Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Director · VP-Business Development | January 08, 2019 | January 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date January 08, 2019 · Filed January 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 27,142.0643 |
Reported balance
After 2019-01-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-08 · Grant · Acquired 252.4531 · Balance 27,142.0643 F2: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
| Common StockSEC Table I · non-derivative | Direct | 5,281 |
Reported balance
Holding disclosure · report date 2019-01-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,281 F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. |
| Common StockSEC Table I · non-derivative | IndirectW. N. Smith Rev Living Trust | 99,056 |
Reported balance
Holding disclosure · report date 2019-01-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 99,056 |
Filing footnotes · ownership attribution and instrument terms
F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2019 Filed Jan 10, 2019 19:34 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 252.4531 | $36.19 | $9,136.00 |
DisclosureSEC source: 0001567619-19-000944 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · VP-Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,142.0643 Underlying: Common Stock · 252.4531 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:10 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 82.8763 | $35.58 | $2,948.74 |
DisclosureSEC source: 0001567619-18-007206 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,889.6112 Underlying: Common Stock · 82.8763 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 20:52 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GiftCommon Stock | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006224 · doc1.xml · nonDerivative · entry 2 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · W. N. Smith Rev Living Trust Disclosed balance after: 99,056 Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 12:55 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 179.7113 | $50.84 | $9,136.00 |
DisclosureSEC source: 0001567619-18-003841 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,806.7349 Underlying: Common Stock · 179.7113 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 14:51 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 59.6502 | $48.99 | $2,922.41 |
DisclosureSEC source: 0001567619-18-001972 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,627.0236 Underlying: Common Stock · 59.6502 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 18:23 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 109.7 | $61.03 | $6,695.00 |
DisclosureSEC source: 0001140361-18-032345 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,527.3768 Underlying: Common Stock · 109.7 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| July 12, 2018 Filed Aug 31, 2018 14:45 UTC Amendment | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 149.6966 | $61.03 | $9,136.00 |
DisclosureSEC source: 0001567619-18-001970 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,567.3734 Underlying: Common Stock · 149.6966 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Original form filed had an incorrect number of shares acquired due to a posting error by the SERP's outside record keeper which was corrected after the original Form 4 was filed. The error correction was noticed when the next Form 4 was due to be filed. Read SEC document |
| May 30, 2018 Filed Jun 11, 2018 20:18 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 43.7668 | $60.26 | $2,637.39 |
DisclosureSEC source: 0001140361-18-028044 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,417.6768 Underlying: Common Stock · 43.7668 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 14:06 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 324.3611 | $54.23 | $17,589.00 |
DisclosureSEC source: 0001140361-18-017923 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,373.91 Underlying: Common Stock · 324.3611 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 15:57 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 46.6481 | $55.74 | $2,600.29 |
DisclosureSEC source: 0001140361-18-016108 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,049.5489 Underlying: Common Stock · 46.6481 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 00:58 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 1,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011422 · doc1.xml · nonDerivative · entry 1 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,281 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2017 performance. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 17:15 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 147.0247 | $60.33 | $8,870.00 |
DisclosureSEC source: 0001140361-18-001839 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,002.9008 Underlying: Common Stock · 147.0247 shares Expires not disclosed F2 · security: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 15:40 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 46.5235 | $55.48 | $2,580.93 |
DisclosureSEC source: 0001140361-17-044320 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,855.8761 Underlying: Common Stock · 46.5235 shares Expires not disclosed F2 · security: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 31, 2017 Filed Nov 30, 2017 15:33 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044318 · doc1.xml · nonDerivative · entry 2 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · W. N. Smith Rev Living Trust Disclosed balance after: 100,796 F2 · shares: Gift to college to set up scholarship fund F2 · price: Gift to college to set up scholarship fund Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 14:24 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 169.049 | $52.47 | $8,870.00 |
DisclosureSEC source: 0001140361-17-038723 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809.3526 Underlying: Common Stock · 169.049 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 18:44 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 54.2252 | $47.18 | $2,558.61 |
DisclosureSEC source: 0001140361-17-033724 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,640.3037 Underlying: Common Stock · 54.2252 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 19:14 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-030551 · doc1.xml · nonDerivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · W. N. Smith Living Trust Disclosed balance after: 101,796 F3 · shares: Transaction represents gift of Astec stock to reporting person's grandchildren. F3 · balance_after: Transaction represents gift of Astec stock to reporting person's grandchildren. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:14 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-030551 · doc1.xml · nonDerivative · entry 2 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · W.N. Smith Living Trust Disclosed balance after: 102,046 F3 · shares: Transaction represents gift of Astec stock to reporting person's grandchildren. F3 · balance_after: Transaction represents gift of Astec stock to reporting person's grandchildren. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 21:29 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 158.911 | $55.82 | $8,870.00 |
DisclosureSEC source: 0001140361-17-027817 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586.0785 Underlying: Common Stock · 158.911 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:48 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 45.3259 | $56.00 | $2,538.18 |
DisclosureSEC source: 0001140361-17-022834 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,427.1675 Underlying: Common Stock · 45.3259 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 15:11 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 458.7041 | $62.01 | $28,443.00 |
DisclosureSEC source: 0001140361-17-015515 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,381.8416 Underlying: Common Stock · 458.7041 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:30 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 41.7893 | $59.54 | $2,488.13 |
DisclosureSEC source: 0001140361-17-014621 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,923.1375 Underlying: Common Stock · 41.7893 shares Expires not disclosed F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F2 · balance_after: Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 19:09 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | SaleCommon Stock | 5,000 | $62.77 | $313,850.00 |
DisclosureSEC source: 0001140361-17-009894 · doc1.xml · nonDerivative · entry 2 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · W.N. Smith Living Trust Disclosed balance after: 102,796 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 19:09 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 3,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009894 · doc1.xml · nonDerivative · entry 1 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588 F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:15 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 126.6818 | $67.65 | $8,570.00 |
DisclosureSEC source: 0001140361-17-001463 · doc1.xml · derivative · entry 2 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,881.3482 Underlying: Common Stock · 126.6818 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 15:10 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 36.9566 | $66.88 | $2,471.78 |
DisclosureSEC source: 0001140361-16-088149 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754.6664 Underlying: Common Stock · 36.9566 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · price: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.underlying_shares: Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 14:49 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantPhantom Stock · Derivative | 146.523 | $58.49 | $8,570.00 |
DisclosureSEC source: 0001140361-16-082752 · doc1.xml · derivative · entry 3 SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,717.7098 Underlying: Common Stock · 146.523 shares Expires not disclosed F1 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. F1 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.