Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Group President-Agg & Mining | February 28, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date February 28, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,625 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Grant · Acquired 6,818 · Balance 11,625 F2: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 11,136 |
Reported balance
After 2020-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-28 · Tax withholding · Disposed 489 · Balance 11,136 F3: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 945.9228 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 945.9228 F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.
F3: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 2, 2020 22:17 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 489 | $38.65 | $18,899.85 |
DisclosureSEC source: 0001567619-20-005345 · doc1.xml · nonDerivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,136 F3 · shares: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs. F3 · balance_after: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:17 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 6,818 | $38.65 | $263,515.70 |
DisclosureSEC source: 0001567619-20-005345 · doc1.xml · nonDerivative · entry 1 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,625 F2 · date: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 14:50 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 43.3224 | $42.41 | $1,837.50 |
DisclosureSEC source: 0001567619-20-000973 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945.9228 Underlying: Common Stock · 43.3224 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 23:04 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 2.5849 | $38.30 | $99.00 |
DisclosureSEC source: 0001567619-19-022489 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902.6003 Underlying: Common Stock · 2.5849 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 19:37 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 61.4662 | $29.89 | $1,837.50 |
DisclosureSEC source: 0001567619-19-019345 · doc1.xml · derivative · entry 4 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900.0155 Underlying: Common Stock · 61.4662 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 21:31 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 3.2777 | $28.03 | $91.88 |
DisclosureSEC source: 0001567619-19-017808 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838.5493 Underlying: Common Stock · 3.2777 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 13:56 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 59.1325 | $31.07 | $1,837.50 |
DisclosureSEC source: 0001567619-19-014692 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835.2716 Underlying: Common Stock · 59.1325 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 14:41 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 2.8334 | $30.02 | $85.06 |
DisclosureSEC source: 0001567619-19-012640 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776.1391 Underlying: Common Stock · 2.8334 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 19:11 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 105.8556 | $40.63 | $4,300.50 |
DisclosureSEC source: 0001567619-19-008592 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773.3057 Underlying: Common Stock · 105.8556 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:52 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 1.9595 | $37.36 | $73.20 |
DisclosureSEC source: 0001567619-19-007904 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667.4501 Underlying: Common Stock · 1.9595 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2019 Filed Oct 8, 2019 19:37 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 194 | $39.09 | $7,583.46 |
DisclosureSEC source: 0001567619-19-019345 · doc1.xml · nonDerivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912 F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission). F3 · kind: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs. F3 · shares: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs. F3 · price: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs. F3 · balance_after: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs. Read SEC document |
| February 28, 2019 Filed Oct 8, 2019 19:37 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 1,562 | $39.09 | $61,058.58 |
DisclosureSEC source: 0001567619-19-019345 · doc1.xml · nonDerivative · entry 1 Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,512 F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission). F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission). F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission). F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission). Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:41 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 48.3574 | $36.19 | $1,750.00 |
DisclosureSEC source: 0001567619-19-000946 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665.4907 Underlying: Common Stock · 48.3574 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:02 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 1.9022 | $35.58 | $67.68 |
DisclosureSEC source: 0001567619-18-007204 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617.1333 Underlying: Common Stock · 1.9022 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 12:43 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 33.3369 | $50.84 | $1,694.75 |
DisclosureSEC source: 0001567619-18-003836 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615.2311 Underlying: Common Stock · 33.3369 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 13:53 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 1.3035 | $48.99 | $63.86 |
DisclosureSEC source: 0001567619-18-001964 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581.8942 Underlying: Common Stock · 1.3035 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 20:38 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 17.701 | $61.58 | $1,090.00 |
DisclosureSEC source: 0001140361-18-001893 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494.9916 Underlying: Common Stock · 17.701 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 15:21 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.8587 | $55.48 | $47.64 |
DisclosureSEC source: 0001140361-17-044316 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477.2906 Underlying: Common Stock · 0.8587 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 19:23 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 24.2377 | $52.47 | $1,271.75 |
DisclosureSEC source: 0001140361-17-038241 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476.4319 Underlying: Common Stock · 24.2377 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 18:33 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.9562 | $47.18 | $45.12 |
DisclosureSEC source: 0001140361-17-033718 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452.1942 Underlying: Common Stock · 0.9562 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 21:15 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 19.528 | $55.82 | $1,090.00 |
DisclosureSEC source: 0001140361-17-027811 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451.2379 Underlying: Common Stock · 19.528 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:41 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.7695 | $56.00 | $43.09 |
DisclosureSEC source: 0001140361-17-022827 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431.71 Underlying: Common Stock · 0.7695 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 15:04 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 56.9127 | $62.01 | $3,529.00 |
DisclosureSEC source: 0001140361-17-015511 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430.9405 Underlying: Common Stock · 56.9127 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:23 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.6271 | $59.54 | $37.34 |
DisclosureSEC source: 0001140361-17-014615 · doc1.xml · derivative · entry 3 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374.0278 Underlying: Common Stock · 0.6271 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 17:13 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 138 | $65.35 | $9,018.30 |
DisclosureSEC source: 0001140361-17-009864 · doc1.xml · nonDerivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 138 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 330 RSUs. F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 138 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 330 RSUs. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 17:13 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009864 · doc1.xml · nonDerivative · entry 1 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:54 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 15.5691 | $67.65 | $1,053.25 |
DisclosureSEC source: 0001140361-17-001479 · doc1.xml · derivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373.4007 Underlying: Common Stock · 15.5691 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 15:40 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.5342 | $66.88 | $35.73 |
DisclosureSEC source: 0001140361-16-088159 · doc1.xml · derivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357.8316 Underlying: Common Stock · 0.5342 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 14:14 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 21.0082 | $58.49 | $1,228.75 |
DisclosureSEC source: 0001140361-16-082744 · doc1.xml · derivative · entry 2 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357.2974 Underlying: Common Stock · 21.0082 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2016 Filed Jan 26, 2017 14:47 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002940 · doc1.xml · nonDerivative · entry 1 Schwarz Jeffrey M. · CIK 0001611588 · President-JCI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 F2 · date: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date. F2 · shares: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date. F2 · price: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date. F2 · balance_after: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.