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Pappis Charles C

Disclosed activity across 2 companies

Tapewire entity
12695
SEC CIK
0001475345

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACM Research, Inc.ACMR · Entity 3926DirectorAugust 12, 2026August 27, 2026
APPLIED MATERIALS INC /DEAMAT · Entity 2812Group VP, GM AGSJuly 01, 2013July 03, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACM Research, Inc.

Report date August 12, 2026 · Filed August 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $81.26 · Expires 2036-08-11Direct6,400 Reported balance After 2026-08-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-12 · Grant · Acquired 6,400 · Balance 6,400

F1: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $96.13Direct728 Reported balance After 2026-08-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-12 · Grant · Acquired 728 · Balance 728

F2: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day.

F3: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

F2: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day.

F3: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service.

APPLIED MATERIALS INC /DE

Report date July 01, 2013 · Filed July 03, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect411,834.9165 Last balance in matching sequence After 2013-07-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2013-07-01 · Exercise / conversion · Acquired 21,667 · Balance 433,501.9165

F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Row 2 · 2013-07-01 · Sale · Disposed 21,667 · Balance 411,834.9165

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.58 · Expires 2014-03-09Direct0 Reported balance After 2013-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2013-07-01 · Exercise / conversion · Disposed 21,667 · Balance 0

F4: Shares became exercisable on April 1, 2012.

Common StockSEC Table I · non-derivativeIndirectBy The 401(k) Plan3,412.815 Reported balance Holding disclosure · report date 2013-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,412.815

F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3: Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.

F4: Shares became exercisable on April 1, 2012.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 27, 2026 01:30 UTC ACM Research, Inc. ACMR · Entity 3926 GrantRestricted Stock Units · Derivative 728 $0.00 Strike: $96.13 $0.00
Disclosure

SEC source: 0001140361-26-034528 · form4.xml · derivative · entry 2

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728

Underlying: Class A Common Stock · 728 shares

Expires not disclosed

F2 · derivative.exercise_price: The price per restricted stock unit is based on the average closing market price of the Issuer's common stock for the 30 trading days preceding the grant day.

F3 · derivative.exercise_date: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service.

F3 · derivative.expiration_date: The restricted stock units should be vested immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service.

Read SEC document
August 12, 2026 Filed Aug 27, 2026 01:30 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Option · Derivative 6,400 $0.00 Strike: $81.26 $0.00
Disclosure

SEC source: 0001140361-26-034528 · form4.xml · derivative · entry 1

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Class A Common Stock · 6,400 shares

Expires 2036-08-11

F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2027 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $29.18 $0.00
Disclosure

SEC source: 0001140361-26-015915 · form4.xml · derivative · entry 3

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2035-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 17, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 5,000 $52.00 $260,000.00
Disclosure

SEC source: 0001140361-26-015915 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 5,000 $29.18 $145,900.00
Disclosure

SEC source: 0001140361-26-015915 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 17, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $29.18 $0.00
Disclosure

SEC source: 0001140361-26-008480 · form4.xml · derivative · entry 3

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2035-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 5,000 $50.09 $250,450.00
Disclosure

SEC source: 0001140361-26-008480 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 5,000 $29.18 $145,900.00
Disclosure

SEC source: 0001140361-26-008480 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2026, the reporting person exercised a previously issued stock option to purchase 5,000 shares of Class A Common Stock of the Issuer.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 20:30 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Option · Derivative 20,000 $0.00 Strike: $24.93 $0.00
Disclosure

SEC source: 0001140361-25-031258 · form4.xml · derivative · entry 1

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2035-08-11

F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2026 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

Read SEC document
March 15, 2025 Filed May 22, 2025 01:32 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Option · Derivative 10,000 $0.00 Strike: $29.18 $0.00
Disclosure

SEC source: 0001140361-25-020077 · form4.xml · derivative · entry 1

Pappis Charles C · CIK 0001475345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2035-03-14

F1 · derivative.exercise_date: The option will vest and become exercisable immediately prior to the 2025 annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 18:08 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,667 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001127602-13-022318 · form4.xml · derivative · entry 4

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,667 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares became exercisable on April 1, 2012.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 18:08 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 21,667 $14.91 $323,054.97
Disclosure

