Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | December 31, 2019 | January 04, 2020 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | EVP, CFO | September 21, 2007 | September 24, 2007 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2023 | January 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 31, 2019 · Filed January 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,247 |
Reported balance
After 2019-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 800 · Balance 70,247 F1: Represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2019, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. F2: Number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2019, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.
F2: Number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date).
CISCO SYSTEMS, INC.
Report date September 21, 2007 · Filed September 24, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,042 |
Reported balance
After 2007-09-21 transaction · row 1
1 source rowRow 1 · 2007-09-21 · Tax withholding · Disposed 9,150 · Balance 103,042 F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the Reporting Person in a Form 4 filed with the Commission on September 21, 2006. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the Reporting Person in a Form 4 filed with the Commission on September 21, 2006.
INTUIT INC.
Report date January 18, 2023 · Filed January 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,308 |
Ending reported balance
After 2023-01-18 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-01-18 · Exercise / conversion · Acquired 1,550 · Balance 8,004 Row 2 · 2023-01-18 · Exercise / conversion · Acquired 1,215 · Balance 9,219 Row 3 · 2023-01-18 · Exercise / conversion · Acquired 903 · Balance 10,122 Row 4 · 2023-01-18 · Exercise / conversion · Acquired 694 · Balance 10,816 Row 5 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 11,308 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-18 · Exercise / conversion · Disposed 1,550 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-18 · Exercise / conversion · Disposed 1,215 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-18 · Exercise / conversion · Disposed 903 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-18 · Exercise / conversion · Disposed 694 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · derivative · entry 10 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 492 shares Expires 2023-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 694 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · derivative · entry 9 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 694 shares Expires 2023-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · derivative · entry 8 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 903 shares Expires 2023-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · derivative · entry 7 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires 2023-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · derivative · entry 6 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,550 shares Expires 2023-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · nonDerivative · entry 5 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 694 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · nonDerivative · entry 4 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · nonDerivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · nonDerivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001171 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 00:53 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001496 · form4.xml · derivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 492 shares Expires 2027-01-21 F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 00:53 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001496 · form4.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,220 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 00:53 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001496 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:27 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 5,000 | $431.67 | $2,158,350.00 |
DisclosureSEC source: 0000896878-21-000123 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,234 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 23:59 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 694 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000037 · edgar.xml · derivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694 Underlying: Common Stock · 694 shares Expires 2026-01-22 F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 23:59 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 2,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000037 · edgar.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,777 shares Expires 2021-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units granted 1/22/2016. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 23:59 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 2,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000037 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:34 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000014 · edgar.xml · derivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903 Underlying: Common Stock · 903 shares Expires 2025-01-24 F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units. These securities are subject to deferrred release. F5 · derivative.expiration_date: Represents release date for vested Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 2,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000014 · edgar.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,907 shares Expires 2020-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units granted on 1/23/2015. F3 · derivative.expiration_date: The reported date represents the release date for vested Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 2,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000014 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 01:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000945 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,247 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2019, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. F2 · balance_after: Number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date). Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 25,218 | $51.44 | $1,297,213.92 |
DisclosureSEC source: 0001127602-19-028077 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.12 to $51.72, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 64,858 restricted stock units previously reported, of which (a) 58,870 restricted stock units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied board of directors, and (b) 5,988 restricted stock units will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date). Read SEC document |
| March 07, 2019 Filed Mar 12, 2019 00:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 5,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010909 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,665 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2020 (subject to continued service as a director through the vesting date). F2 · balance_after: Number of shares includes 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| February 27, 2019 Filed Feb 27, 2019 23:26 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 4,083 | $248.96 | $1,016,508.17 |
DisclosureSEC source: 0000896878-19-000048 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,550 F1 · price: This transaction was executed in multiple trades ranging from $248.95 to $249.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 21:08 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 3,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000029 · edgar.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,550 shares Expires 2019-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 21:08 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 3,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000029 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 18:49 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000019 · edgar.xml · derivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 1,215 shares Expires 2024-01-18 F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. These securities are subject to deferred release. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000908 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,677 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $32.74 per share, the closing price of Applied Materials, Inc. common stock on December 31, 2018, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 57,638 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 3,789 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2019 (subject to continued service as a director through the vest date). Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:46 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 4,554 | $215.05 | $979,360.01 |
