Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC |
Kerschbaum ManfredSenior Vice President
|
SaleCommon Stock | 200,000 | $13.04 | $2,607,560.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,500 F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC |
Kerschbaum ManfredSenior Vice President
|
Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:25 UTC |
Bowers Christopher PGroup Vice President
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060377 · rrd293562.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in two equal annual installments beginning 3/1/2011; (b)12,500 shares are scheduled to vest on 12/19/2010; (c) 7,500 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (i) as to 5,000 shares no earlier than on 12/19/2011 and (ii) 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:25 UTC |
Davis George SExecutive Vice President & CFO
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060378 · rrd293561.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,823.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 363,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 113,125 shares are scheduled to vest on 12/19/2010; (b) 61,250 shares are scheduled to vest in two equal installments beginning 12/19/2010; (c) 30,000 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 39,375 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 120,000 shares are scheduled to vest: (Continued in Footnote 3) F3 · balance_after: (i) as to 20,000 shares no earlier than 12/19/2011 and (ii) as to 100,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:26 UTC |
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060379 · rrd293560.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 175,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:26 UTC |
Humiston Mary EGroup VP, Global HR
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060380 · rrd293559.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,015 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 195,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in two equal annual installments beginning 7/1/2011; (b) 45,000 shares are scheduled to vest in three equal annual installments beginning 7/1/2011; (c) 31,250 shares are scheduled to vest on 12/19/2010; (d) 18,750 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (Continued in foot note 3) F3 · balance_after: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:27 UTC |
Pappis Charles CGroup VP, GM AGS
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060381 · rrd293558.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,209.9165 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date. F2 · balance_after: Number of shares also includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011; (b) 31,250 shares are scheduled to vest on 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:27 UTC |
Pinto MarkChief Technology Officer & EVP
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060382 · rrd293557.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,056 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 386,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in Footnote 3) F3 · balance_after: (a) 121,250 shares are scheduled to vest on 12/19/2010; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 30,000 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 45,000 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 120,000 shares are scheduled to vest: (i) as to 20,000 shares no earlier than 12/19/2011 and (ii) as to 100,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:28 UTC |
Kerschbaum ManfredSenior Vice President
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:29 UTC |
Thakur RandhirEVP & General Manager
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060384 · rrd293553.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,680 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 385,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,375 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (b) 86,563 shares are scheduled to vest on 12/19/2010; (c) 30,000 shares are scheduled to vest on 12/19/2011; (Continued in Footnote 3) F3 · balance_after: (d) provided specified performance goals are achieved, 109,687 shares are scheduled to vest on 12/19/11; and (c) provided specified performance goals are achieved, 120,000 shares are scheduled to vest: (i) as to 20,000 shares no earlier than 12/19/2011 and (ii) as to 100,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:29 UTC |
KIFER RONGroup VP & CIO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060385 · rrd293552.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,822 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest on 8/31/2011; (b) 31,250 shares are scheduled to vest on 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:30 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 31,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060386 · rrd293551.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 1/1/2012 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 50,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:44 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GrantCommon Stock | 100,000 | $0.01 | $1,000.00 |
DisclosureSEC source: 0001181431-10-060388 · rrd293555.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561,362 F4 · shares: Represents shares of restricted stock that will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 57,500 shares are scheduled to vest on 12/19/2010; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 7,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 22,500 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 5,000 shares no earlier than 12/19/2011 and (2) as to 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date); (Continued in Footnote 3) F3 · balance_after: and (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 201,250 shares are scheduled to vest on 12/19/2010; (ii) 122,500 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 52,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 78,750 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 210,000 shares are scheduled to vest: (1) as to 35,000 shares no earlier than 12/19/2011 and (2) as to 175,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:44 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060388 · rrd293555.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,362 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 57,500 shares are scheduled to vest on 12/19/2010; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 7,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 22,500 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 5,000 shares no earlier than 12/19/2011 and (2) as to 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date); (Continued in Footnote 3) F3 · balance_after: and (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 201,250 shares are scheduled to vest on 12/19/2010; (ii) 122,500 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 52,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 78,750 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 210,000 shares are scheduled to vest: (1) as to 35,000 shares no earlier than 12/19/2011 and (2) as to 175,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:45 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060389 · rrd293554.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,780 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,750 shares are scheduled to vest on 12/19/10; (b) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 22,500 shares are scheduled to vest on 12/19/11; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/12 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 03, 2010 Filed Dec 7, 2010 01:30 UTC |
Karsner AlexanderDirector
|
SaleCommon Stock | 15,422 | $13.02 | $200,794.44 |
DisclosureSEC source: 0001181431-10-059708 · rrd293167.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,542 F1 · balance_after: Number of shares consists of 42,542 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in two equal annual installments beginning 9/23/11; (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11; and (c) 16,273 shares are scheduled to vest in four equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| December 02, 2010 Filed Dec 7, 2010 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-059707 · rrd293166.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 100,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| December 02, 2010 Filed Dec 7, 2010 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 100,000 | $12.97 | $1,296,700.00 |
DisclosureSEC source: 0001181431-10-059707 · rrd293166.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,780 F1 · balance_after: Number of shares includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11; and (d) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 02, 2010 Filed Dec 7, 2010 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 100,000 | $8.58 | $858,000.00 |
DisclosureSEC source: 0001181431-10-059707 · rrd293166.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11; and (d) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| September 07, 2010 Filed Sep 9, 2010 01:20 UTC |
Pappis Charles CGroup VP, GM AGS
|
SaleCommon Stock | 13,612 | $10.74 | $146,192.88 |
DisclosureSEC source: 0001181431-10-046081 · rrd285887.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,209.9165 F1 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| September 03, 2010 Filed Sep 9, 2010 01:20 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 30,962 | $10.95 | $338,953.40 |
DisclosureSEC source: 0001181431-10-046082 · rrd285827.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,780 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (Continued in Footnote 2) F2 · balance_after: (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11; and (d) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2010 Filed Sep 3, 2010 01:20 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 14,809 | $10.37 | $153,569.33 |
