Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Group VP & CIO | December 19, 2011 | December 22, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 19, 2011 · Filed December 22, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 223,030 |
Reported balance
After 2011-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2011-12-19 · Tax withholding · Disposed 29,760 · Balance 223,030 F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Number of shares includes 148,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2013; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Number of shares includes 148,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2013; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2011 Filed Dec 22, 2011 02:10 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 29,760 | $10.13 | $301,468.80 |
DisclosureSEC source: 0001127602-11-033038 · form4.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,030 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 148,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2013; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 16, 2011 Filed Sep 20, 2011 23:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-11-025659 · form4.xml · derivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 100,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100,000 shares became exercisable on 4/1/2011 and 150,000 shares are scheduled to become exercisable on 4/1/2012, subject to continued employment through the vest date. Read SEC document |
| September 16, 2011 Filed Sep 20, 2011 23:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 100,000 | $11.62 | $1,162,000.00 |
DisclosureSEC source: 0001127602-11-025659 · form4.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,790 F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 16, 2011 Filed Sep 20, 2011 23:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 100,000 | $8.58 | $858,000.00 |
DisclosureSEC source: 0001127602-11-025659 · form4.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · derivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 150,000 shares became exercisable on 4/1/2011 and 150,000 shares are scheduled to become exercisable on 4/1/2012, subject to continued employment through the vest date. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 50,000 | $10.89 | $544,500.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,790 F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001127602-11-025070 · form4.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,585 | $11.32 | $51,902.20 |
DisclosureSEC source: 0001181431-11-048021 · rrd321200.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,790 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,836 | $13.61 | $79,427.96 |
DisclosureSEC source: 0001181431-10-063167 · rrd294986.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,986 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 225,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 12,500 shares will be scheduled to vest during August of 2011; (b) 37,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060385 · rrd293552.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,822 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest on 8/31/2011; (b) 31,250 shares are scheduled to vest on 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; and (d) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| August 31, 2010 Filed Sep 3, 2010 01:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 14,809 | $10.37 | $153,569.33 |
DisclosureSEC source: 0001181431-10-045425 · rrd285522.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,822 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest on 8/31/2011 and (b) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| May 01, 2010 Filed May 5, 2010 00:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,605 | $13.78 | $22,116.90 |
DisclosureSEC source: 0001181431-10-024381 · rrd274181.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,894 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 172,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · derivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 150,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 150,000 shares became exercisable on 4/1/10 and 300,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date. Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 150,000 | $13.47 | $2,020,650.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,499 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 176,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 4,375 shares are scheduled to vest on 5/1/10; (c) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (d) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2010 Filed Apr 6, 2010 00:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 150,000 | $8.58 | $1,287,000.00 |
DisclosureSEC source: 0001181431-10-020355 · rrd272052.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 176,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 4,375 shares are scheduled to vest on 5/1/10; (c) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (d) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004185 · rrd263473.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,875 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| September 03, 2009 Filed Sep 4, 2009 23:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 44,235 | $13.11 | $579,920.85 |
DisclosureSEC source: 0001181431-09-042890 · rrd252431.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,875 F1 · balance_after: Number of shares consists of 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,607 | $13.18 | $205,700.26 |
DisclosureSEC source: 0001181431-09-042578 · rrd252155.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,110 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 13, 2009 Filed Aug 17, 2009 23:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 26,969 | $13.68 | $368,935.92 |
DisclosureSEC source: 0001181431-09-040003 · rrd250835.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,875 F1 · balance_after: Number of shares consists of 110,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 4,375 performance shares are scheduled to vest on 5/1/10; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| May 01, 2009 Filed May 6, 2009 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,158 | $12.18 | $14,104.44 |
DisclosureSEC source: 0001181431-09-022975 · rrd241448.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,844 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 110,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 4,375 performance shares are scheduled to vest on 5/1/10; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| March 26, 2009 Filed Mar 30, 2009 22:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 20,000 | $11.11 | $222,200.00 |
