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person · Reporting owner

Irvine John J. III

Disclosed activity across 1 company

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170340
SEC CIK
0001670056

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASTEC INDUSTRIES INCASTE · Entity 425President-Roadtec, Inc.January 10, 2018January 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEC INDUSTRIES INC

Report date January 10, 2018 · Filed January 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect693.7102 Reported balance After 2018-01-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-10 · Grant · Acquired 84.9992 · Balance 693.7102

F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Common StockSEC Table I · non-derivativeDirect689 Reported balance Holding disclosure · report date 2018-01-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 689

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

Common StockSEC Table I · non-derivativeDirect673 Reported balance Holding disclosure · report date 2018-01-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 673

Filing footnotes · ownership attribution and instrument terms

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2018 Filed Jan 12, 2018 16:40 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 84.9992 $60.33 $5,128.00
Disclosure

SEC source: 0001140361-18-001835 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693.7102

Underlying: Common Stock · 84.9992 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:59 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.0952 $55.48 $60.76
Disclosure

SEC source: 0001140361-17-044308 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608.711

Underlying: Common Stock · 1.0952 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:39 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 97.732 $52.47 $5,128.00
Disclosure

SEC source: 0001140361-17-038727 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607.6158

Underlying: Common Stock · 97.732 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:12 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.0783 $47.18 $50.88
Disclosure

SEC source: 0001140361-17-033696 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509.8837

Underlying: Common Stock · 1.0783 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 20:58 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 91.871 $55.82 $5,128.00
Disclosure

SEC source: 0001140361-17-027801 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508.8054

Underlying: Common Stock · 91.871 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:23 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 0.7432 $56.00 $41.62
Disclosure

SEC source: 0001140361-17-022818 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416.9344

Underlying: Common Stock · 0.7432 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 13:29 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 192.0419 $62.01 $11,908.00
Disclosure

SEC source: 0001140361-17-015495 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416.1912

Underlying: Common Stock · 192.0419 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 0.3759 $59.54 $22.38
Disclosure

SEC source: 0001140361-17-014650 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224.1493

Underlying: Common Stock · 0.3759 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 00:52 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 327 $65.35 $21,369.45
Disclosure

SEC source: 0001140361-17-009799 · doc1.xml · nonDerivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 327 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,000 RSUs.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 327 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,000 RSUs.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 00:52 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009799 · doc1.xml · nonDerivative · entry 1

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:29 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 73.2301 $67.65 $4,954.00
Disclosure

SEC source: 0001140361-17-001472 · doc1.xml · derivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223.7734

Underlying: Common Stock · 73.2301 shares

Expires not disclosed

F2 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:26 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 0.2247 $66.88 $15.03
Disclosure

SEC source: 0001140361-16-088155 · doc1.xml · derivative · entry 2

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150.5433

Underlying: Common Stock · 0.2247 shares

Expires not disclosed

F2 · security: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 14:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 SaleCommon Stock 3,221 $64.51 $207,773.18
Disclosure

SEC source: 0001140361-16-085688 · doc1.xml · nonDerivative · entry 1

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 12, 2016 Filed Oct 14, 2016 15:15 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 91.2307 $58.49 $5,336.00
Disclosure

SEC source: 0001140361-16-082760 · doc1.xml · derivative · entry 3

Irvine John J. III · CIK 0001670056 · President-Roadtec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150.3186

Underlying: Common Stock · 91.2307 shares

Expires not disclosed

F2 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · deemedExecutionDate: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.