Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Chief Operating Officer | February 28, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date February 28, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,876 |
Reported balance
After 2018-02-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-02-28 · Grant · Acquired 2,381 · Balance 8,876 F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. |
| Common StockSEC Table I · non-derivative | Direct | 7,845 |
Reported balance
After 2018-02-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2018-02-28 · Tax withholding · Disposed 305 · Balance 7,845 F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 305 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 9,808 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,808 F3: Total amount includes 726 shares issued upon vesting of RSUs on February 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance.
F2: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 305 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs.
F3: Total amount includes 726 shares issued upon vesting of RSUs on February 28, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 1, 2018 23:30 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 305 | $60.92 | $18,580.60 |
DisclosureSEC source: 0001140361-18-011374 · doc1.xml · nonDerivative · entry 2 DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,845 F2 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 305 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 305 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 305 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 23:30 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 2,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011374 · doc1.xml · nonDerivative · entry 1 DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,876 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 00:01 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | Tax withholdingCommon Stock | 337 | $65.35 | $22,022.95 |
DisclosureSEC source: 0001140361-17-009774 · doc1.xml · nonDerivative · entry 2 DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,495 F2 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. F2 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. F2 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 337 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,031 RSUs. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 00:01 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 5,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009774 · doc1.xml · nonDerivative · entry 1 DORRIS RICHARD J · CIK 0001287153 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,526 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.