JAMES SUSAN M.

SEC source: 0001179110-19-002886 · edgar.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

F1 · shares: On February 28, 2019 the Reporting Person was granted 1,805 Restricted Stock Units which will vest on February 15, 2020, subject to the Reporting Person's continuing in service on the Issuer's Board of Directors through this vesting date.

SEC source: 0001179110-18-003471 · edgar.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

F1 · shares: On March 1, 2018 the Reporting Person was granted 916 Restricted Stock Units which will vest on February 15, 2019.

SEC source: 0001179110-18-002285 · edgar.xml · derivative · entry 2

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,293 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-002285 · edgar.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003981 · edgar.xml · derivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293

Underlying: Common Stock · 1,293 shares

Expires 2018-02-15

F1 · derivative.exercise_date: The Reporting Person is entitled to receive one share of common stock for each restricted stock unit. The Restricted Stock Units will be fully vested on February 15, 2018.

SEC source: 0001179110-17-002902 · edgar.xml · nonDerivative · entry 4

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 6, 2016.

F5 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $193.43 to $193.90. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-002902 · edgar.xml · nonDerivative · entry 3

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,914

F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 6, 2016.

F4 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $192.35 to $193.33. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-002902 · edgar.xml · nonDerivative · entry 2

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554

F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 6, 2016.

F3 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $190.87 to $191.65. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-002902 · edgar.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 6, 2016.

F2 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $189.85 to $190.80. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-002649 · edgar.xml · derivative · entry 2

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting Person received one share of common stock for each RSU that vested.

SEC source: 0001179110-17-002649 · edgar.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-000344 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares consists of: (a) 64,148 vested RSUs that, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date).

SEC source: 0001127602-16-049051 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.86, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 70,373 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 units are scheduled to vest in March 2017 (subject to continued service as a director through the vest date).

SEC source: 0001127602-16-046272 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,353

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 60,154 restricted stock units previously reported that have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board.

SEC source: 0001127602-15-021069 · form4.xml · nonDerivative · entry 2

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,134

F2 · balance_after: Number of shares includes 69,134 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 8,980 units are scheduled to vest in March 2016 (subject to continued service as a director through the vest date).

SEC source: 0001127602-15-021069 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,332

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $19.71, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 69,134 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 8,980 units are scheduled to vest in March 2016 (subject to continued service as a director through the vest date).

SEC source: 0001127602-15-014067 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,594

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2016 (subject to accelerated vesting in connection with the closing of the business combination between Applied and Tokyo Electron Limited and continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 60,154 restricted stock units previously reported that have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

SEC source: 0001127602-14-010612 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,614

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 60,154 restricted stock units previously reported, of which (a) 56,987 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 3,167 units are scheduled to vest in March 2015 and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).

SEC source: 0001127602-13-009999 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,999

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Ms. James' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 46,560 restricted stock units previously reported, of which (a) 35,196 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, (b) 962 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in December 2013, and (c) 10,402 units are scheduled to vest in installments during each March of 2014 and 2015 and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).

SEC source: 0001127602-12-010229 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,443

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Ms. James' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 30,862 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, (b) 1,923 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2012 and 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-11-017220 · rrd304933.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,784

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). Pursuant to Ms. James' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 15,089 performance shares (restricted stock units) previously reported, of which (i) 2,884 shares will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2011 through 2013, and (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014 and which, pursuant to Ms. James' election, will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

SEC source: 0001181431-10-015830 · rrd269537.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,118

F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares are scheduled to vest in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). Pursuant to Ms. James' election, any shares that vest from this grant will be converted to shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 3,845 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 12/7/2010 (subject to continued service as a director through each vest date).

SEC source: 0001181431-09-055877 · rrd259439.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

F1 · shares: Represents automatic initial grant of performance shares (restricted stock units) to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,883 shares are scheduled to vest in three equal annual installments beginning 12/7/2010 and (b) 962 shares are scheduled to vest on 12/7/2013 (all vesting is subject to continued service as a director through each vesting date).