Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | March 04, 2014 | March 07, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date March 04, 2014 · Filed March 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,260 |
Reported balance
After 2014-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2014-03-04 · Grant · Acquired 10,615 · Balance 195,260 F1: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date). F2: Number of shares includes: (a) 3,167 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2015 (subject to accelerated vesting described in footnote 1 and continued service as a director through the vest date), and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date).
F2: Number of shares includes: (a) 3,167 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2015 (subject to accelerated vesting described in footnote 1 and continued service as a director through the vest date), and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2014 Filed Mar 7, 2014 00:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-010614 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,260 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date). F2 · balance_after: Number of shares includes: (a) 3,167 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2015 (subject to accelerated vesting described in footnote 1 and continued service as a director through the vest date), and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 05, 2013 Filed Mar 8, 2013 00:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 14,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010001 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,645 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes: (a) 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date); and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| August 30, 2012 Filed Sep 4, 2012 23:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | PurchaseCommon Stock | 50,000 | $11.53 | $576,500.00 |
DisclosureSEC source: 0001127602-12-025665 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,089 F1 · balance_after: Number of shares includes: (a) 39,719 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each applicable vest date); and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010225 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,089 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes: (a) 23,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date); and (b) 42,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| December 16, 2011 Filed Dec 21, 2011 01:08 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 20,000 | $10.27 | $205,400.00 |
DisclosureSEC source: 0001127602-11-032968 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,430 F1 · balance_after: Number of shares includes: (a) 35,717 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2012 through 2015 (all vesting is subject to continued service as a director through each vest date); and (b) 42,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017222 · rrd304931.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,430 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 25,551 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 2,500 shares are scheduled to vest in October 2011, and (ii) 23,051 shares are scheduled to vest in installments during each March of 2012 through 2014 (all vesting is subject to continued service as a director through each vest date); and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015834 · rrd269544.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,764 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 21,269 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 5,000 shares are scheduled to vest in two equal annual installments beginning 10/29/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 (all vesting is subject to continued service as a director through each vest date); and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 10, 2009 Filed Mar 13, 2009 01:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 21,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-015440 · rrd237232.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,491 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director). F2 · balance_after: Number of shares includes: (a) 7,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date) and (b) 62,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| October 29, 2007 Filed Nov 1, 2007 00:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065213 · rrd176209.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,800 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). F2 · balance_after: Includes 62,800 shares held in a living trust. Read SEC document |
| October 30, 2006 Filed Nov 2, 2006 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.35 | $0.00 |
DisclosureSEC source: 0001181431-06-061079 · rrd134759.xml · derivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-10-30 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 30, 2007. Read SEC document |
| October 28, 2005 Filed Nov 10, 2005 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.36 | $0.00 |
DisclosureSEC source: 0001181431-05-060598 · rrd96740.xml · derivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-10-28 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 28, 2006. Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 17:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $16.10 | $0.00 |
DisclosureSEC source: 0001181431-04-050098 · rrd56375.xml · derivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2011-10-29 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 29, 2005. Read SEC document |
| November 18, 2003 Filed Nov 20, 2003 02:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | PurchaseCommon Stock | 50,000 | $23.34 | $1,167,045.00 |
DisclosureSEC source: 0001181431-03-031901 · rrd23279.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,800 F1 · balance_after: Shares held by Gerhard Hans Parker & Carol Ellen Parker as trustees of a living trust dated June 30, 1976. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 20:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $20.65 | $0.00 |
DisclosureSEC source: 0001181431-03-027759 · rrd21019.xml · derivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2010-10-24 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. 1995 Equity Incentive Plan. F2 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on October 24, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.