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DasGupta Anindadeb Vjaykumar

Disclosed activity across 1 company

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130442
SEC CIK
0001742101

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CompanyLast reported asReport datePublished
SMITH A O CORPAOS · Entity 3642Senior Vice PresidentFebruary 11, 2022February 15, 2022

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SMITH A O CORP

Report date February 11, 2022 · Filed February 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,377 Reported balance After 2022-02-11 transaction · row 1
1 source row

Row 1 · 2022-02-11 · Exercise / conversion · Acquired 1,335 · Balance 2,377

F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $71.72Direct3,575 Reported balance After 2022-02-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-11 · Exercise / conversion · Disposed 1,335 · Balance 3,575

F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2022 Filed Feb 15, 2022 20:09 UTC SMITH A O CORP AOS · Entity 3642 Exercise / conversionRestricted Stock Units · Derivative 1,335 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000034 · wf-form4_164495577572238.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 1,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC SMITH A O CORP AOS · Entity 3642 Exercise / conversionCommon Stock 1,335 $71.72 $95,739.53
Disclosure

SEC source: 0000091142-22-000034 · wf-form4_164495577572238.xml · nonDerivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:51 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 935 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000017 · wf-form4_164443625978505.xml · derivative · entry 3

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 935 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:51 UTC SMITH A O CORP AOS · Entity 3642 GrantEmployee Stock Options (Right to Buy) · Derivative 3,940 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000017 · wf-form4_164443625978505.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,230

Underlying: Common Stock · 3,940 shares

Expires 2032-02-07

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:45 UTC SMITH A O CORP AOS · Entity 3642 Exercise / conversionRestricted Stock Units · Derivative 1,035 $0.00 Strike: $71.49 $0.00
Disclosure

SEC source: 0000091142-21-000099 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:45 UTC SMITH A O CORP AOS · Entity 3642 GrantCommon Stock 1,035 $71.49 $73,986.98
Disclosure

SEC source: 0000091142-21-000099 · edgar.xml · nonDerivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

F1 · shares: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:19 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,085 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000006 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010

Underlying: Common Stock · 1,085 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:19 UTC SMITH A O CORP AOS · Entity 3642 GrantEmployee Stock Options (Right to Buy) · Derivative 4,710 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000006 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

Underlying: Common Stock · 4,710 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:01 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,555 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-20-000005 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925

Underlying: Common Stock · 1,555 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:01 UTC SMITH A O CORP AOS · Entity 3642 GrantEmployee Stock Options (Right to Buy) · Derivative 8,100 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-20-000005 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,580

Underlying: Common Stock · 8,100 shares

Expires 2030-02-10

F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:16 UTC SMITH A O CORP AOS · Entity 3642 GrantEmployee Stock Options (Right to Buy) · Derivative 6,095 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000005 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Underlying: Common Stock · 6,095 shares

Expires 2029-02-11

F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:16 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,335 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-19-000005 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 22:23 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,035 $0.00 Strike: $63.62 $0.00
Disclosure

SEC source: 0000091142-18-000051 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 06/01/2021.

F2 · derivative.expiration_date: The restricted stock units were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 06/01/2021.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 22:23 UTC SMITH A O CORP AOS · Entity 3642 GrantEmployee Stock Options (Right to Buy) · Derivative 4,385 $0.00 Strike: $63.62 $0.00
Disclosure

SEC source: 0000091142-18-000051 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Common Stock · 4,385 shares

Expires 2028-06-01

F1 · derivative.exercise_date: The employee stock options were granted on 06/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 06/01/2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.