DisclosureSEC source: 0001181431-09-017717 · rrd238513.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,002 F1 · balance_after: Number of shares includes 115,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015218 · rrd237059.xml · derivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2014-03-09 F2 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 16,532 | $17.92 | $296,253.44 |
DisclosureSEC source: 0001181431-08-051441 · rrd217672.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,172 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 115,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| June 12, 2008 Filed Jun 17, 2008 00:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001181431-08-039060 · rrd210855.xml · derivative · entry 4 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 10,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50,000 shares became exercisable on each of 5/1/07 and 5/1/08; and 50,000 shares to become exercisable on each of 5/1/09 and 5/1/10, subject to continued employment. Read SEC document |
| June 12, 2008 Filed Jun 17, 2008 00:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 4,191 | $19.40 | $81,305.40 |
DisclosureSEC source: 0001181431-08-039060 · rrd210855.xml · nonDerivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,250 F1 · balance_after: Number of shares includes 174,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| June 12, 2008 Filed Jun 17, 2008 00:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 10,000 | $19.40 | $194,000.00 |
DisclosureSEC source: 0001181431-08-039060 · rrd210855.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,441 F1 · balance_after: Number of shares includes 174,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| June 12, 2008 Filed Jun 17, 2008 00:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 10,000 | $17.62 | $176,200.00 |
DisclosureSEC source: 0001181431-08-039060 · rrd210855.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 174,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| May 01, 2008 Filed May 6, 2008 01:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,158 | $19.51 | $22,592.58 |
DisclosureSEC source: 0001181431-08-029006 · rrd205152.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,441 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 174,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| March 19, 2008 Filed Mar 21, 2008 00:42 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 19,358 | $21.17 | $409,824.35 |
DisclosureSEC source: 0001181431-08-020489 · rrd200416.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,599 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 178,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08; and 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075168 · rrd182020.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,503 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 128,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| September 13, 2007 Filed Sep 17, 2007 23:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001181431-07-057840 · rrd172630.xml · derivative · entry 4 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50,000 shares became exercisable on 5/1/07; and 50,000 shares become exercisable on each of 5/1/08, 5/1/09 and 5/1/10, subject to continued employment. Read SEC document |
| September 13, 2007 Filed Sep 17, 2007 23:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 17,652 | $20.73 | $365,925.96 |
DisclosureSEC source: 0001181431-07-057840 · rrd172630.xml · nonDerivative · entry 3 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,503 F1 · balance_after: Number of shares includes 128,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| September 13, 2007 Filed Sep 17, 2007 23:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 50,000 | $20.73 | $1,036,730.00 |
DisclosureSEC source: 0001181431-07-057840 · rrd172630.xml · nonDerivative · entry 2 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,155 F1 · balance_after: Number of shares includes 128,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| September 13, 2007 Filed Sep 17, 2007 23:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 50,000 | $17.62 | $881,000.00 |
DisclosureSEC source: 0001181431-07-057840 · rrd172630.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 128,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 12,300 | $21.36 | $262,728.00 |
DisclosureSEC source: 0001181431-07-056079 · rrd171598.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,155 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 128,625 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 48,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 67,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| June 18, 2007 Filed Jun 21, 2007 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-041520 · rrd163579.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,193 F1 · shares: Represents performance shares (or restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/07, subject to continued employment. F2 · balance_after: Includes 135,125 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07; 72,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08 (all vesting is subject to continued employment). Read SEC document |
| May 01, 2007 Filed May 4, 2007 00:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,565 | $19.42 | $30,392.30 |
DisclosureSEC source: 0001181431-07-029643 · rrd157069.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,193 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Includes 135,125 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 13,125 performance shares are scheduled to vest in three equal annual installments beginning 5/1/08; 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07; and 72,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (all vesting are subject to continued employment). Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 02:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 122,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-069918 · rrd139463.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,500 F1 · shares: Represents performance shares (or restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 and 72,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (assuming continued employment). F2 · balance_after: Includes 17,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 5/1/07 (assuming continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.