Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Group Vice President | April 05, 2011 | April 08, 2011 |
| GREEN ENVIROTECH HOLDINGS CORP.GETH · Entity 177578 | Director · CEO · 10% owner | August 01, 2016 | March 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date April 05, 2011 · Filed April 08, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,000 |
Reported balance
After 2011-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2011-04-05 · Sale · Disposed 12,523 · Balance 140,000 F1: Number of shares consists of 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares consists of 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).
GREEN ENVIROTECH HOLDINGS CORP.
Report date August 01, 2016 · Filed March 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 1,250,000 |
Reported balance
Holding disclosure · report date 2016-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,250,000 |
| WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2019-12-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
| CONVERTIBLE NOTESEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2019-12-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed |
| CONVERTIBLE NOTESEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2019-12-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2011 Filed Apr 8, 2011 00:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 12,523 | $15.50 | $194,106.50 |
DisclosureSEC source: 0001181431-11-023105 · rrd307885.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · balance_after: Number of shares consists of 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 01:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 7,477 | $16.20 | $121,127.40 |
DisclosureSEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,523 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 140,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 20,000 shares are scheduled to vest in March 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 28, 2011 Filed Mar 3, 2011 01:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 3,165 | $16.38 | $51,849.03 |
DisclosureSEC source: 0001181431-11-014862 · rrd303786.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · balance_after: Number of shares consists of 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares are scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,835 | $13.61 | $24,974.35 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 3 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,165 F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 160,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 15,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · derivative · entry 4 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 50,000 | $13.65 | $682,500.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 17, 2010 Filed Dec 22, 2010 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001181431-10-063175 · rrd294981.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 165,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 40,000 shares will be scheduled to vest in installments during each March of 2011 and 2012; (b) 20,000 shares will be scheduled to vest in installments during each December of 2010 through 2013; and (b) provided specified performance goals are achieved, 105,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060377 · rrd293562.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 40,000 shares are scheduled to vest in two equal annual installments beginning 3/1/2011; (b)12,500 shares are scheduled to vest on 12/19/2010; (c) 7,500 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (i) as to 5,000 shares no earlier than on 12/19/2011 and (ii) 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · derivative · entry 4 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 150,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,782 | $10.52 | $260,795.86 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 3 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 150,000 | $10.52 | $1,578,540.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 2 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,782 F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 25, 2010 Filed Aug 28, 2010 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 150,000 | $8.58 | $1,287,000.00 |
DisclosureSEC source: 0001181431-10-044721 · rrd285040.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| May 17, 2010 Filed May 20, 2010 01:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-028093 · rrd276069.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,782 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 40,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 7,768 | $12.50 | $97,100.00 |
DisclosureSEC source: 0001181431-10-013797 · rrd268426.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group VP,GM Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,782 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 40,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015220 · rrd237057.xml · derivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group VP, Chief of staff, GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2014-03-09 F1 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| March 01, 2009 Filed Mar 4, 2009 01:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 7,450 | $9.21 | $68,614.50 |
DisclosureSEC source: 0001181431-09-013244 · rrd236127.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · Group VP,Chief of Staff,GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,550 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 60,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 3/1/2010 (subject to continued employment). Read SEC document |
| March 10, 2008 Filed Mar 13, 2008 00:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-018496 · rrd199306.xml · nonDerivative · entry 1 Bowers Christopher P · CIK 0001429418 · VP, Chief of Staff and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/09 (subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.