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AOS

SMITH A O CORP

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3642
SEC CIK
0000091142
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591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
Tax withholdingCommon Stock 926 $48.72 $45,114.72
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 2

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:15 UTC
Dana Paul RSVP, Global Operations
GrantCommon Stock 2,080 $48.72 $101,337.60
Disclosure

SEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 1

Dana Paul R · CIK 0001639644 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891

F1 · shares: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
Exercise / conversionCommon Stock · Derivative 1,820 $0.00 Strike: $48.72 $0.00
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · derivative · entry 4

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,191

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1,820 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Resticted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to delivered 1,820 shares of Common Stock to the reporting person.

F2 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Resticted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to delivered 1,820 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
Tax withholdingCommon Stock 952 $48.72 $46,381.44
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · nonDerivative · entry 3

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Read SEC document
February 08, 2019 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
GrantCommon Stock 1,820 $48.72 $88,670.40
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · nonDerivative · entry 2

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

F2 · shares: 1,820 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Resticted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to delivered 1,820 shares of Common Stock to the reporting person.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:01 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 13,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0000091142-19-000001 · edgar.xml · derivative · entry 3

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,135

Underlying: Common Stock · 13,200 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2010.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:01 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
SaleCommon Stock 13,200 $50.02 $660,244.20
Disclosure

SEC source: 0000091142-19-000001 · edgar.xml · nonDerivative · entry 2

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,783

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.00 to $50.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:01 UTC
Goodwin Wallace EPresident & GM, Lochinvar, LLC
Exercise / conversionCommon Stock 13,200 $4.75 $62,713.20
Disclosure

SEC source: 0000091142-19-000001 · edgar.xml · nonDerivative · entry 1

Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 147 shares of Common Stock.

Read SEC document
February 06, 2019 Filed May 3, 2019 16:35 UTC
Heideman Robert JSenior VP Engineering & Tech.
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,912

F1 · price: Gift

Read SEC document
November 16, 2018 Filed Feb 12, 2019 20:20 UTC
Heideman Robert JSenior VP, CTO
GiftCommon Stock 687 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,589

F1 · price: Gift

Read SEC document
November 13, 2018 Filed Nov 14, 2018 16:19 UTC
JONES PAUL WDirector
SaleCommon Stock 9,000 $45.99 $413,901.90
Disclosure

SEC source: 0000091142-18-000062 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,967

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.75 to $46.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
November 13, 2018 Filed Feb 12, 2019 20:14 UTC
Ackerman Patricia KSVP, Investor Relations & Trea
GiftCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000003 · edgar.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

F1 · price: Gift

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:56 UTC
Wheeler Kevin J.Director · President and CEO
GrantRestricted Stock Units · Derivative 3,915 $0.00 Strike: $57.47 $0.00
Disclosure

SEC source: 0000091142-18-000061 · edgar.xml · derivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

Underlying: Common Stock · 3,915 shares

Expires not disclosed

F1 · derivative.exercise_price: The Price of the Derivative Security is the Fair Market Value on September 4, 2018, which was the first day of trading after September 1, 2018.

F3 · derivative.exercise_date: The restricted stock units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 09/01/2021.

F3 · derivative.expiration_date: The restricted stock units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 09/01/2021.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:56 UTC
Wheeler Kevin J.Director · President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 16,755 $0.00 Strike: $57.47 $0.00
Disclosure

SEC source: 0000091142-18-000061 · edgar.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,185

Underlying: Common Stock · 16,755 shares

Expires 2029-09-01

F1 · derivative.exercise_price: The Price of the Derivative Security is the Fair Market Value on September 4, 2018, which was the first day of trading after September 1, 2018.