DisclosureSEC source: 0001181431-10-045425 · rrd285522.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,822 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2010 Filed Sep 3, 2010 01:19 UTC |
Pappis Charles CGroup VP, GM AGS
|
Tax withholdingCommon Stock | 7,888 | $10.37 | $81,798.56 |
DisclosureSEC source: 0001181431-10-045424 · rrd285523.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,821.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC |
Bowers Christopher PGroup Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · derivative · entry 4 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 150,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC |
Bowers Christopher PGroup Vice President
|
SaleCommon Stock | 24,782 | $10.52 | $260,795.86 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 3 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC |
Bowers Christopher PGroup Vice President
|
SaleCommon Stock | 150,000 | $10.52 | $1,578,540.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,782 F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC |
Bowers Christopher PGroup Vice President
|
Exercise / conversionCommon Stock | 150,000 | $8.58 | $1,287,000.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 23:49 UTC |
Humiston Mary EGroup VP, Global HR
|
Tax withholdingCommon Stock | 10,088 | $12.00 | $121,056.00 |
DisclosureSEC source: 0001181431-10-036579 · rrd280833.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,797 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 195,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 7/1/2011; (b) 45,000 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2011; and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| May 17, 2010 Filed May 20, 2010 01:35 UTC |
Bowers Christopher PGroup Vice President
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-028093 · rrd276069.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,782 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 40,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| May 01, 2010 Filed May 5, 2010 00:30 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 1,605 | $13.78 | $22,116.90 |
DisclosureSEC source: 0001181431-10-024381 · rrd274181.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,894 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 172,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC |
KIFER RONGroup VP & CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · derivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 150,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 150,000 shares became exercisable on 4/1/10 and 300,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date. Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC |
KIFER RONGroup VP & CIO
|
SaleCommon Stock | 150,000 | $13.47 | $2,020,650.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,499 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 176,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 4,375 shares are scheduled to vest on 5/1/10; (c) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (d) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC |
KIFER RONGroup VP & CIO
|
Exercise / conversionCommon Stock | 150,000 | $8.58 | $1,287,000.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 176,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 4,375 shares are scheduled to vest on 5/1/10; (c) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (d) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · derivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/10 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date. Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 200,000 | $13.61 | $2,722,060.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,187 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:40 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-10-020356 · rrd272051.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 405,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: (a) 75,000 shares are scheduled to vest on 12/19/10; (b) 70,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 60,000 shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11; and (d) provided specified performance goals are achieved, 200,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 22, 2010 Filed Mar 25, 2010 00:01 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-018052 · rrd270514.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 4/1/2011 (subject to continued employment through each vest date). F1 · balance_after: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 01:55 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015820 · rrd269530.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 26,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in two equal annual installments beginning 7/23/10 and (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 01:57 UTC |
Forrest Stephen RDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015823 · rrd269529.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 31,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in three equal annual installments beginning 6/11/10 and (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 01:58 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015826 · rrd269534.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 21,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in two equal annual installments beginning 10/29/10 and (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:00 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015830 · rrd269537.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,118 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). Pursuant to Ms. James' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares includes 3,845 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 12/7/2010 (subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:01 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015831 · rrd269540.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes 31,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in three equal annual installments beginning 9/23/10 and (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:02 UTC |
PARKER GERHARD HDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015834 · rrd269544.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,764 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 21,269 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 5,000 shares are scheduled to vest in two equal annual installments beginning 10/29/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date); and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:03 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015835 · rrd269542.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,764 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 5,422 performance shares that previously vested and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 26,269 performance shares previously reported, of which (i) 10,000 shares will be converted in the future on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 9/11/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 and, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:04 UTC |
ROELANDTS WILLEM PDirector
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GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015836 · rrd269539.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,389 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 5,422 performance shares that previously vested and which, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 21,269 performance shares (restricted stock units) previously reported, of which (i) 5,000 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 10/29/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 and, pursuant to Mr. Roelandts' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:05 UTC |
ROGERS JAMES EDirector
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GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015837 · rrd269538.xml · nonDerivative · entry 1 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). Pursuant to Mr. Rogers' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 5,422 performance shares that previously vested and which, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 31,269 performance shares (restricted stock units) previously reported, of which (i) 15,000 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal installments beginning 4/27/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 and, pursuant to Mr. Rogers' election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:06 UTC |
SWAN ROBERT HOLMESDirector
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GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015839 · rrd269535.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,964 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). Pursuant to Mr. Swan's election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 16,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:17 UTC |
Bowers Christopher PGroup VP,GM Corporate Services
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Tax withholdingCommon Stock | 7,768 | $12.50 | $97,100.00 |
DisclosureSEC source: 0001181431-10-013797 · rrd268426.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group VP,GM Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,782 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 40,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · derivative · entry 7 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2010-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · derivative · entry 6 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2010-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.