Karsner Alexander

SEC source: 0001628280-26-017820 · wk-form4_1773442472.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,849

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2027 (subject to continued service as a director through the vesting date).

SEC source: 0000034088-26-000015 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

F1 · price: Restricted stock grant

SEC source: 0001127602-25-008922 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,108

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2026 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-25-000219 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · price: Restricted stock grant

SEC source: 0001127602-24-009460 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,525

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-24-000263 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

F1 · price: Restricted stock grant

SEC source: 0001127602-23-009940 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,397

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2024 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-23-000416 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Restricted stock grant.

SEC source: 0001127602-22-009178 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,347

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2023 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-22-000661 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · price: Restricted stock grant.

SEC source: 0001127602-21-020564 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Restricted stock grant.

SEC source: 0001127602-21-010643 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2022 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-20-020215 · form4.xml · nonDerivative · entry 2

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,508

F2 · balance_after: Number of shares includes 4,987 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2021 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-20-020215 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.30 to $60.57, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 4,987 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2021 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-20-010890 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,002

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2021 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-19-010906 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,015

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2020 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-18-011258 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,027

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2019 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-17-026520 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.08, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 6,019 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2018 (subject to continued service as a director through the vest date).

SEC source: 0001127602-17-011499 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date).

SEC source: 0001127602-16-046273 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,981

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

SEC source: 0001127602-15-014068 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,762

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2016 (subject to accelerated vesting in connection with the closing of the business combination between Applied and Tokyo Electron Limited and continued service as a director through the vest date).

SEC source: 0001127602-14-012385 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.50, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares consists of 13,782 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur the earlier of (a) March 2015 and (b) three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (vesting is subject to continued service as a director through the vest date).

SEC source: 0001127602-14-010613 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,488

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 3,167 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2015 (subject to accelerated vesting described in footnote 1 and continued service as a director through the vest date).

SEC source: 0001127602-13-021177 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,873

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.26, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 24,958 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

SEC source: 0001127602-13-010000 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,423

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

SEC source: 0001127602-12-010227 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,867

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 28,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 units are scheduled to vest in September 2012, and (b) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-11-017221 · rrd304932.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,208

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes 33,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in installments during each September of 2011 and 2012, and (b) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-10-059708 · rrd293167.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,542

F1 · balance_after: Number of shares consists of 42,542 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in two equal annual installments beginning 9/23/11; (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11; and (c) 16,273 shares are scheduled to vest in four equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-10-015831 · rrd269540.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,964

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date).

F2 · balance_after: Number of shares includes 31,269 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in three equal annual installments beginning 9/23/10 and (b) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-09-015437 · rrd237236.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,691

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director).

F2 · balance_after: Number of shares includes 20,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 9/23/09 (subject to continued service as a director).

SEC source: 0001181431-08-054538 · rrd219369.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents automatic initial grant of performance shares (restricted stock units) to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 9/23/2009 (subject to continued service as a director).