F2 · derivative.exercise_date: The employee stock options were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 09/01/2019.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 15:00 UTC
JONES PAUL WDirector
SaleCommon Stock 4,591 $58.92 $270,504.93
Disclosure

SEC source: 0000091142-18-000055 · edgar.xml · nonDerivative · entry 2

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,967

Read SEC document
August 06, 2018 Filed Aug 22, 2018 15:00 UTC
JONES PAUL WDirector
GiftCommon Stock 51,320 $0.00 $0.00
Disclosure

SEC source: 0000091142-18-000055 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,558

F1 · price: Gift

Read SEC document
August 06, 2018 Filed Feb 12, 2019 20:20 UTC
Heideman Robert JSenior VP, CTO
GiftCommon Stock 14,296 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,276

F1 · price: Gift

Read SEC document
June 08, 2018 Filed Jun 12, 2018 14:33 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 9,000 $64.61 $581,458.50
Disclosure

SEC source: 0000091142-18-000053 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,917

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.44 to $64.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
June 06, 2018 Filed Apr 10, 2019 21:19 UTC GiftCommon Stock 9,907.622 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000027 · edgar.xml · nonDerivative · entry 4

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009

F1 · price: Gift to husband's revocable trust.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,933 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · derivative · entry 6

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,298

Underlying: Common Stock · 2,933 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,330 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · derivative · entry 5

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,231

Underlying: Common Stock · 2,330 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 5,263 $62.76 $330,280.62
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 4

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,978

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.61 to $62.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 2,933 $31.67 $92,888.11
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 3

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 2,330 $30.77 $71,682.45
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:13 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 949 $62.72 $59,517.20
Disclosure

SEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,978

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.63 to $62.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 22:23 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantRestricted Stock Units · Derivative 1,035 $0.00 Strike: $63.62 $0.00
Disclosure

SEC source: 0000091142-18-000051 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 06/01/2021.

F2 · derivative.expiration_date: The restricted stock units were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 06/01/2021.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 22:23 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 4,385 $0.00 Strike: $63.62 $0.00
Disclosure

SEC source: 0000091142-18-000051 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Common Stock · 4,385 shares

Expires 2028-06-01

F1 · derivative.exercise_date: The employee stock options were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 06/01/2019.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 18:35 UTC
Heideman Robert JSenior VP-Chief Tech. Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,669 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-18-000048 · edgar.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,514

Underlying: Common Stock · 3,669 shares

Expires 2027-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 18:35 UTC
Heideman Robert JSenior VP-Chief Tech. Officer
SaleCommon Stock 3,669 $63.76 $233,942.04
Disclosure

SEC source: 0000091142-18-000048 · edgar.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,572

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.50 to $63.91. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 18:35 UTC
Heideman Robert JSenior VP-Chief Tech. Officer
Exercise / conversionCommon Stock 3,669 $50.16 $184,037.04
Disclosure

SEC source: 0000091142-18-000048 · edgar.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Apr 10, 2019 21:19 UTC GiftCommon Stock 1,975.501 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000027 · edgar.xml · nonDerivative · entry 3

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,916.622

F1 · price: Gift to husband's revocable trust.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 22:09 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 7,400 $64.62 $478,187.26
Disclosure

SEC source: 0000091142-18-000049 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 20,333

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.60 to $64.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
May 29, 2018 Filed May 30, 2018 15:54 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 2,100 $64.60 $135,660.00
Disclosure

SEC source: 0000091142-18-000046 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 27,733

Read SEC document
May 29, 2018 Filed Apr 10, 2019 21:19 UTC GiftCommon Stock 17,872.878 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000027 · edgar.xml · nonDerivative · entry 2

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,892.123

F1 · price: Gift to husband's revocable trust.