SEC source: 0001127602-13-022318 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,834.9165

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F1 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
July 01, 2013 Filed Jul 3, 2013 18:08 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 21,667 $8.58 $185,902.86
Disclosure

SEC source: 0001127602-13-022318 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,501.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 21, 2012 Filed Dec 22, 2012 02:23 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 24,112 $11.34 $273,430.08
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 3

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,834.9165

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 21, 2012 Filed Dec 22, 2012 02:23 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 11,900 $11.33 $134,827.00
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,946.9165

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:23 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 20,863 $11.34 $236,586.42
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,846.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 05, 2012 Filed Dec 8, 2012 02:38 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-033222 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,709.9165

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 317,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 20, 2011 Filed Dec 22, 2011 02:15 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 37,583 $10.62 $399,131.46
Disclosure

SEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,709.9165

F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2011 Filed Dec 22, 2011 02:15 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 32,417 $10.13 $328,384.21
Disclosure

SEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,292.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:35 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031481 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,709.9165

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 215,000 shares are scheduled to vest in installments during each December of 2011 through 2014; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2011 through 2013 (all vesting will be subject to continued employment through each vest date).

Read SEC document
September 09, 2011 Filed Sep 12, 2011 21:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 5,698 $10.79 $61,481.42
Disclosure

SEC source: 0001127602-11-025072 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,709.9165

F1 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
August 31, 2011 Filed Sep 2, 2011 23:37 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,302 $11.32 $37,378.64
Disclosure

SEC source: 0001181431-11-048018 · rrd321202.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,407.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

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April 04, 2011 Filed Apr 7, 2011 00:27 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,667 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-022901 · rrd307685.xml · derivative · entry 4

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,667

Underlying: Common Stock · 21,667 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 21,667 shares became exercisable on 4/1/2011 and 21,667 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date).

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April 04, 2011 Filed Apr 7, 2011 00:27 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 21,667 $15.37 $333,021.79
Disclosure

SEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,709.9165

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

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April 04, 2011 Filed Apr 7, 2011 00:27 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 21,667 $8.58 $185,902.86
Disclosure

SEC source: 0001181431-11-022901 · rrd307685.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,376.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

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January 03, 2011 Filed Jan 6, 2011 01:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,666 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · derivative · entry 5

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

Underlying: Common Stock · 21,666 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 21,666 shares became exercisable on 4/1/2010 and 21,667 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

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January 03, 2011 Filed Jan 6, 2011 01:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 7,914 $14.26 $112,853.64
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 3

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,709.9165

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

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January 03, 2011 Filed Jan 6, 2011 01:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 21,666 $14.26 $308,957.16
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,623.9165

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

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January 03, 2011 Filed Jan 6, 2011 01:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 21,666 $8.58 $185,894.28
Disclosure

SEC source: 0001181431-11-002060 · rrd296663.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,289.9165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest during August of 2011; (b) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Number of shares shown is corrected from incorrect number reported on the Form 4 filed on 12/21/2010, which Form had a typographical error and should have shown 255,623.9165 shares in column 5.

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December 19, 2010 Filed Dec 22, 2010 02:31 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,586 $13.61 $62,415.46
Disclosure

SEC source: 0001181431-10-063166 · rrd294987.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,563.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 246,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 9,000 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 06, 2010 Filed Dec 9, 2010 02:27 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-060381 · rrd293558.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,209.9165

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date.

F2 · balance_after: Number of shares also includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011; (b) 31,250 shares are scheduled to vest on 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

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September 07, 2010 Filed Sep 9, 2010 01:20 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 13,612 $10.74 $146,192.88
Disclosure

SEC source: 0001181431-10-046081 · rrd285887.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,209.9165

F1 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).

Read SEC document
August 31, 2010 Filed Sep 3, 2010 01:19 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 7,888 $10.37 $81,798.56
Disclosure

SEC source: 0001181431-10-045424 · rrd285523.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,821.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 134,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 9,000 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).

Read SEC document
January 19, 2010 Filed Jan 22, 2010 02:08 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-004186 · rrd263474.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Corp.VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,709.9165

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date).

F2 · balance_after: Number of shares also includes 30,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/2010 and (b) 18,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/2010 (all vesting is subject to continued employment through each vest date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.