Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Senior VP, Global HR | December 19, 2013 | December 23, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 19, 2013 · Filed December 23, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 557,775 |
Reported balance
After 2013-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-12-19 · Tax withholding · Disposed 31,408 · Balance 557,775 F1: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Decreased number of shares reflects 22,500 performance shares previously reported that have been forfeited as specified performance goals were not fully achieved. Number of shares includes 425,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each September of 2014 and 2015; (b) 37,500 shares are scheduled to vest in December 2014; and (c) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Decreased number of shares reflects 22,500 performance shares previously reported that have been forfeited as specified performance goals were not fully achieved. Number of shares includes 425,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each September of 2014 and 2015; (b) 37,500 shares are scheduled to vest in December 2014; and (c) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2013 Filed Dec 23, 2013 20:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 31,408 | $16.88 | $530,167.04 |
DisclosureSEC source: 0001127602-13-035519 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,775 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Decreased number of shares reflects 22,500 performance shares previously reported that have been forfeited as specified performance goals were not fully achieved. Number of shares includes 425,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each September of 2014 and 2015; (b) 37,500 shares are scheduled to vest in December 2014; and (c) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 01, 2013 Filed Sep 4, 2013 21:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 7,047 | $15.01 | $105,775.47 |
DisclosureSEC source: 0001127602-13-026610 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,683 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 510,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each September of 2014 and 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 23, 2013 Filed Aug 26, 2013 21:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 2,827 | $15.67 | $44,299.09 |
DisclosureSEC source: 0001127602-13-026014 · form4.xml · nonDerivative · entry 4 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,536 F1 · balance_after: Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 22, 2013 Filed Aug 26, 2013 21:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-13-026014 · form4.xml · derivative · entry 5 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Shares became exercisable in three equal annual installments beginning on April 1, 2010. Read SEC document |
| August 22, 2013 Filed Aug 26, 2013 21:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 72,173 | $15.67 | $1,130,950.91 |
DisclosureSEC source: 0001127602-13-026014 · form4.xml · nonDerivative · entry 3 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,363 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.70, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4. F1 · balance_after: Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 22, 2013 Filed Aug 26, 2013 21:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 45,000 | $15.65 | $704,250.00 |
DisclosureSEC source: 0001127602-13-026014 · form4.xml · nonDerivative · entry 2 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,536 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.61 to $15.69, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F1 · balance_after: Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 22, 2013 Filed Aug 26, 2013 21:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 45,000 | $8.58 | $386,100.00 |
DisclosureSEC source: 0001127602-13-026014 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:00 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,639 | $14.82 | $83,569.98 |
DisclosureSEC source: 0001127602-13-022312 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,536 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2012 Filed Dec 22, 2012 02:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 29,467 | $11.34 | $334,155.78 |
DisclosureSEC source: 0001127602-12-034912 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,950 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 544,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (e) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033219 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,417 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 407,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 01, 2012 Filed Sep 6, 2012 00:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 6,878 | $11.69 | $80,403.82 |
DisclosureSEC source: 0001127602-12-025824 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,417 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 407,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 23:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 10,088 | $11.45 | $115,507.60 |
DisclosureSEC source: 0001127602-12-021751 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,069 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 426,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2011 Filed Dec 22, 2011 02:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 35,595 | $10.13 | $360,577.35 |
DisclosureSEC source: 0001127602-11-033036 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,926 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 453,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031476 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,521 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 380,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 240,000 shares are scheduled to vest in installments during each December of 2011 through 2014; and (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 08, 2011 Filed Aug 10, 2011 23:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044914 · rrd319624.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,307 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning September 1, 2012 (subject to continued employment through each vest date). F2 · balance_after: Number of shares includes 305,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares will be scheduled to vest in installments during each July of 2012 and 2013; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 225,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| July 01, 2011 Filed Jul 7, 2011 00:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 10,090 | $13.29 | $134,096.10 |
DisclosureSEC source: 0001181431-11-040366 · rrd317255.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,307 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 305,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares will be scheduled to vest in installments during each July of 2012 and 2013; and (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 225,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,836 | $13.61 | $79,427.96 |
DisclosureSEC source: 0001181431-10-063171 · rrd294984.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,179 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 332,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 70,000 shares will be scheduled to vest in installments during each July of 2011 through 2013; and (b) provided specified performance goals are achieved, 262,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060380 · rrd293559.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,015 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 195,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in two equal annual installments beginning 7/1/2011; (b) 45,000 shares are scheduled to vest in three equal annual installments beginning 7/1/2011; (c) 31,250 shares are scheduled to vest on 12/19/2010; (d) 18,750 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (Continued in foot note 3) F3 · balance_after: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 23:49 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 10,088 | $12.00 | $121,056.00 |
DisclosureSEC source: 0001181431-10-036579 · rrd280833.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,797 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 195,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 7/1/2011; (b) 45,000 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2011; and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:05 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004182 · rrd263470.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,721 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 97,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2010 and (b) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| July 01, 2009 Filed Jul 7, 2009 00:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $11.13 | $49,739.97 |
DisclosureSEC source: 0001181431-09-034467 · rrd247888.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,531 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 97,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2010 and (b) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment). Read SEC document |
| June 22, 2009 Filed Jun 25, 2009 01:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-032098 · rrd246674.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 7/1/2010 (subject to continued employment). F2 · balance_after: Number of shares includes 70,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2009 and (b) 20,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.