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Kerschbaum Manfred

Disclosed activity across 1 company

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12771
SEC CIK
0001322089

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPLIED MATERIALS INC /DEAMAT · Entity 2812Senior Vice PresidentDecember 19, 2012December 22, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPLIED MATERIALS INC /DE

Report date December 19, 2012 · Filed December 22, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect338,545 Reported balance After 2012-12-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2012-12-19 · Tax withholding · Disposed 20,146 · Balance 338,545

F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).

Common StockSEC Table I · non-derivativeIndirectBy The 401(k) Plan16,087.471 Reported balance Holding disclosure · report date 2012-12-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 16,087.471

F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).

F3: Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2012 Filed Dec 22, 2012 02:20 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 20,146 $11.34 $228,455.64
Disclosure

SEC source: 0001127602-12-034913 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,545

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2011 Filed Dec 22, 2011 02:12 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 45,563 $10.13 $461,553.19
Disclosure

SEC source: 0001127602-11-033040 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,691

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 248,750 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:36 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Disposition to issuerCommon Stock 12,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,254

F3 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F4 · balance_after: Number of shares includes 352,188 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 229,688 shares are scheduled to vest in installments during each December of 2011 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:36 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,910

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2010 Filed Dec 22, 2010 02:31 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 45,590 $13.61 $620,479.90
Disclosure

SEC source: 0001181431-10-063168 · rrd294985.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,910

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 07, 2010 Filed Dec 9, 2010 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-10-060383 · rrd293556.xml · derivative · entry 5

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).

Read SEC document
December 07, 2010 Filed Dec 9, 2010 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 200,000 $13.04 $2,607,560.00
Disclosure

SEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,500

F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

Read SEC document
December 07, 2010 Filed Dec 9, 2010 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 200,000 $8.58 $1,716,000.00
Disclosure

SEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

Read SEC document
December 06, 2010 Filed Dec 9, 2010 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-060383 · rrd293556.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,500

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date).

F2 · balance_after: Number of shares also includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,875 shares are scheduled to vest on 12/19/2010; (b) 43,750 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (c) 18,750 shares are scheduled to vest on 12/19/2011; (d) provided specified performance goals are achieved, 28,125 shares are scheduled to vest on 12/19/2011; and (e) provided specified performance goals are achieved, 75,000 shares are scheduled to vest: (i) as to 12,500 shares no earlier than 12/19/2011 and (ii) as to 62,500 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

Read SEC document
January 19, 2010 Filed Jan 22, 2010 02:06 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-004184 · rrd263472.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date).

F2 · balance_after: Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date).

Read SEC document
January 08, 2010 Filed Jan 13, 2010 01:34 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 47,889 $14.50 $694,390.50
Disclosure

SEC source: 0001181431-10-002805 · rrd262675.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

F1 · balance_after: Number of shares consists of 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date).

Read SEC document
December 19, 2009 Filed Dec 23, 2009 02:37 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 30,236 $13.62 $411,814.32
Disclosure

SEC source: 0001181431-09-058376 · rrd260772.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,389

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date).

Read SEC document
September 01, 2009 Filed Sep 3, 2009 01:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 91,169 $12.95 $1,180,638.55
Disclosure

SEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,625

F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

Read SEC document
August 31, 2009 Filed Sep 3, 2009 01:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,576 $13.18 $47,131.68
Disclosure

SEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,794

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

Read SEC document
March 09, 2009 Filed Mar 12, 2009 01:49 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-09-015216 · rrd237061.xml · derivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2014-03-09

F3 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment).

Read SEC document
December 19, 2008 Filed Dec 24, 2008 01:49 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 35,743 $10.13 $362,076.59
Disclosure

SEC source: 0001181431-08-069186 · rrd227580.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,370

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 225,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

Read SEC document
August 31, 2008 Filed Sep 4, 2008 00:26 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,576 $17.92 $82,001.92
Disclosure

SEC source: 0001181431-08-051440 · rrd217671.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,113

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 303,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 7

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2008-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 6

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2008-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 70,000 $19.11 $1,337,980.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 4

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,689

F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 70,000 $16.28 $1,139,250.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 40,000 $19.11 $764,560.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,689

F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
August 14, 2008 Filed Aug 19, 2008 00:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 40,000 $16.28 $651,000.00
Disclosure

SEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
December 19, 2007 Filed Dec 22, 2007 02:45 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 25,735 $17.59 $452,678.65
Disclosure

SEC source: 0001181431-07-077375 · rrd183788.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,689

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
December 10, 2007 Filed Dec 13, 2007 02:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-075174 · rrd182032.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,424

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment).

