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Haven Matthew B

Disclosed activity across 1 company

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170345
SEC CIK
0001570202

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CompanyLast reported asReport datePublished
ASTEC INDUSTRIES INCASTE · Entity 425President-TelsmithJanuary 11, 2018January 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEC INDUSTRIES INC

Report date January 11, 2018 · Filed January 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect587.7028 Reported balance After 2018-01-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-11 · Grant · Acquired 7.3451 · Balance 587.7028

F3: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Common StockSEC Table I · non-derivativeIndirectby 401K Plan1,043.2663 Reported balance Holding disclosure · report date 2018-01-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,043.2663

F1: Shares held in the reporting person's 401k plan are based upon a plan statement dated January 12, 2018.

Common StockSEC Table I · non-derivativeDirect1,409 Reported balance Holding disclosure · report date 2018-01-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,409

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

Common StockSEC Table I · non-derivativeDirect2,429 Reported balance Holding disclosure · report date 2018-01-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,429

Filing footnotes · ownership attribution and instrument terms

F1: Shares held in the reporting person's 401k plan are based upon a plan statement dated January 12, 2018.

F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F3: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2018 Filed Jan 12, 2018 20:46 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 7.3451 $61.58 $452.30
Disclosure

SEC source: 0001140361-18-001899 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587.7028

Underlying: Common Stock · 7.3451 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:51 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 1.0442 $55.48 $57.93
Disclosure

SEC source: 0001140361-17-044304 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580.3577

Underlying: Common Stock · 1.0442 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 11, 2017 Filed Oct 11, 2017 19:15 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 10.0572 $52.47 $527.70
Disclosure

SEC source: 0001140361-17-038237 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579.3135

Underlying: Common Stock · 10.0572 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 18:06 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 1.204 $47.18 $56.81
Disclosure

SEC source: 0001140361-17-033690 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569.2563

Underlying: Common Stock · 1.204 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
July 12, 2017 Filed Jul 13, 2017 20:52 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 8.1032 $55.82 $452.30
Disclosure

SEC source: 0001140361-17-027797 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568.0523

Underlying: Common Stock · 8.1032 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:03 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 0.9982 $56.00 $55.90
Disclosure

SEC source: 0001140361-17-022806 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559.9491

Underlying: Common Stock · 0.9982 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 14:44 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 8.5103 $62.01 $527.70
Disclosure

SEC source: 0001140361-17-015502 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558.9508

Underlying: Common Stock · 8.5103 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:56 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 0.9229 $59.54 $54.95
Disclosure

SEC source: 0001140361-17-014639 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550.4406

Underlying: Common Stock · 0.9229 shares

Expires not disclosed

F3 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 00:39 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 323 $65.35 $21,108.05
Disclosure

SEC source: 0001140361-17-009795 · doc1.xml · nonDerivative · entry 3

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

F3 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

F3 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 323 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 800 RSUs.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 00:39 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009795 · doc1.xml · nonDerivative · entry 2

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209

F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:38 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 6.5233 $67.65 $441.30
Disclosure

SEC source: 0001140361-17-001474 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549.5176

Underlying: Common Stock · 6.5233 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 15:34 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 0.8107 $66.88 $54.22
Disclosure

SEC source: 0001140361-16-088157 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542.9943

Underlying: Common Stock · 0.8107 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 14:07 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Shares · Derivative 8.8016 $58.49 $514.80
Disclosure

SEC source: 0001140361-16-082740 · doc1.xml · derivative · entry 4

Haven Matthew B · CIK 0001570202 · President-Telsmith

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542.1836

Underlying: Common Stock · 8.8016 shares

Expires not disclosed

F3 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F3 · balance_after: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.