Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACM Research, Inc.ACMR · Entity 3926 | Director | August 12, 2026 | August 27, 2026 |
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Group VP, GM AGS | July 01, 2013 | July 03, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACM Research, Inc.
Report date August 12, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $81.26 · Expires 2036-08-11 | Direct | 6,400 |
Reported balance
After 2026-08-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-12 · Grant · Acquired 6,400 · Balance 6,400 F1: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $96.13 | Direct | 728 |
Reported balance
After 2026-08-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-12 · Grant · Acquired 728 · Balance 728 F2: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day. F3: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.
F2: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day.
F3: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service.
APPLIED MATERIALS INC /DE
Report date July 01, 2013 · Filed July 03, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 411,834.9165 |
Last balance in matching sequence
After 2013-07-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2013-07-01 · Exercise / conversion · Acquired 21,667 · Balance 433,501.9165 F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Row 2 · 2013-07-01 · Sale · Disposed 21,667 · Balance 411,834.9165 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.58 · Expires 2014-03-09 | Direct | 0 |
Reported balance
After 2013-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-07-01 · Exercise / conversion · Disposed 21,667 · Balance 0 F4: Shares became exercisable on April 1, 2012. |
| Common StockSEC Table I · non-derivative | IndirectBy The 401(k) Plan | 3,412.815 |
Reported balance
Holding disclosure · report date 2013-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,412.815 F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
F4: Shares became exercisable on April 1, 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2026 Filed Aug 27, 2026 01:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | GrantRestricted Stock Units · Derivative | 728 | $0.00 Strike: $96.13 | $0.00 |
DisclosureSEC source: 0001140361-26-034528 · form4.xml · derivative · entry 2 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 728 Underlying: Class A Common Stock · 728 shares Expires not disclosed F2 · derivative.exercise_price: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day. F3 · derivative.exercise_date: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service. F3 · derivative.expiration_date: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service. Read SEC document |
| August 12, 2026 Filed Aug 27, 2026 01:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | GrantStock Option · Derivative | 6,400 | $0.00 Strike: $81.26 | $0.00 |
DisclosureSEC source: 0001140361-26-034528 · form4.xml · derivative · entry 1 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,400 Underlying: Class A Common Stock · 6,400 shares Expires 2036-08-11 F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionStock Option · Derivative | 5,000 | $0.00 Strike: $29.18 | $0.00 |
DisclosureSEC source: 0001140361-26-015915 · form4.xml · derivative · entry 3 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2035-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 17, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | SaleClass A Common Stock | 5,000 | $52.00 | $260,000.00 |
DisclosureSEC source: 0001140361-26-015915 · form4.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionClass A Common Stock | 5,000 | $29.18 | $145,900.00 |
DisclosureSEC source: 0001140361-26-015915 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 17, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionStock Option · Derivative | 5,000 | $0.00 Strike: $29.18 | $0.00 |
DisclosureSEC source: 0001140361-26-008480 · form4.xml · derivative · entry 3 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2035-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 5, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | SaleClass A Common Stock | 5,000 | $50.09 | $250,450.00 |
DisclosureSEC source: 0001140361-26-008480 · form4.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionClass A Common Stock | 5,000 | $29.18 | $145,900.00 |
DisclosureSEC source: 0001140361-26-008480 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 5, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:30 UTC | ACM Research, Inc. ACMR · Entity 3926 | GrantStock Option · Derivative | 20,000 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0001140361-25-031258 · form4.xml · derivative · entry 1 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2035-08-11 F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2026 annual meeting of stockholders of the issuer, subject to continued service through the vesting date. Read SEC document |
| March 15, 2025 Filed May 22, 2025 01:32 UTC | ACM Research, Inc. ACMR · Entity 3926 | GrantStock Option · Derivative | 10,000 | $0.00 Strike: $29.18 | $0.00 |
DisclosureSEC source: 0001140361-25-020077 · form4.xml · derivative · entry 1 Pappis Charles C · CIK 0001475345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2035-03-14 F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2025 annual meeting of stockholders of the issuer, subject to continued service through the vesting date. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:08 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,667 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-13-022318 · form4.xml · derivative · entry 4 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,667 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Shares became exercisable on April 1, 2012. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:08 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 21,667 | $14.91 | $323,054.97 |
DisclosureSEC source: 0001127602-13-022318 · form4.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,834.9165 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F1 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:08 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 21,667 | $8.58 | $185,902.86 |
DisclosureSEC source: 0001127602-13-022318 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,501.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 21, 2012 Filed Dec 22, 2012 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,112 | $11.34 | $273,430.08 |
DisclosureSEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 3 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,834.9165 F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 21, 2012 Filed Dec 22, 2012 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 11,900 | $11.33 | $134,827.00 |
DisclosureSEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,946.9165 F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2012 Filed Dec 22, 2012 02:23 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 20,863 | $11.34 | $236,586.42 |
DisclosureSEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,846.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033222 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,709.9165 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 317,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 02:15 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 37,583 | $10.62 | $399,131.46 |
DisclosureSEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,709.9165 F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2011 Filed Dec 22, 2011 02:15 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 32,417 | $10.13 | $328,384.21 |
DisclosureSEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,292.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031481 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,709.9165 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 215,000 shares are scheduled to vest in installments during each December of 2011 through 2014; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2011 through 2013 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 09, 2011 Filed Sep 12, 2011 21:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 5,698 | $10.79 | $61,481.42 |
DisclosureSEC source: 0001127602-11-025072 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,709.9165 F1 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,302 | $11.32 | $37,378.64 |
DisclosureSEC source: 0001181431-11-048018 · rrd321202.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,407.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,667 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · derivative · entry 4 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock · 21,667 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 21,667 shares became exercisable on 4/1/2011 and 21,667 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 21,667 | $15.37 | $333,021.79 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,709.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| April 04, 2011 Filed Apr 7, 2011 00:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 21,667 | $8.58 | $185,902.86 |
DisclosureSEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,376.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,666 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · derivative · entry 5 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,334 Underlying: Common Stock · 21,666 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 21,666 shares became exercisable on 4/1/2010 and 21,667 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 7,914 | $14.26 | $112,853.64 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 3 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,709.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 21,666 | $14.26 | $308,957.16 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 2 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,623.9165 F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| January 03, 2011 Filed Jan 6, 2011 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 21,666 | $8.58 | $185,894.28 |
DisclosureSEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,289.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5. Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,586 | $13.61 | $62,415.46 |
DisclosureSEC source: 0001181431-10-063166 · rrd294987.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,563.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 9,000 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060381 · rrd293558.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,209.9165 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date. F2 · balance_after: Number of shares also includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011; (b) 31,250 shares are scheduled to vest on 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| September 07, 2010 Filed Sep 9, 2010 01:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 13,612 | $10.74 | $146,192.88 |
DisclosureSEC source: 0001181431-10-046081 · rrd285887.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,209.9165 F1 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2010 Filed Sep 3, 2010 01:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 7,888 | $10.37 | $81,798.56 |
DisclosureSEC source: 0001181431-10-045424 · rrd285523.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,821.9165 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:08 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004186 · rrd263474.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Corp.VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,709.9165 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 30,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/2010 and (b) 18,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.