Read SEC document
May 25, 2018 Filed May 30, 2018 15:54 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 500 $64.60 $32,300.00
Disclosure

SEC source: 0000091142-18-000046 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 29,833

Read SEC document
May 24, 2018 Filed May 25, 2018 17:31 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 10,000 $64.06 $640,579.00
Disclosure

SEC source: 0000091142-18-000043 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 30,333

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.0155 to $64.0956. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
May 11, 2018 Filed Apr 10, 2019 21:19 UTC GiftCommon Stock 18,257.999 $0.00 $0.00
Disclosure

SEC source: 0000091142-19-000027 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,765.001

F1 · price: Gift to husband's revocable trust.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 21:04 UTC
WULF GENE CDirector
GrantCommon Stock 1,970 $63.48 $125,055.60
Disclosure

SEC source: 0000091142-18-000042 · edgar.xml · nonDerivative · entry 1

WULF GENE C · CIK 0001215484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,131

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2018.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 21:01 UTC GrantCommon Stock 1,970 $63.48 $125,055.60
Disclosure

SEC source: 0000091142-18-000041 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,023

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 9, 2018.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:58 UTC
SMITH MARK DDirector
GrantCommon Stock 1,970 $63.48 $125,055.60
Disclosure

SEC source: 0000091142-18-000040 · edgar.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,579

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2018.

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April 09, 2018 Filed Apr 10, 2018 20:56 UTC GrantRestricted Stock Units · Derivative 1,970 $0.00 Strike: $63.48 $0.00
Disclosure

SEC source: 0000091142-18-000039 · edgar.xml · derivative · entry 3

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,802

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F3 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.

F4 · derivative.exercise_date: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F4 · derivative.expiration_date: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F8 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 318 units of Restricted Stock Units.

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April 09, 2018 Filed Apr 10, 2018 20:54 UTC
Kadri IlhamDirector
GrantCommon Stock 1,970 $63.48 $125,055.60
Disclosure

SEC source: 0000091142-18-000038 · edgar.xml · nonDerivative · entry 1

Kadri Ilham · CIK 0001566514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2018.

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April 09, 2018 Filed Apr 10, 2018 20:53 UTC
JONES PAUL WDirector
GrantCommon Stock 1,970 $63.48 $125,055.60
Disclosure

SEC source: 0000091142-18-000037 · edgar.xml · nonDerivative · entry 2

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,878

F2 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2018.

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April 09, 2018 Filed Apr 10, 2018 20:52 UTC GrantRestricted Stock Units · Derivative 1,970 $0.00 Strike: $63.48 $0.00
Disclosure

SEC source: 0000091142-18-000036 · edgar.xml · derivative · entry 1

GREUBEL WILLIAM P · CIK 0001244813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,694

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 40 units of Restricted Stock Units.

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April 09, 2018 Filed Apr 10, 2018 20:50 UTC GrantRestricted Stock Units · Derivative 1,970 $0.00 Strike: $63.48 $0.00
Disclosure

SEC source: 0000091142-18-000035 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,756

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 638 units of Restricted Stock Units.

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March 06, 2018 Filed Mar 7, 2018 14:04 UTC
BROUWER WILFRIDUS MPresident - AOSHBSRL
SaleCommon Stock 30,000 $63.11 $1,893,375.00
Disclosure

SEC source: 0000091142-18-000029 · edgar.xml · nonDerivative · entry 1

BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,630

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.77 to $63.36. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F2 · balance_after: Mr. Brouwer is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock.

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March 05, 2018 Filed Mar 7, 2018 15:17 UTC
SMITH MARK DDirector
SaleCommon Stock 2,600 $62.73 $163,098.78
Disclosure

SEC source: 0000091142-18-000030 · edgar.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,609

F2 · price: Gift.

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February 21, 2018 Filed Feb 23, 2018 17:50 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 5,000 $66.55 $332,770.50
Disclosure

SEC source: 0000091142-18-000028 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 40,333

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.50 to $66.635. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

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February 20, 2018 Filed Feb 20, 2018 21:03 UTC
Ding WeiPresident - A. O. Smith China
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,143 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-18-000027 · edgar.xml · derivative · entry 5

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,938

Underlying: Common Stock · 6,143 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

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February 20, 2018 Filed Feb 20, 2018 21:03 UTC
Ding WeiPresident - A. O. Smith China
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,630 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-18-000027 · edgar.xml · derivative · entry 4

Ding Wei · CIK 0001566652 · President - A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,081

Underlying: Common Stock · 5,630 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.