F2 · balance_after: Number of shares also includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · derivative · entry 7

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2008-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 54,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · derivative · entry 6

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,000 shares

Expires 2007-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 60,000 $21.30 $1,278,000.00
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 4

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,424

F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 60,000 $20.06 $1,203,750.00
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 54,000 $21.21 $1,145,340.00
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,424

F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
October 05, 2007 Filed Oct 9, 2007 11:14 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 54,000 $21.03 $1,135,690.20
Disclosure

SEC source: 0001181431-07-061241 · rrd174691.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 245,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
August 31, 2007 Filed Sep 6, 2007 01:54 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,576 $21.36 $76,383.36
Disclosure

SEC source: 0001181431-07-056070 · rrd171597.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,424

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 245,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 05, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 1,500 $19.90 $29,850.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 7

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 62,500 $0.00 Strike: $16.12 $0.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 11

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2011-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 31,250 shares became exercisable on each of 7/15/05 and 7/15/06; and 31,250 shares become exercisable on each of 7/15/07 and 7/15/08, subject to continued employment.

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 10

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 30,000 shares

Expires 2009-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 30,000 shares became exercisable on 7/15/06 and 65,000 shares become exercisable on 7/15/07, subject to continued employment.

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $15.07 $0.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · derivative · entry 9

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2009-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 62,500 $20.16 $1,260,000.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 6

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 62,500 $16.12 $1,007,500.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 5

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 30,000 $20.16 $604,800.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 4

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 30,000 $14.57 $437,100.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 15,000 $20.16 $302,400.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
July 03, 2007 Filed Jul 6, 2007 21:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 15,000 $15.07 $226,050.00
Disclosure

SEC source: 0001181431-07-044791 · rrd165318.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares includes 255,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 30,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

Read SEC document
January 25, 2007 Filed Jan 29, 2007 23:44 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantPerformance Shares (or Restricted Stock Units) 225,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-006513 · rrd144431.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment).

F3 · balance_after: Number of shares includes 30,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).

Read SEC document
October 05, 2006 Filed Oct 10, 2006 10:12 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 6,424 $18.10 $116,274.40
Disclosure

SEC source: 0001181431-06-057344 · rrd132795.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · balance_after: Number of shares includes 30,000 performance shares (or restricted stock units) previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).

Read SEC document
September 06, 2006 Filed Sep 9, 2006 01:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,576 $16.90 $60,434.40
Disclosure

SEC source: 0001181431-06-051936 · rrd129916.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,924

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects 30,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment).

Read SEC document
December 13, 2005 Filed Dec 16, 2005 02:31 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (right to buy) · Derivative 145,000 $0.00 Strike: $19.20 $0.00
Disclosure

SEC source: 0001181431-05-067143 · rrd100262.xml · derivative · entry 4

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2012-12-13

F3 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment).

Read SEC document
December 13, 2005 Filed Dec 16, 2005 02:31 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantPerformance Shares (or Restricted Stock Units) 28,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-067143 · rrd100262.xml · nonDerivative · entry 3

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F2 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment).

Read SEC document
December 01, 2005 Filed Dec 3, 2005 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (right to buy) · Derivative 105,000 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001181431-05-064414 · rrd98987.xml · derivative · entry 6

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2012-12-01

F4 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning on 8/31/06 (assuming continued employment).

Read SEC document
December 01, 2005 Filed Dec 3, 2005 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantPerformance Shares (or Restricted Stock Units) 12,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-064414 · rrd98987.xml · nonDerivative · entry 4

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F2 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F3 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment).

Read SEC document
November 30, 2005 Filed Dec 3, 2005 02:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 88,000 $0.00 Strike: $9.78 $0.00
Disclosure

SEC source: 0001181431-05-064414 · rrd98987.xml · derivative · entry 5

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,000 shares

Expires 2005-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.