Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | VP, Corporate Controller | March 01, 2010 | March 04, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date March 01, 2010 · Filed March 04, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 197,290 |
Last balance in matching sequence
After 2010-03-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2010-03-01 · Exercise / conversion · Acquired 10,000 · Balance 207,290 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Row 2 · 2010-03-01 · Sale · Disposed 10,000 · Balance 197,290 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Row 3 · 2010-03-01 · Exercise / conversion · Acquired 14,000 · Balance 211,290 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Row 4 · 2010-03-01 · Sale · Disposed 14,000 · Balance 197,290 F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.75 · Expires 2010-03-12 | Direct | 0 |
Reported balance
After 2010-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2010-03-01 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.75 · Expires 2010-03-12 | Direct | 0 |
Reported balance
After 2010-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2010-03-01 · Exercise / conversion · Disposed 14,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 3,876.701 |
Reported balance
Holding disclosure · report date 2010-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,876.701 F2: Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date).
F2: Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · derivative · entry 7 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2010-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · derivative · entry 6 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2010-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 14,000 | $12.43 | $174,022.80 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,290 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 14,000 | $11.75 | $164,500.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 10,000 | $12.43 | $124,302.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,290 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 10,000 | $11.75 | $117,500.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:10 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004191 · rrd263479.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,666 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 44,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10 and (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 17,618 | $13.18 | $232,205.24 |
DisclosureSEC source: 0001181431-09-042576 · rrd252157.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,666 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 44,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10 and (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 170,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015219 · rrd237058.xml · derivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2014-03-09 F3 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 17,972 | $17.92 | $322,058.24 |
DisclosureSEC source: 0001181431-08-051442 · rrd217673.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,590 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 93,775 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 17,275 performance shares are scheduled to vest on 8/31/09; (b) 39,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · derivative · entry 7 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2008-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $16.07 | $0.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · derivative · entry 6 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,000 | $19.26 | $462,314.40 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 24,000 | $15.50 | $371,880.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 20,000 | $19.26 | $385,262.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 20,000 | $16.07 | $321,400.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| March 05, 2008 Filed Mar 8, 2008 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $19.41 | $0.00 |
DisclosureSEC source: 0001181431-08-017298 · rrd198739.xml · derivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2008-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2008 Filed Mar 8, 2008 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 28,000 | $20.34 | $569,520.00 |
DisclosureSEC source: 0001181431-08-017298 · rrd198739.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 Read SEC document |
| March 05, 2008 Filed Mar 8, 2008 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 28,000 | $19.41 | $543,480.00 |
DisclosureSEC source: 0001181431-08-017298 · rrd198739.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075166 · rrd182024.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,654 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 93,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| September 21, 2007 Filed Sep 25, 2007 23:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001181431-07-058863 · rrd173285.xml · derivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2007 Filed Sep 25, 2007 23:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 28,000 | $21.41 | $599,460.40 |
DisclosureSEC source: 0001181431-07-058863 · rrd173285.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,654 F1 · balance_after: Number of shares includes 93,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| September 21, 2007 Filed Sep 25, 2007 23:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 28,000 | $21.03 | $588,876.40 |
DisclosureSEC source: 0001181431-07-058863 · rrd173285.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 93,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 13,149 | $21.36 | $280,862.64 |
DisclosureSEC source: 0001181431-07-056071 · rrd171603.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,654 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Includes 93,050 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| June 18, 2007 Filed Jun 21, 2007 01:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-041521 · rrd163578.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,349 F1 · shares: Represents performance shares (or restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/07, subject to continued employment. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Includes 101,825 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 51,825 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 (all vesting is subject to continued employment). Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 02:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 95,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-069913 · rrd139467.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,895 F1 · shares: Represents performance shares (or restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 and 45,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (assuming continued employment). F2 · balance_after: Includes 6,825 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| September 06, 2006 Filed Sep 9, 2006 01:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 814 | $16.90 | $13,756.60 |
DisclosureSEC source: 0001181431-06-051932 · rrd129925.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,895 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) 6,825 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment). Read SEC document |
| December 01, 2005 Filed Dec 6, 2005 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001181431-05-064746 · rrd99077.xml · derivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2012-12-01 F5 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning on 8/31/06 (assuming continued employment). Read SEC document |
| December 01, 2005 Filed Dec 6, 2005 02:04 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-064746 · rrd99077.xml · nonDerivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F3 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F4 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.