Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | President-Peterson Pacific | October 13, 2017 | October 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date October 13, 2017 · Filed October 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 370.5912 |
Reported balance
After 2017-10-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-13 · Grant · Acquired 90.6613 · Balance 370.5912 F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
| Common StockSEC Table I · non-derivative | Direct | 726 |
Reported balance
Holding disclosure · report date 2017-10-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 726 F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. |
Filing footnotes · ownership attribution and instrument terms
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2017 Filed Oct 16, 2017 13:20 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 90.6613 | $52.47 | $4,757.00 |
DisclosureSEC source: 0001140361-17-038702 · doc1.xml · derivative · entry 2 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370.5912 Underlying: Common Stock · 90.6613 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 15:45 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.5919 | $47.18 | $27.93 |
DisclosureSEC source: 0001140361-17-033646 · doc1.xml · derivative · entry 2 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279.9298 Underlying: Common Stock · 0.5919 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 20:03 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 85.2243 | $55.82 | $4,757.00 |
DisclosureSEC source: 0001140361-17-027780 · doc1.xml · derivative · entry 2 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279.3379 Underlying: Common Stock · 85.2243 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 26, 2017 Filed May 30, 2017 19:43 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 0.3461 | $56.00 | $19.38 |
DisclosureSEC source: 0001140361-17-022796 · doc1.xml · derivative · entry 2 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194.1136 Underlying: Common Stock · 0.3461 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 06, 2017 Filed Apr 11, 2017 13:15 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 193.7675 | $62.01 | $12,015.00 |
DisclosureSEC source: 0001140361-17-015492 · doc1.xml · derivative · entry 2 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193.7675 Underlying: Common Stock · 193.7675 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 23:48 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009772 · doc1.xml · nonDerivative · entry 1 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 14:31 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | OtherPhantom Stock · Derivative | 4,261.1507 | $0.00 Strike: $65.28 | $0.00 |
DisclosureSEC source: 0001140361-17-009535 · doc1.xml · derivative · entry 1 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,261.1507 shares Expires not disclosed F1 · derivative.exercise_price: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. F1 · shares: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. F1 · derivative.exercise_date: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. F1 · derivative.expiration_date: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. F1 · derivative.underlying_shares: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. F1 · balance_after: Phantom shares are held in a SERP and the SERP balance is payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of Astec stock within the SERP and the proceeds from the sale were reinvested in other SERP allowed investments. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 15:27 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 67.9381 | $67.65 | $4,596.00 |
DisclosureSEC source: 0001140361-17-001441 · doc1.xml · derivative · entry 1 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261.1507 Underlying: Common Stock · 67.9381 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 14:23 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 6.2602 | $66.88 | $418.70 |
DisclosureSEC source: 0001140361-16-088131 · doc1.xml · derivative · entry 1 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193.2126 Underlying: Common Stock · 6.2602 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 14:56 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 78.5787 | $58.49 | $4,596.00 |
DisclosureSEC source: 0001140361-16-082754 · doc1.xml · derivative · entry 1 Cumming Lawrence R · CIK 0001409150 · President-Peterson Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,186.9524 Underlying: Common Stock · 78.5787 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.