Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Senior Vice President | December 19, 2012 | December 22, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 19, 2012 · Filed December 22, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 338,545 |
Reported balance
After 2012-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-12-19 · Tax withholding · Disposed 20,146 · Balance 338,545 F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date). |
| Common StockSEC Table I · non-derivative | IndirectBy The 401(k) Plan | 16,087.471 |
Reported balance
Holding disclosure · report date 2012-12-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,087.471 F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).
F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2012 Filed Dec 22, 2012 02:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 20,146 | $11.34 | $228,455.64 |
DisclosureSEC source: 0001127602-12-034913 · form4.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,545 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2011 Filed Dec 22, 2011 02:12 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 45,563 | $10.13 | $461,553.19 |
DisclosureSEC source: 0001127602-11-033040 · form4.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,691 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 248,750 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Disposition to issuerCommon Stock | 12,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,254 F3 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved. F4 · balance_after: Number of shares includes 352,188 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 229,688 shares are scheduled to vest in installments during each December of 2011 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,910 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 19, 2010 Filed Dec 22, 2010 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 45,590 | $13.61 | $620,479.90 |
DisclosureSEC source: 0001181431-10-063168 · rrd294985.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,910 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date). Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · derivative · entry 5 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 200,000 | $13.04 | $2,607,560.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,500 F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 200,000 | $8.58 | $1,716,000.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004184 · rrd263472.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 08, 2010 Filed Jan 13, 2010 01:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 47,889 | $14.50 | $694,390.50 |
DisclosureSEC source: 0001181431-10-002805 · rrd262675.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 F1 · balance_after: Number of shares consists of 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 30,236 | $13.62 | $411,814.32 |
DisclosureSEC source: 0001181431-09-058376 · rrd260772.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,389 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 91,169 | $12.95 | $1,180,638.55 |
DisclosureSEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,625 F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,576 | $13.18 | $47,131.68 |
DisclosureSEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,794 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:49 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015216 · rrd237061.xml · derivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2014-03-09 F3 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:49 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 35,743 | $10.13 | $362,076.59 |
DisclosureSEC source: 0001181431-08-069186 · rrd227580.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,370 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 225,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,576 | $17.92 | $82,001.92 |
DisclosureSEC source: 0001181431-08-051440 · rrd217671.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,113 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 303,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 7 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 6 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 70,000 | $19.11 | $1,337,980.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,689 F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 70,000 | $16.28 | $1,139,250.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 40,000 | $19.11 | $764,560.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,689 F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 40,000 | $16.28 | $651,000.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2007 Filed Dec 22, 2007 02:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 25,735 | $17.59 | $452,678.65 |
DisclosureSEC source: 0001181431-07-077375 · rrd183788.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,689 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075174 · rrd182032.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,424 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · derivative · entry 7 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2008-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,000 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · derivative · entry 6 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,000 shares Expires 2007-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 60,000 | $21.30 | $1,278,000.00 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,424 F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 60,000 | $20.06 | $1,203,750.00 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 54,000 | $21.21 | $1,145,340.00 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,424 F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| October 05, 2007 Filed Oct 9, 2007 11:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 54,000 | $21.03 | $1,135,690.20 |
DisclosureSEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,576 | $21.36 | $76,383.36 |
DisclosureSEC source: 0001181431-07-056070 · rrd171597.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,424 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 245,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 05, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 1,500 | $19.90 | $29,850.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 7 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 11 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2011-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 31,250 shares became exercisable on each of 7/15/05 and 7/15/06; and 31,250 shares become exercisable on each of 7/15/07 and 7/15/08, subject to continued employment. Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 10 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 30,000 shares Expires 2009-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 30,000 shares became exercisable on 7/15/06 and 65,000 shares become exercisable on 7/15/07, subject to continued employment. Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $15.07 | $0.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 9 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2009-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 62,500 | $20.16 | $1,260,000.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 6 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,500 F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 62,500 | $16.12 | $1,007,500.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 5 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 30,000 | $20.16 | $604,800.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,500 F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 30,000 | $14.57 | $437,100.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 15,000 | $20.16 | $302,400.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,500 F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 03, 2007 Filed Jul 6, 2007 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 15,000 | $15.07 | $226,050.00 |
DisclosureSEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 23:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-006513 · rrd144431.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,500 F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment). F3 · balance_after: Number of shares includes 30,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| October 05, 2006 Filed Oct 10, 2006 10:12 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 6,424 | $18.10 | $116,274.40 |
DisclosureSEC source: 0001181431-06-057344 · rrd132795.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 F1 · balance_after: Number of shares includes 30,000 performance shares (or restricted stock units) previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| September 06, 2006 Filed Sep 9, 2006 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,576 | $16.90 | $60,434.40 |
DisclosureSEC source: 0001181431-06-051936 · rrd129916.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,924 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects 30,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 145,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0001181431-05-067143 · rrd100262.xml · derivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Stock · 145,000 shares Expires 2012-12-13 F3 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:31 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067143 · rrd100262.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001181431-05-064414 · rrd98987.xml · derivative · entry 6 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2012-12-01 F4 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning on 8/31/06 (assuming continued employment). Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-064414 · rrd98987.xml · nonDerivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F2 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F3 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| November 30, 2005 Filed Dec 3, 2005 02:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 88,000 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001181431-05-064414 · rrd98987.xml · derivative · entry 5 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,000 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.