DisclosureSEC source: 0000896878-18-000167 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,083 F1 · price: This transaction was executed in multiple trades ranging from $215.04 to $215.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011264 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,445 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2019 (subject to continued service as a director through the vesting date). F2 · balance_after: Number of shares includes 57,638 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 23:09 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000020 · edgar.xml · derivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Underlying: Common Stock · 1,550 shares Expires 2023-01-19 F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 23:09 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000020 · edgar.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,083 shares Expires 2018-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 23:09 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000020 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000761 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,656 F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $51.12 per share, the closing price of Applied Materials, Inc. common stock on December 29, 2017, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes: (a) 57,191 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board and (b) 6,019 restricted stock units previously reported that are scheduled to vest in March 2018 (subject to continued service as a director through the vest date). Read SEC document |
| May 25, 2017 Filed May 26, 2017 18:10 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 16,686 | $136.82 | $2,283,001.88 |
DisclosureSEC source: 0000896878-17-000052 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,554 F1 · price: This transaction was executed in multiple trades ranging from $136.75 to $136.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 01:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 6,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011501 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,209 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2018 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 57,191 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 00:04 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000018 · edgar.xml · derivative · entry 3 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 Underlying: Common Stock · 2,220 shares Expires 2022-01-20 F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 00:04 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000018 · edgar.xml · derivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,554 shares Expires 2017-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for restricted stock units. F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 00:04 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000018 · edgar.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 23:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 21,017 | $31.95 | $671,493.15 |
DisclosureSEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 2 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,190 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $32.30, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F3 · balance_after: Number of shares includes: (a) 57,191 vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 10,219 RSUs scheduled to vest in March 2017 (subject to continued service as a director through the vesting date). Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000347 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,207 F1 · shares: Represents number of restricted stock units ("RSUs") automatically acquired based on a value of $32.27 per share, the closing price of Applied Materials, Inc. common stock on December 30, 2016, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested RSUs that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 23:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046275 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,922 F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2017 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 52,906 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| April 02, 2015 Filed Apr 6, 2015 23:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 8,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-014069 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,703 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2016 (subject to accelerated vesting in connection with the closing of the business combination between Applied and Tokyo Electron Limited and continued service as a director through the vest date). F2 · balance_after: Number of shares includes 52,906 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. Read SEC document |
| March 04, 2014 Filed Mar 7, 2014 00:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-010615 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,723 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2015 (subject to accelerated vesting as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and continued service as a director through the vest date). F2 · balance_after: Number of shares includes 56,073 restricted stock units previously reported, of which (a) 52,906 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 3,167 units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2015 (subject to accelerated vesting described in footnote 1 and continued service as a director through the vest date). Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 38,537 | $19.30 | $743,764.10 |
DisclosureSEC source: 0001127602-14-008722 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,108 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.32, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 63,308 restricted stock units previously reported, of which (a) 38,350 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 10,402 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015, and (c) 14,556 units are scheduled to vest in March 2014 and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date). Read SEC document |
| March 05, 2013 Filed Mar 8, 2013 00:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 14,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010002 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,645 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Mr. Powell's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 48,752 restricted stock units previously reported, of which (a) 38,350 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board and (b) 10,402 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (all vesting is subject to continued service as a director through each applicable vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010223 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,089 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Mr. Powell's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 39,328 restricted stock units previously reported, of which (a) 16,268 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 17,637 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015, and (c) 5,423 units are scheduled to vest in March 2013 and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 08, 2011 Filed Mar 11, 2011 01:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 12,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-017224 · rrd304930.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,430 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2012 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 10,845 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 28,051 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 5,000 shares are scheduled to vest in September 2011, (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, and (Continued in Footnote 3) F3 · balance_after: (iii) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013 and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 09, 2010 Filed Mar 12, 2010 02:03 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 16,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-015835 · rrd269542.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,764 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/11 (subject to continued service as a director through each vest date). F2 · balance_after: Number of shares includes: (a) 5,422 performance shares that previously vested and which, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 26,269 performance shares previously reported, of which (i) 10,000 shares will be converted in the future on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 9/11/10 and (ii) 16,269 shares are scheduled to vest in three equal annual installments beginning 3/1/11 and, pursuant to Mr. Powell's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| July 29, 2009 Filed Oct 23, 2009 01:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | OtherCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048309 · rrd255410.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,491 F1 · shares: Disposal of shares were in connection with a domestic relations order exempt under Rule 16a-12. F2 · balance_after: Number of shares includes 31,691 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest in two equal annual installments beginning 9/11/10 and (b) 21,691 performance shares are scheduled to vest in four equal annual installments beginning 3/1/10 (all vesting is subject to continued service as a director through each vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.