-07-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 912 |
Filing footnotes · ownership attribution and instrument terms
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2017 Filed Jul 13, 2017 19:40 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 67.3267 | $55.82 | $3,758.00 |
DisclosureSEC source: 0001140361-17-027767 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,419.6972 Underlying: Common Stock · 67.3267 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 26, 2017 Filed May 30, 2017 19:30 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 7.7584 | $56.00 | $434.46 |
DisclosureSEC source: 0001140361-17-022779 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,352.3705 Underlying: Common Stock · 7.7584 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 13:03 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 51.9455 | $62.01 | $3,221.00 |
DisclosureSEC source: 0001140361-17-015488 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,344.6121 Underlying: Common Stock · 51.9455 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 7.1977 | $59.54 | $428.55 |
DisclosureSEC source: 0001140361-17-014658 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,292.6666 Underlying: Common Stock · 7.1977 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:57 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 113 | $65.35 | $7,384.55 |
DisclosureSEC source: 0001140361-17-009747 · doc1.xml · nonDerivative · entry 2 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216 F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs. F3 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs. F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 113 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 300 RSUs. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:57 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009747 · doc1.xml · nonDerivative · entry 1 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 17:07 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 53.6735 | $67.65 | $3,631.00 |
DisclosureSEC source: 0001140361-17-001481 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285.4689 Underlying: Common Stock · 53.6735 shares Expires not disclosed F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:01 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | SaleCommon Stock | 1,699 | $66.93 | $113,714.07 |
DisclosureSEC source: 0001140361-16-088576 · doc1.xml · nonDerivative · entry 2 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 15:46 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 6.3177 | $66.88 | $422.55 |
DisclosureSEC source: 0001140361-16-088161 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,231.7955 Underlying: Common Stock · 6.3177 shares Expires not disclosed F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 14:34 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 62.0799 | $58.49 | $3,631.00 |
DisclosureSEC source: 0001140361-16-082748 · doc1.xml · derivative · entry 3 Bremmer Michael A · CIK 0001353279 · President-CEI Enterprises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,225.4777 Underlying: Common Stock · 62.0799 shares Expires not disclosed F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.