Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Group Pres Aggregate & Mining | August 30, 2018 | August 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date August 30, 2018 · Filed August 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 7,984.8749 |
Reported balance
After 2018-08-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-30 · Grant · Acquired 17.8878 · Balance 7,984.8749 F2: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
| Common StockSEC Table I · non-derivative | Direct | 5,034 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,034 F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. |
| Common StockSEC Table I · non-derivative | Direct | 4,871 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,871 |
| Common StockSEC Table I · non-derivative | Indirectby 401k plan | 23.64 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 23.64 F3: Reflects shares held in a 401k plan based upon a plan statement dated August 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F3: Reflects shares held in a 401k plan based upon a plan statement dated August 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 30, 2018 Filed Aug 31, 2018 15:01 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 17.8878 | $48.99 | $876.37 |
DisclosureSEC source: 0001567619-18-001974 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,984.8749 Underlying: Common Stock · 17.8878 shares Expires not disclosed F2 · security: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 30, 2018 Filed Jun 11, 2018 20:04 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 13.1991 | $60.26 | $795.38 |
DisclosureSEC source: 0001140361-18-028033 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,966.9871 Underlying: Common Stock · 13.1991 shares Expires not disclosed F2 · security: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 15:49 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 14.2433 | $55.74 | $793.96 |
DisclosureSEC source: 0001140361-18-016105 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953.7879 Underlying: Common Stock · 14.2433 shares Expires not disclosed F2 · security: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 00:31 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 238 | $60.92 | $14,498.96 |
DisclosureSEC source: 0001140361-18-011413 · doc1.xml · nonDerivative · entry 2 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 238 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 638 RSUs. F3 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 238 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 638 RSUs. F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 238 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 638 RSUs. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 00:31 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 1,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011413 · doc1.xml · nonDerivative · entry 1 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,672 F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 15:16 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 21.9571 | $55.48 | $1,218.09 |
DisclosureSEC source: 0001140361-17-044314 · doc1.xml · derivative · entry 3 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939.5446 Underlying: Common Stock · 21.9571 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 16:40 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | OtherPhantom Stock · Derivative | 4,263.3164 | $54.50 | $232,367.37 |
DisclosureSEC source: 0001140361-17-043823 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,917.5875 Underlying: Common Stock · 4,263.3164 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.underlying_shares: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 16:40 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | OtherCommon Stock | 988.9236 | $54.50 | $53,900.19 |
DisclosureSEC source: 0001140361-17-043823 · doc1.xml · nonDerivative · entry 1 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Plan Disclosed balance after: 0 F1 · balance_after: Shares held in the reporting person's 401k account are based upon a Plan statement dated November 27, 2017. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 19:30 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 39.1128 | $52.47 | $2,052.25 |
DisclosureSEC source: 0001140361-17-038245 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180.9039 Underlying: Common Stock · 39.1128 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 18:27 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 25.6779 | $47.18 | $1,211.61 |
DisclosureSEC source: 0001140361-17-033713 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,141.7911 Underlying: Common Stock · 25.6779 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 21:10 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 31.5135 | $55.82 | $1,759.00 |
DisclosureSEC source: 0001140361-17-027807 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116.1132 Underlying: Common Stock · 31.5135 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:35 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 21.5418 | $56.00 | $1,206.31 |
DisclosureSEC source: 0001140361-17-022824 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,084.5997 Underlying: Common Stock · 21.5418 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 14:58 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 101.222 | $62.01 | $6,276.50 |
DisclosureSEC source: 0001140361-17-015509 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,063.0579 Underlying: Common Stock · 101.222 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:12 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 20.0568 | $59.54 | $1,194.18 |
DisclosureSEC source: 0001140361-17-014610 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,961.8359 Underlying: Common Stock · 20.0568 shares Expires not disclosed F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F3 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:45 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 454 | $65.35 | $29,668.90 |
DisclosureSEC source: 0001140361-17-009859 · doc1.xml · nonDerivative · entry 3 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,863 F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 454 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs. F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 454 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,125 RSUs. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 16:45 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 3,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009859 · doc1.xml · nonDerivative · entry 2 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,988 F2 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 17:21 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 25.122 | $67.65 | $1,699.50 |
DisclosureSEC source: 0001140361-17-001485 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,941.7791 Underlying: Common Stock · 25.122 shares Expires not disclosed F1 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 15:53 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 17.7905 | $66.88 | $1,189.89 |
DisclosureSEC source: 0001140361-16-088163 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,916.6571 Underlying: Common Stock · 17.7905 shares Expires not disclosed F1 · security: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 14:23 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 33.8995 | $58.49 | $1,982.75 |
DisclosureSEC source: 0001140361-16-082746 · doc1.xml · derivative · entry 4 PATEK RICHARD A · CIK 0001138525 · Group Pres Aggregate & Mining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.8666 Underlying: Common Stock · 33.8995 shares Expires not disclosed F1 · security: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.