Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SMITH A O CORP
Report date March 06, 2018 · Filed March 07, 2018
Section 16 reporting ended · disclosed 2018-03-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,630 |
Reported balance
After 2018-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-06 · Sale · Disposed 30,000 · Balance 7,630 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.77 to $63.36. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. F2: Mr. Brouwer is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.77 to $63.36. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2: Mr. Brouwer is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 7, 2018 14:04 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 30,000 | $63.11 | $1,893,375.00 |
DisclosureSEC source: 0000091142-18-000029 · edgar.xml · nonDerivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,630 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.77 to $63.36. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. F2 · balance_after: Mr. Brouwer is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:20 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 6,220 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000009 · edgar.xml · derivative · entry 5 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,905 Underlying: Common Stock · 6,220 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:20 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,495 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000009 · edgar.xml · derivative · entry 4 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,255 Underlying: Common Stock · 1,495 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,010 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000009 · edgar.xml · derivative · entry 3 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Underlying: Common Stock · 3,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,010 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,010 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 3,010 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,010 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,010 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 3,010 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:20 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,566 | $60.11 | $94,132.26 |
DisclosureSEC source: 0000091142-18-000009 · edgar.xml · nonDerivative · entry 2 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,624 F2 · balance_after: Mr. Brouwer is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 16 shares of Common Stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,010 | $60.11 | $180,931.10 |
DisclosureSEC source: 0000091142-18-000009 · edgar.xml · nonDerivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 3,010 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,010 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 3,010 shares of Common Stock to the reporting person. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,910 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-17-000080 · edgar.xml · derivative · entry 5 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,685 Underlying: Common Stock · 3,910 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,734 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000080 · edgar.xml · derivative · entry 4 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,595 Underlying: Common Stock · 3,734 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:07 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 7,644 | $61.59 | $470,772.56 |
DisclosureSEC source: 0000091142-17-000080 · edgar.xml · nonDerivative · entry 3 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,164 Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,910 | $31.67 | $123,829.70 |
DisclosureSEC source: 0000091142-17-000080 · edgar.xml · nonDerivative · entry 2 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,734 | $23.24 | $86,759.49 |
DisclosureSEC source: 0000091142-17-000080 · edgar.xml · nonDerivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:46 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,840 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000031 · edgar.xml · derivative · entry 2 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,770 Underlying: Common Stock · 1,840 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:46 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,085 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000031 · edgar.xml · derivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,329 Underlying: Common Stock · 7,085 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · derivative · entry 3 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,965 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,800 | $49.86 | $89,748.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · nonDerivative · entry 2 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,164 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,000 | $49.86 | $199,440.00 |
DisclosureSEC source: 0000091142-17-000009 · edgar.xml · nonDerivative · entry 1 BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,982 additional shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.